DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Robovise Dba Robo

Former SEC-registered adviserIndianapolis, IndianaCRD 285062SEC 801-108475IAPD
Legal name Robovise, LLC
Latest filing Aug 17, 2021
First filing on the tape Sep 23, 2016 · 13 filings
RAUM
$118,382
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$118,382 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$118,382 as of Mar 18, 2021
Mar 30, 2017$0 then
HNW client RAUM$0 as of Mar 18, 2021
Jan 26, 2018$0 then
State-registered IARs (5.B.3)1 as of Mar 18, 2021
Mar 30, 20171 then
Employees (5.A)1 as of Mar 18, 2021
Mar 30, 20171 then
Private funds: no history
RAUM +51% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Aug 17, 2021; every figure names its basis
RAUM per advisor
$118,382derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$23,676derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+51%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Wrap fee program
$118,392reportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$118,382100%
Individual clients
5reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Wilson Richard Parker · Managercontrol
      since 01/2017 · owns 25% to 50%
    • Mark Matthew Reynolds · Coocontrol
      since 08/2021 · owns less than 5%
    • Ann Karey Williams · Ccocontrol
      since 08/2021 · owns less than 5%
    • Michael Cloran · Partnercontrol
      since 01/2018 · owns 25% to 50% of Developer Town Starts, LLC
    • G Adam Kennedy · Member
      since 12/2017 · owns 10% to 25%
    • F Duane Sobecki · Member
      since 12/2017 · owns 10% to 25%
    • John James Titak · Member
      since 01/2018 · owns less than 5%
    Entity owners
    • Developer Town Starts, LLC · Member
      direct · owns 10% to 25%
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Discretionary RAUM · $78,412 to $118,382
      Jun 25, 2020 to Mar 18, 2021
    • Individual RAUM · $78,412 to $118,382
      Jun 25, 2020 to Mar 18, 2021
    • RAUM · $78,412 to $118,382
      Jun 25, 2020 to Mar 18, 2021
    • Accounts · 0 to 5
      Jan 16, 2019 to Mar 31, 2020
    • Individual clients · unset to 5.0
      Jan 16, 2019 to Mar 31, 2020
    • Discretionary RAUM · $0 to $78,412
      Jan 16, 2019 to Mar 31, 2020
    • Individual RAUM · $0 to $78,412
      Jan 16, 2019 to Mar 31, 2020
    • RAUM · $0 to $78,412
      Jan 16, 2019 to Mar 31, 2020
    • Other offices · unset to 0.0
      Mar 30, 2017 to Jan 26, 2018
    • HNW RAUM · unset to 0.0
      Mar 30, 2017 to Jan 26, 2018
    • Individual RAUM · unset to 0.0
      Mar 30, 2017 to Jan 26, 2018
    • Pension RAUM · unset to 0.0
      Mar 30, 2017 to Jan 26, 2018
    • Pooled vehicle RAUM · unset to 0.0
      Mar 30, 2017 to Jan 26, 2018
    • Wrap assets (manager) · unset to 0.0
      Mar 30, 2017 to Jan 26, 2018
    • Wrap assets (sponsor) · unset to 0.0
      Mar 30, 2017 to Jan 26, 2018
    Signals
    6 dated events
    • Philip E Lavelle left Robovise Dba Robo for Thurston Springer Advisors (registered 2020-08-27)
      Jan 19, 2022 · Advisor changed firm · fact
    • Richard Wilson Parker left Robovise Dba Robo for Thurston Springer Advisors (registered 2020-08-12)
      Jan 19, 2022 · Advisor changed firm · fact
    • 2 advisors left Robovise DBA Robo (Indianapolis, IN) for Thurston Springer Advisors on the same day
      Jan 19, 2022 · Team lift-out · derived
    • Ann Karey Williams (Cco) appeared on Schedule A of Robovise Dba Robo
      Aug 17, 2021 · Control person joined · fact
    • Mark Matthew Reynolds (Coo) appeared on Schedule A of Robovise Dba Robo
      Aug 17, 2021 · Control person joined · fact
    • Robovise Dba Robo filed its initial SEC registration (Form ADV)
      Sep 23, 2016 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026