DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P•••••••• F••• I• L•
Gross asset value
$879M
as of Aug 11, 2018; not a fund size
Peak GAV
$938M
highest filing
Owners
287
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
6%
of the fund
Owned by funds
46%
fund-of-funds interests
Non-US owners
9%
Reported
7 filings
Jun 1, 2017 to Aug 11, 2018
Reporting history
one row per Form ADV filing
Gross asset value$879M as of Aug 11, 2018
Jun 1, 2017$146M then
Owners287 as of Aug 11, 2018
Jun 1, 201798 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-268773reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Northbrook Bank And Trust CompanyNorthbrook, California · LEI CLHA5EVJO4FMZ2WOBV7
- Silvergate BankLa Jolla, California · LEI ZXZDWBXF4U47HEP2EO46
- Wintrust BankChicago, California · LEI 549300RAQJBTN6Z28096
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 6.0%reportedadviser and related persons