DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••• I•• W•••••• R• ••••••••• S•• C••• C•
Gross asset value
$158M
as of Sep 26, 2023; not a fund size
Peak GAV
$162M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$20.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
6%
Reported
5 filings
Mar 31, 2022 to Sep 26, 2023
Reporting history
one row per Form ADV filing
Gross asset value$158M as of Sep 26, 2023
Mar 31, 2022$162M then
Owners2 as of Sep 26, 2023
Mar 31, 20222 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Barbadosreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
- Type as written
- POOLED INVESTMENT VEHICLEreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citigroup Global Markets Inc.New York, New York
- State Street Global Markets, LLCBoston, Massachusetts
Across DFX
shared identifiers only
- S•••• I•• W•••••• R• ••••••••• S•• C••• C• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons