DFX Intelligence
RIA Intelligence
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SEC-registered adviser
S••••• H•••••• C•••••• M••••••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Dec 1, 2016 · 20 filings
SEC status approved since Jan 3, 2017
RAUM
$727M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
45%
$328M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$727M as of Mar 31, 2026
Mar 29, 2018$307M then
HNW client RAUM$327M as of Mar 31, 2026
Mar 29, 2018$178M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20180 then
Employees (5.A)11 as of Mar 31, 2026
Mar 29, 20186 then
Private funds: no history
RAUM +8.0% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.1MderivedHNW RAUM over HNW clients
- Average account
- $7.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$327M45%
- Other investment advisers$178M24%
- Corporations and businesses$164M23%
- Pooled investment vehicles$48.7M6.7%
- Charitable organizations$8.6M1.2%
- Individuals$1.3M0.2%
- Individual clients
- n/areported
- HNW clients
- 64reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 99reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.45 fund_share=0.31 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••••• P•••••••• D••••• · Chief Operating Officer And Chief Compliance Officercontrolsince 09/2022 · owns less than 5%
- K••••••• K••••• E•••• · Secretary/Treasurercontrolsince 08/2006 · owns less than 5%
- L••• L•••••••• · Presidentcontrolsince 08/2006 · owns less than 5%
- K••••••• K••••• E•••• · President & Sole Ownercontrolsince 07/2006 · owns 75% or more of C••••••••• E••••••••• L•••
- L••• L•••••••• · President & Sole Ownercontrolsince 07/2006 · owns 75% or more of Z•••••••• C•••••••• I•••
Entity owners
- C••••••••• E••••••••• L••• · Shareholderdirect · owns 50% to 75%
- Z•••••••• C•••••••• I••• · Shareholderdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- North York, Canada1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average accountStatic outlier · filing Mar 31, 2026RAUM per account of $7,344,027 against a peer median of $610,947 (1443 comparable advisers, 98.0th percentile, 4.5 robust deviations)peers: independent wealth managers, $500M to $1B (1,443) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 94 to 99Mar 31, 2025 to Mar 31, 2026
- HNW clients · 61 to 64Mar 31, 2025 to Mar 31, 2026
- Employees · 10 to 11Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $673M to $727MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $292M to $327MMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $1.1M to $1.3MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $34.8M to $48.7MMar 31, 2025 to Mar 31, 2026
- RAUM · $673M to $727MMar 31, 2025 to Mar 31, 2026
- Accounts · 99 to 94Mar 28, 2024 to Mar 31, 2025
- HNW clients · 66 to 61Mar 28, 2024 to Mar 31, 2025
- Employees · 7 to 10Mar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- HQ city · TORONTO to TORONTO, ONTARIOMar 28, 2024 to Mar 31, 2025
- HQ state · unset to Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $615M to $673MMar 28, 2024 to Mar 31, 2025
- HNW RAUM · $304M to $292MMar 28, 2024 to Mar 31, 2025
- Individual RAUM · $1.7M to $1.1MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $5.0M to $34.8MMar 28, 2024 to Mar 31, 2025
- RAUM · $615M to $673MMar 28, 2024 to Mar 31, 2025
- HNW clients · 64 to 66Mar 30, 2023 to Mar 28, 2024
- Employees · 8 to 7Mar 30, 2023 to Mar 28, 2024
- Other offices · 0 to 1Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $536M to $615MMar 30, 2023 to Mar 28, 2024
- HNW RAUM · $265M to $304MMar 30, 2023 to Mar 28, 2024
- Individual RAUM · $1.8M to $1.7MMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $311,079 to $5.0MMar 30, 2023 to Mar 28, 2024
- RAUM · $536M to $615MMar 30, 2023 to Mar 28, 2024
- Accounts · 96 to 99Sep 26, 2022 to Mar 30, 2023
- Advisory activities · 2 to 3Sep 26, 2022 to Mar 30, 2023
- Corporate clients · 25 to 28Sep 26, 2022 to Mar 30, 2023
- HNW clients · 65 to 64Sep 26, 2022 to Mar 30, 2023
- Pooled vehicle clients · unset to 1.0Sep 26, 2022 to Mar 30, 2023
- Employees · 7 to 8Sep 26, 2022 to Mar 30, 2023
- Discretionary RAUM · $586M to $536MSep 26, 2022 to Mar 30, 2023
- HNW RAUM · $299M to $265MSep 26, 2022 to Mar 30, 2023
- Individual RAUM · $2.1M to $1.8MSep 26, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · unset to 311079.0Sep 26, 2022 to Mar 30, 2023
- RAUM · $586M to $536MSep 26, 2022 to Mar 30, 2023
- Accounts · 92 to 96Jun 9, 2021 to Mar 31, 2022
- Corporate clients · 21 to 25Jun 9, 2021 to Mar 31, 2022
Signals
3 dated events
- D••••• P••••••• C••••••• (Chief Operating Officer) appeared on Schedule A of S••••• H•••••• C•••••• M••••••••• I•••Mar 31, 2022 · Control person joined · fact
- S••••• H•••••• C•••••• M••••••••• I••• reported RAUM $432.1M, up 45% from $298.6M (2019-11-15 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- S••••• H•••••• C•••••• M••••••••• I••• filed its initial SEC registration (Form ADV)Dec 1, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@silverheights.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 416-342-5624reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- S•••••H••••••.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 416-342-5624reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026