DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
Q•••••• F•••••••• A•••••••
Legal name Q•••••• F•••••••• A••••••• L••
Latest filing Jul 21, 2026
First filing on the tape Aug 9, 2016 · 28 filings
SEC status approved since Aug 22, 2016
RAUM
$1.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
4.9%
$81.4M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.7B
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$1.7B as of Jul 21, 2026
Mar 30, 2017$372M then
HNW client RAUM$81.4M as of Jul 21, 2026
Mar 29, 2018$70.2M then
State-registered IARs (5.B.3)1 as of Jul 21, 2026
Mar 30, 20170 then
Employees (5.A)3 as of Jul 21, 2026
Mar 30, 20172 then
Private funds2 as of Jul 21, 2026
Mar 29, 20181 then
RAUM +15% over the last fiscal year+17% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jul 21, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.7BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 19derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $5.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.0B63%
- Corporations and businesses$524M32%
- High-net-worth individuals$81.4M4.9%
- Individual clients
- 0reported
- HNW clients
- 19reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 296reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.05 fund_share=0.63 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Y••• O•••••• C••••• | Montgomery, Tx | Feb 17, 2017 | 17 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V•• I• I••••••••• F••• S•• | Other Private Fund | $697M | 22 | Oct 30, 2017 |
| Q•• F••• S•• | Other Private Fund | $1.2M | 1 | Dec 14, 2021 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• Y•••• O•••••• · Chief Investment Officercontrolsince 02/2017 · owns 10% to 25%
- L•••••• J••• L••• · Managing Membercontrolsince 06/2016 · owns 75% or more
- E••••••• J••• · Assignee Of A Membership Interestsince 10/2023 · owns 10% to 25%
- T••••••• L•••• · Chief Compliance Officersince 08/2019 · owns less than 5%
Related persons
Schedule D 7.A
- Q•••••••• A••••• E• I••••••••• S••• D• C•••investment advisern
Offices
Schedule D 1.F, the 25 largest
- Cdmx, Mexico3 employees
What changed
consecutive filings, newest first
- HQ city · THE WOODLANDS to MONTGOMERYMar 20, 2026 to Jul 21, 2026
- Accounts · 281 to 296Sep 29, 2025 to Mar 20, 2026
- BD registered reps · 1 to 0Sep 29, 2025 to Mar 20, 2026
- Corporate clients · 39 to 33Sep 29, 2025 to Mar 20, 2026
- Pooled vehicle clients · 26 to 29Sep 29, 2025 to Mar 20, 2026
- Discretionary RAUM · $1.4B to $1.7BSep 29, 2025 to Mar 20, 2026
- HNW RAUM · $63.2M to $81.4MSep 29, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $893M to $1.0BSep 29, 2025 to Mar 20, 2026
- RAUM · $1.4B to $1.7BSep 29, 2025 to Mar 20, 2026
- Individual RAUM · unset to 0.0Sep 26, 2024 to Mar 19, 2025
- Accounts · 265 to 281Sep 26, 2024 to Mar 19, 2025
- Corporate clients · 42 to 39Sep 26, 2024 to Mar 19, 2025
- HNW clients · 23 to 19Sep 26, 2024 to Mar 19, 2025
- Pooled vehicle clients · 23 to 26Sep 26, 2024 to Mar 19, 2025
- Employees · 4 to 3Sep 26, 2024 to Mar 19, 2025
- Financial planning clients · unset to Sep 26, 2024 to Mar 19, 2025
- Discretionary RAUM · $1.3B to $1.4BSep 26, 2024 to Mar 19, 2025
- HNW RAUM · $63.3M to $63.2MSep 26, 2024 to Mar 19, 2025
- Pooled vehicle RAUM · $699M to $893MSep 26, 2024 to Mar 19, 2025
- RAUM · $1.3B to $1.4BSep 26, 2024 to Mar 19, 2025
- Accounts · 283 to 265Oct 25, 2023 to Mar 26, 2024
- Advisory employees · 2 to 1Oct 25, 2023 to Mar 26, 2024
- BD registered reps · 2 to 1Oct 25, 2023 to Mar 26, 2024
- Corporate clients · 52 to 42Oct 25, 2023 to Mar 26, 2024
- HNW clients · 25 to 23Oct 25, 2023 to Mar 26, 2024
- Pooled vehicle clients · 17 to 23Oct 25, 2023 to Mar 26, 2024
- Insurance-licensed employees · 2 to 1Oct 25, 2023 to Mar 26, 2024
- State-registered IARs · 2 to 1Oct 25, 2023 to Mar 26, 2024
- Discretionary RAUM · $989M to $1.3BOct 25, 2023 to Mar 26, 2024
- HNW RAUM · $84.7M to $63.3MOct 25, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $51.7M to $0Oct 25, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $448M to $699MOct 25, 2023 to Mar 26, 2024
- RAUM · $1.0B to $1.3BOct 25, 2023 to Mar 26, 2024
- Accounts · 185 to 283Mar 11, 2022 to Mar 23, 2023
- BD registered reps · 0 to 2Mar 11, 2022 to Mar 23, 2023
- Corporate clients · 41 to 52Mar 11, 2022 to Mar 23, 2023
- HNW clients · 27 to 25Mar 11, 2022 to Mar 23, 2023
- Pooled vehicle clients · 1 to 17Mar 11, 2022 to Mar 23, 2023
- Insurance-licensed employees · 0 to 2Mar 11, 2022 to Mar 23, 2023
- State-registered IARs · 1 to 2Mar 11, 2022 to Mar 23, 2023
Signals
3 dated events
- Q•••••• F•••••••• A••••••• reported RAUM $1.3B, up 25% from $1.0B (2023-10-25 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- Q•••••• F•••••••• A••••••• reported RAUM $1.1B, up 56% from $694.7M (2022-01-10 to 2022-03-11)Mar 11, 2022 · RAUM change · derived
- Q•••••• F•••••••• A••••••• filed its initial SEC registration (Form ADV)Aug 9, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Q•••••• F•••••••• A••••••• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Website
- q••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 281 323 4007reportedpublic record, Form ADV, Jul 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.7Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026