DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••••• C•••••• L•
Latest filing Mar 28, 2026
First filing on the tape Feb 18, 2018 · 15 filings
SEC status approved since Mar 30, 2018
RAUM
$2.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
36
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
14
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$2.9B as of Mar 28, 2026
Mar 31, 2019$592M then
HNW client RAUM$0 as of Mar 28, 2026
Mar 31, 2019$0 then
State-registered IARs (5.B.3)0 as of Mar 28, 2026
Mar 31, 20190 then
Employees (5.A)36 as of Mar 28, 2026
Mar 31, 201919 then
Private funds14 as of Mar 28, 2026
Mar 31, 20195 then
RAUM -48% over the last fiscal year+3.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $153MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -48%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.9B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 19reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
18 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••••• M••••• F••• I• L• | Hedge Fund | $1.7B | 428 | Mar 31, 2019 |
| P•••••••• V••••••• I• L• | Private Equity Fund | $881M | 169 | Mar 31, 2021 |
| P•••••••• F••• I• L•no longer reported | Hedge Fund | $879M | 287 | Jun 1, 2017 |
| P•••••••• V••••••• L• | Private Equity Fund | $793M | 107 | Feb 18, 2018 |
| P•••••••• V••••••• I•• L• | Private Equity Fund | $433M | 206 | Mar 31, 2022 |
| P•••••••• V••••••• I• ••••••••• L• | Private Equity Fund | $380M | 47 | Mar 31, 2021 |
| P•••••••• V••••••• I•• ••••••••• L• | Private Equity Fund | $233M | 56 | Mar 31, 2022 |
| P•••••••• P••••••• F••• I• L• | Hedge Fund | $160M | 22 | Mar 30, 2020 |
| P•••••••• O••••••••• F••• I• • S••••• C•no longer reported | Private Equity Fund | $64.6M | 3 | Mar 31, 2019 |
| D•••••• E•••••••• F••• L• | Private Equity Fund | $55.2M | 9 | Mar 31, 2019 |
| P•••••••• O••••••••• F••• I• L•• • S••••• C••• | Private Equity Fund | $40.2M | 46 | Mar 31, 2022 |
| C••• E•••••••• F••• L• | Private Equity Fund | $37.5M | 2 | Mar 31, 2021 |
| P••••••• E•••••••• F••• L• | Private Equity Fund | $27.3M | 2 | Mar 30, 2020 |
| P•••••••• O••••••••• F••• I• L•• • S••••• C••• I• | Private Equity Fund | $13.0M | 22 | Mar 30, 2023 |
| P•••••••• M••••• F••• I• L•no longer reported | Hedge Fund | $5.4M | 2 | Mar 31, 2019 |
| T•• M••• P••••••• L• | Hedge Fund | $288,786 | 11 | Mar 30, 2020 |
| P•••••••• V••••••• I• L• | Private Equity Fund | $0 | 44 | Mar 28, 2024 |
| P•••••••• V••••••• I• ••••••••• L• | Private Equity Fund | $0 | 9 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C••••••••• M•••••• O••• · Limited Partner, Chief Investment Officercontrolsince 08/2016 · owns 50% to 75%
- N•••••• M•••••••• R••• · Chief Financial Officercontrolsince 12/2022 · owns less than 5%
- P•••••• M••••••• C••••••• · Chief Operating Officercontrolsince 03/2018 · owns less than 5%
- S•••••• R•••• G••••• · Chief Compliance Officer, Chief Legal Officer.controlsince 07/2018 · owns less than 5%
- C••••••••• M•••••• O••• · Managing Membercontrolsince 10/2017 · owns 75% or more of P•••••••• M••• L••
- Z•••••• R•••• J••• · Limited Partnersince 12/2016 · owns 5% to 10%
Entity owners
- P•••••••• M••• L•• · General Partnerdirect · owns less than 5%
- P•••••• V•••••• F••• I• L• · Limited Partnerdirect · owns 5% to 10%
- U•• 2•••• L• · Limited Partnerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- P•••••••• B••••• P••••••• L••pooled vehicle sponsorn
- P•••••••• C••• P••••••• L••pooled vehicle sponsorn
- P•••••••• O••••••••• P••••••• L••pooled vehicle sponsorn
- P•••••••• P••••••• L••pooled vehicle sponsorn
- P•••••••• P••••••• P••••••• L••pooled vehicle sponsorn
- P•••••••• V•••••• P••••••• I• L••pooled vehicle sponsorn
- P•••••••• V•••••• P••••••• I•• L••pooled vehicle sponsorn
- P•••••••• V•••••• P••••••• I• L••pooled vehicle sponsorn
- P•••••••• V•••••• P••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 28, 2026RAUM (Item 5.F) moved from $5,598,543,862 to $2,901,320,856 (-48.0%) between the annual amendments of 2025-03-27 and 2026-03-28; the peer median change was +11.0% (1368 comparable advisers, 1.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 1.4% percentile
