DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Latest filing Mar 17, 2026
First filing on the tape Oct 13, 2016 · 17 filings
SEC status approved since Jan 4, 2021
RAUM
$299M
reported, Item 5.F
Discretionary
6.6%
of RAUM
Private clients
100%
$299M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$299M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$299M as of Mar 17, 2026
Feb 13, 2017$0 then
HNW client RAUM$299M as of Mar 17, 2026
Feb 20, 2018$60.0M then
State-registered IARs (5.B.3)1 as of Mar 17, 2026
Feb 13, 20171 then
Employees (5.A)2 as of Mar 17, 2026
Feb 13, 20171 then
Private funds: no history
RAUM +35% over the last fiscal year+35% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $299MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.9MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 6.6%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +35%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$299M100%
- Individual clients
- n/areported
- HNW clients
- 51reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 278reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••••• V••••• F•••••••• | Miami, Fl | Mar 26, 2026 | 10 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V•••••• J••• · Membercontrolsince 09/2016 · owns 50% to 75%
- V•••••• M••••••• · Ccocontrolsince 09/2016 · owns 50% to 75%
Related persons
Schedule D 7.A
- A••• W••••• M••••••••• S•••investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 17, 2026RAUM (Item 5.F) moved from $221,449,344 to $298,810,311 (+35.0%) between the annual amendments of 2025-03-31 and 2026-03-17; the peer median change was +15.0% (4549 comparable advisers, 90.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,549) · 90% percentile
What changed
consecutive filings, newest first
- Accounts · 231 to 278Mar 31, 2025 to Mar 17, 2026
- Advisory employees · 1 to 2Mar 31, 2025 to Mar 17, 2026
- HNW clients · 27 to 51Mar 31, 2025 to Mar 17, 2026
- Employees · 1 to 2Mar 31, 2025 to Mar 17, 2026
- Discretionary RAUM · $11.1M to $19.6MMar 31, 2025 to Mar 17, 2026
- HNW RAUM · $221M to $299MMar 31, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $210M to $279MMar 31, 2025 to Mar 17, 2026
- RAUM · $221M to $299MMar 31, 2025 to Mar 17, 2026
- Accounts · 143 to 231May 29, 2024 to Mar 31, 2025
- HNW clients · 21 to 27May 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to May 29, 2024 to Mar 31, 2025
- HQ city · unset to May 29, 2024 to Mar 31, 2025
- HQ state · unset to May 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $10.2M to $11.1MMay 29, 2024 to Mar 31, 2025
- HNW RAUM · $148M to $221MMay 29, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $138M to $210MMay 29, 2024 to Mar 31, 2025
- RAUM · $148M to $221MMay 29, 2024 to Mar 31, 2025
- Accounts · 117 to 143Mar 28, 2023 to Mar 28, 2024
- HNW clients · 19 to 21Mar 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $9.6M to $10.2MMar 28, 2023 to Mar 28, 2024
- HNW RAUM · $122M to $148MMar 28, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $112M to $138MMar 28, 2023 to Mar 28, 2024
- RAUM · $122M to $148MMar 28, 2023 to Mar 28, 2024
- Accounts · 102 to 117Dec 4, 2022 to Mar 28, 2023
- HNW clients · 12 to 19Dec 4, 2022 to Mar 28, 2023
- Individual clients · 1.0 to unsetDec 4, 2022 to Mar 28, 2023
- Discretionary RAUM · $9.7M to $9.6MDec 4, 2022 to Mar 28, 2023
- HNW RAUM · $148M to $122MDec 4, 2022 to Mar 28, 2023
- Individual RAUM · 277523.0 to unsetDec 4, 2022 to Mar 28, 2023
- Non-discretionary RAUM · $138M to $112MDec 4, 2022 to Mar 28, 2023
- RAUM · $148M to $122MDec 4, 2022 to Mar 28, 2023
- Accounts · 34 to 102Feb 12, 2021 to Feb 6, 2022
- Discretionary RAUM · $9.4M to $9.7MFeb 12, 2021 to Feb 6, 2022
- HNW RAUM · $133M to $148MFeb 12, 2021 to Feb 6, 2022
- Individual RAUM · $334,500 to $277,523Feb 12, 2021 to Feb 6, 2022
- Non-discretionary RAUM · $124M to $138MFeb 12, 2021 to Feb 6, 2022
- RAUM · $133M to $148MFeb 12, 2021 to Feb 6, 2022
- Accounts · 32 to 34Dec 10, 2020 to Feb 12, 2021
- Advisory activities · 5 to 1Dec 10, 2020 to Feb 12, 2021
- HNW clients · 9 to 12Dec 10, 2020 to Feb 12, 2021
Signals
1 dated events
- A••• A••••••• L•• filed its initial SEC registration (Form ADV)Oct 13, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 305 877-7593reportedpublic record, Form ADV, Mar 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $299Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026