DFX Intelligence
RIA Intelligence
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SEC-registered adviser
K•••• P••• I••••••••• L••
Latest filing Jul 21, 2026
First filing on the tape Mar 13, 2019 · 13 filings
SEC status approved since Apr 16, 2019
RAUM
$142M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$142M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$142M as of Jul 21, 2026
Mar 31, 2020$7.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Jul 21, 2026
Mar 31, 20200 then
Employees (5.A)7 as of Jul 21, 2026
Mar 31, 20207 then
Private funds2 as of Jul 21, 2026
Mar 31, 20201 then
RAUM -24% over the last fiscal year+4.1% a year over threeIARs 1 to 2offices 0 to 1
Practice profile
derived from the filing of Jul 21, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $142MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $28.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 7.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $142M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$142M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $142M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• J••••• T•••••• | Ft. Lauderdale, Fl | Apr 2, 2026 | 24 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••••• J••••• T•••••• from P•• W••••• M•••••••••Apr 2, 2026 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K•• I••••••••• M••••• F••• L•• | Hedge Fund | $26.4M | 38 | Mar 13, 2019 |
| K•• P• I•• M••••• F••• L•• | Private Equity Fund | $1.8M | 17 | Apr 1, 2022 |
Owners and control persons
Schedule A and B, latest filing
- F•••• S••••• A••••• · Membercontrolsince 06/2018 · owns 25% to 50%
- R•••••• D•••• M•••••• · Manager, Chief Compliance Officercontrolsince 06/2018 · owns 25% to 50%
- W••••••• S•••• E••••• · Membercontrolsince 06/2018 · owns 25% to 50%
- R•••••• D•••• M•••••• · Manager, Ccocontrolsince 10/2016 · owns 25% to 50% of K•• T••••••• G•••• L••
Entity owners
- K•• T••••••• G•••• L•• · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- K•••• P••• M••••••••• I• L••investment adviserpooled vehicle sponsorn
- K•• T••••••• G•••• L••investment adviseryRAUM $48.7M
Advisers that list K•••• P••• I••••••••• L•• as a related person
- 285526 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 6 to 5Apr 2, 2026 to Jul 21, 2026
- Advisory activities · 2 to 1Apr 2, 2026 to Jul 21, 2026
- Non-discretionary RAUM · $100M to $0Apr 2, 2026 to Jul 21, 2026
- RAUM · $242M to $142MApr 2, 2026 to Jul 21, 2026
- Accounts · 3 to 6Jul 1, 2025 to Apr 2, 2026
- BD registered reps · 1 to 2Jul 1, 2025 to Apr 2, 2026
- Assets in custody · $28.1M to $142MJul 1, 2025 to Apr 2, 2026
- Employees · 6 to 7Jul 1, 2025 to Apr 2, 2026
- HQ city · NEW YORK to Jul 1, 2025 to Apr 2, 2026
- HQ state · NY to Jul 1, 2025 to Apr 2, 2026
- State-registered IARs · 1 to 2Jul 1, 2025 to Apr 2, 2026
- Other offices · 0 to 1Jul 1, 2025 to Apr 2, 2026
- Discretionary RAUM · $86.2M to $142MJul 1, 2025 to Apr 2, 2026
- Pooled vehicle RAUM · $86.2M to $142MJul 1, 2025 to Apr 2, 2026
- RAUM · $186M to $242MJul 1, 2025 to Apr 2, 2026
- Employees · 5 to 6Apr 1, 2025 to Jul 1, 2025
- Financial planning clients · unset to Apr 1, 2025 to Jul 1, 2025
- BD registered reps · 0 to 1Apr 3, 2024 to Apr 1, 2025
- Employees · 9 to 5Apr 3, 2024 to Apr 1, 2025
- State-registered IARs · 0 to 1Apr 3, 2024 to Apr 1, 2025
- Discretionary RAUM · $28.2M to $86.2MApr 3, 2024 to Apr 1, 2025
- Pooled vehicle RAUM · $28.2M to $86.2MApr 3, 2024 to Apr 1, 2025
- RAUM · $128M to $186MApr 3, 2024 to Apr 1, 2025
- Advisory activities · 1 to 2Sep 8, 2023 to Apr 3, 2024
- Assets in custody · $25.4M to $28.1MSep 8, 2023 to Apr 3, 2024
- Discretionary RAUM · $25.4M to $28.2MSep 8, 2023 to Apr 3, 2024
- Pooled vehicle RAUM · $25.4M to $28.2MSep 8, 2023 to Apr 3, 2024
- RAUM · $125M to $128MSep 8, 2023 to Apr 3, 2024
- Assets in custody · $33.8M to $25.4MJan 17, 2023 to Apr 3, 2023
- Employees · 8 to 9Jan 17, 2023 to Apr 3, 2023
- Discretionary RAUM · $33.8M to $25.4MJan 17, 2023 to Apr 3, 2023
- Pooled vehicle RAUM · $33.8M to $25.4MJan 17, 2023 to Apr 3, 2023
- RAUM · $134M to $125MJan 17, 2023 to Apr 3, 2023
- Accounts · 1 to 3Mar 31, 2021 to Apr 1, 2022
- Advisory employees · 5 to 3Mar 31, 2021 to Apr 1, 2022
- Pooled vehicle clients · 1 to 2Mar 31, 2021 to Apr 1, 2022
- Assets in custody · $31.2M to $33.8MMar 31, 2021 to Apr 1, 2022
- Private funds · 1 to 2Mar 31, 2021 to Apr 1, 2022
- Discretionary RAUM · $31.2M to $33.8MMar 31, 2021 to Apr 1, 2022
- Non-discretionary RAUM · $0 to $100MMar 31, 2021 to Apr 1, 2022
Signals
2 dated events
- K•••• P••• I••••••••• L•• reported RAUM $141.5M, down 41% from $241.5M (2026-04-02 to 2026-07-21)Jul 21, 2026 · RAUM change · derived
- K•••• P••• C•••••• filed its initial SEC registration (Form ADV)Mar 13, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- K•••• P••• I••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/kellyparkcapitalreportedpublic record, Form ADV, Sep 21, 2026
- Website
- k•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 212 710 4111reportedpublic record, Form ADV, Jul 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $142Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026