What changed
consecutive filings, newest first
- Advisory employees · 10 to 14Mar 27, 2025 to Mar 28, 2026
- Assets in custody · $1.4B to $1.3BMar 27, 2025 to Mar 28, 2026
- Employees · 31 to 36Mar 27, 2025 to Mar 28, 2026
- Private funds · 15 to 14Mar 27, 2025 to Mar 28, 2026
- Discretionary RAUM · $5.6B to $2.9BMar 27, 2025 to Mar 28, 2026
- Pooled vehicle RAUM · $5.6B to $2.9BMar 27, 2025 to Mar 28, 2026
- RAUM · $5.6B to $2.9BMar 27, 2025 to Mar 28, 2026
- Advisory employees · 9 to 10Mar 28, 2024 to Mar 27, 2025
- Assets in custody · $1.7B to $1.4BMar 28, 2024 to Mar 27, 2025
- Employees · 32 to 31Mar 28, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $5.0B to $5.6BMar 28, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $5.0B to $5.6BMar 28, 2024 to Mar 27, 2025
- RAUM · $5.0B to $5.6BMar 28, 2024 to Mar 27, 2025
- Accounts · 17 to 19May 19, 2023 to Mar 28, 2024
- Advisory employees · 12 to 9May 19, 2023 to Mar 28, 2024
- Pooled vehicle clients · 17 to 19May 19, 2023 to Mar 28, 2024
- Assets in custody · $299M to $1.7BMay 19, 2023 to Mar 28, 2024
- Employees · 41 to 32May 19, 2023 to Mar 28, 2024
- Private funds · 13 to 15May 19, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.6B to $5.0BMay 19, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.6B to $5.0BMay 19, 2023 to Mar 28, 2024
- RAUM · $2.6B to $5.0BMay 19, 2023 to Mar 28, 2024
- Accounts · 16 to 17Mar 31, 2022 to Mar 30, 2023
- Advisory employees · 15 to 12Mar 31, 2022 to Mar 30, 2023
- Pooled vehicle clients · 16 to 17Mar 31, 2022 to Mar 30, 2023
- Assets in custody · $2.2B to $299MMar 31, 2022 to Mar 30, 2023
- Employees · 45 to 41Mar 31, 2022 to Mar 30, 2023
- Private funds · 12 to 13Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $6.6B to $2.6BMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $6.6B to $2.6BMar 31, 2022 to Mar 30, 2023
- RAUM · $6.6B to $2.6BMar 31, 2022 to Mar 30, 2023
- Accounts · 15 to 16Jun 21, 2021 to Mar 31, 2022
- Advisory employees · 10 to 15Jun 21, 2021 to Mar 31, 2022
- Pooled vehicle clients · 15 to 16Jun 21, 2021 to Mar 31, 2022
- Assets in custody · $790M to $2.2BJun 21, 2021 to Mar 31, 2022
- Employees · 38 to 45Jun 21, 2021 to Mar 31, 2022
- Private funds · 10 to 12Jun 21, 2021 to Mar 31, 2022
- Discretionary RAUM · $2.0B to $6.6BJun 21, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $2.0B to $6.6BJun 21, 2021 to Mar 31, 2022
Signals
10 dated events
- P•••••••• C•••••• L• reported RAUM $2.9B, down 48% from $5.6B (2025-03-27 to 2026-03-28)Mar 28, 2026 · RAUM change · derived
- P•••••••• C•••••• L• reported RAUM $5.0B, up 93% from $2.6B (2023-05-19 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- P•••••••• C•••••• L• reported RAUM $2.6B, down 61% from $6.6B (2022-03-31 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Rand Mitchell Nedved (Chief Financial Officer) appeared on Schedule A of P•••••••• C•••••• L•Mar 30, 2023 · Control person joined · fact
- P•••••••• C•••••• L• reported RAUM $6.6B, up 231% from $2.0B (2021-06-21 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- P•••••••• C•••••• L• reported RAUM $2.1B, up 181% from $744.2M (2020-11-03 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Deangelis Joseph Eagan (President) no longer on Schedule A of P•••••••• C•••••• L• (listed 2020-11-03, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- P•••••••• C•••••• L• reported RAUM $744.2M, up 26% from $591.5M (2019-05-31 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- P•••••••• C•••••• L• reported RAUM $591.5M, down 39% from $967.9M (2018-08-11 to 2019-03-31)Mar 31, 2019 · RAUM change · derived
- P•••••••• C•••••• L•• filed its initial SEC registration (Form ADV)Feb 18, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•••••••• C•••••• L• · Independent Sponsorsshared crd · capital_provider
- P•••••••• C•••••• L• · Private Equityshared crd · organization
- P•••••••• C•••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/polychain-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- polychain.capitalreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-613-5108reportedpublic record, Form ADV, Mar 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026