DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••••• C•••••• G••••• L••
Latest filing Mar 30, 2026
First filing on the tape Feb 8, 2018 · 30 filings
SEC status approved since Mar 8, 2018
RAUM
$193M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$192M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$96.5M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$193M as of Mar 30, 2026
Feb 27, 2019$38.8M then
HNW client RAUM$132M as of Mar 30, 2026
Feb 27, 2019$16.9M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Feb 27, 20191 then
Employees (5.A)4 as of Mar 30, 2026
Feb 27, 20195 then
Private funds: no history
RAUM +19% over the last fiscal year+13% a year over threeIARs 2 to 2offices 1 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $96.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 110derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $348,243derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$132M68%
- Individuals$60.4M31%
- Pension and profit-sharing plans$690,1390.4%
- Individual clients
- 165reported
- HNW clients
- 54reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 554reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• C•••••• B•••••••Certified Financial Planner | Livermore, Ca | Nov 4, 2016 | 15 y | 2 |
| B•••• J••••• M•••••••Certified Financial Planner | Livermore, Ca | Aug 15, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- E••••• M•••••• G••••••• to O•••••••••Jun 26, 2025 · Other
- T•••••• R••• S••••••• to O•••••••••Feb 14, 2025 · Other
Joined, latest
- K•••• C•••••• B••••••• from I••••••• F•••••••• S•••••••Nov 4, 2016 · Other
- E••••• M•••••• G••••••• from I••••••• F•••••••• S•••••••Nov 4, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• K••••• C•••••• · Managing Member / Chief Compliance Officercontrolsince 07/2015 · owns 50% to 75%
- G•••••••• E•••••• M•••••• · Managing Membercontrolsince 07/2015 · owns 50% to 75%
Related persons
Schedule D 7.A
- E••••• G•••••••real estaten
- K•••• B•••••••real estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Livermore, Ca · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Livermore, CA3 employees
What changed
consecutive filings, newest first
- Accounts · 520 to 554Jul 2, 2025 to Jan 14, 2026
- HNW clients · 45 to 54Jul 2, 2025 to Jan 14, 2026
- Individual clients · 170 to 165Jul 2, 2025 to Jan 14, 2026
- Pension plan clients · 0 to 1Jul 2, 2025 to Jan 14, 2026
- Assets in custody · unset to 65679655.0Jul 2, 2025 to Jan 14, 2026
- Employees · 5 to 4Jul 2, 2025 to Jan 14, 2026
- Insurance-licensed employees · 1 to 0Jul 2, 2025 to Jan 14, 2026
- Discretionary RAUM · $162M to $192MJul 2, 2025 to Jan 14, 2026
- HNW RAUM · $103M to $132MJul 2, 2025 to Jan 14, 2026
- Individual RAUM · $58.8M to $60.4MJul 2, 2025 to Jan 14, 2026
- Non-discretionary RAUM · $0 to $690,139Jul 2, 2025 to Jan 14, 2026
- Pension RAUM · $0 to $690,139Jul 2, 2025 to Jan 14, 2026
- RAUM · $162M to $193MJul 2, 2025 to Jan 14, 2026
- Financial planning clients · 101-250 to 101-250Feb 24, 2025 to Jul 2, 2025
- Other offices · 1 to 0Feb 24, 2025 to Jul 2, 2025
- Accounts · 466 to 520Aug 29, 2024 to Feb 24, 2025
- Advisory employees · 4 to 2Aug 29, 2024 to Feb 24, 2025
- BD registered reps · 1 to 0Aug 29, 2024 to Feb 24, 2025
- HNW clients · 32 to 45Aug 29, 2024 to Feb 24, 2025
- Individual clients · 166 to 170Aug 29, 2024 to Feb 24, 2025
- Pension plan clients · unset to 0.0Aug 29, 2024 to Feb 24, 2025
- Employees · 8 to 5Aug 29, 2024 to Feb 24, 2025
- HQ city · PLEASANTON to LIVERMOREAug 29, 2024 to Feb 24, 2025
- State-registered IARs · 4 to 2Aug 29, 2024 to Feb 24, 2025
- Discretionary RAUM · $169M to $162MAug 29, 2024 to Feb 24, 2025
- HNW RAUM · $72.0M to $103MAug 29, 2024 to Feb 24, 2025
- Individual RAUM · $54.3M to $58.8MAug 29, 2024 to Feb 24, 2025
- Pension RAUM · $43.0M to $0Aug 29, 2024 to Feb 24, 2025
- RAUM · $169M to $162MAug 29, 2024 to Feb 24, 2025
- Other offices · 0 to 1Mar 29, 2024 to Aug 29, 2024
- Accounts · 467 to 466Jun 26, 2023 to Mar 29, 2024
- HNW clients · 21 to 32Jun 26, 2023 to Mar 29, 2024
- Individual clients · 178 to 166Jun 26, 2023 to Mar 29, 2024
- Pension plan clients · 134.0 to unsetJun 26, 2023 to Mar 29, 2024
- Employees · 7 to 8Jun 26, 2023 to Mar 29, 2024
- Discretionary RAUM · $134M to $169MJun 26, 2023 to Mar 29, 2024
- HNW RAUM · $46.7M to $72.0MJun 26, 2023 to Mar 29, 2024
- Individual RAUM · $53.1M to $54.3MJun 26, 2023 to Mar 29, 2024
- Pension RAUM · $34.6M to $43.0MJun 26, 2023 to Mar 29, 2024
- RAUM · $134M to $169MJun 26, 2023 to Mar 29, 2024
Signals
3 dated events
- E••••• M•••••• G••••••• left B•••••••• C•••••• G••••• L•• for Onedigital (registered 2025-02-03)Jun 26, 2025 · Advisor changed firm · fact
- T•••••• R••• S••••••• left B•••••••• C•••••• G••••• L•• for Onedigital (registered 2025-02-03)Feb 14, 2025 · Advisor changed firm · fact
- B•••••••• C•••••• G••••• L•• filed its initial SEC registration (Form ADV)Feb 8, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- team@baybridgecg.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 408-398-2582reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 650-566-9483reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 888-440-2224reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/12897028reportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (888) 440-2224reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- baybridgecg.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- baybridgecg.com/advisorsreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $96.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026