DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Latest filing Mar 25, 2026
First filing on the tape Apr 12, 2022 · 9 filings
SEC status approved since May 25, 2022
RAUM
$74.2M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
77%
$57.3M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$18.6M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$74.2M as of Mar 25, 2026
Mar 22, 2023$39.0M then
HNW client RAUM$41.6M as of Mar 25, 2026
Mar 22, 2023$11.6M then
State-registered IARs (5.B.3)4 as of Mar 25, 2026
Mar 22, 20234 then
Employees (5.A)5 as of Mar 25, 2026
Mar 22, 20235 then
Private funds: no history
RAUM +9.8% over the last fiscal year+24% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $18.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 8derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $10.4MderivedHNW RAUM over HNW clients
- Average account
- $213,948derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 23%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -5.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $70.8MreportedItem 5.I
- Custody
- $11.0M, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$41.6M56%
- Pension and profit-sharing plans$16.9M23%
- Individuals$15.7M21%
- Individual clients
- 28reported
- HNW clients
- 4reported
- Pension plan clients
- 5reported
- Charitable clients
- n/areported
- Accounts
- 347reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $27.0M sponsored, $0 managedreported
- Custody of client assets
- $11.0M for 12 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.77 fund_share=0.0 institutional_share=0.23 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- W••••• H•••••• L•••• to R••••••••• P•••••••• L••Jul 25, 2018 · RIA to RIA
Joined, latest
- L••••• D•••••• C•••••••• from R•••••• J•••• • A••••••••• I•••May 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- W••••• H•••••• L•••• from A••••••••• F•••••••• S•••••••• L••Feb 10, 2017 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••••• P•••• B•••• · Managing Member, Chief Executive Officer & Chief Compliance Officercontrolsince 09/2016 · owns less than 5%
- L••••• R•••••• F•••••• · Chief Operating Officercontrolsince 09/2016 · owns less than 5%
- F•••••• P•••• B•••• · Founder And Chief Executive Officercontrolsince 01/2014 · owns 25% to 50% of R••••••••• P•••••••• L••
- J•••• W•••••• · Managing Membercontrolsince 01/2020 · owns F of A•• A•••••••• L••
Entity owners
- A•• A•••••••• L•• · Ownerdirect · owns 25% to 50%
- R••••••••• P•••••••• L•• · Ownerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- A•• A•••••••• L••insurancey
- R••••••••• P•••••••• L••investment adviseryRAUM $115M
Advisers that list R••••• L•• as a related person
- 170310 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Memphis, Tn | 4 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 355 to 347Sep 10, 2025 to Mar 25, 2026
- Advisory employees · 3 to 4Sep 10, 2025 to Mar 25, 2026
- Individual clients · 30 to 28Sep 10, 2025 to Mar 25, 2026
- Assets in custody · $10.6M to $11.0MSep 10, 2025 to Mar 25, 2026
- Employees · 6 to 5Sep 10, 2025 to Mar 25, 2026
- State-registered IARs · 3 to 4Sep 10, 2025 to Mar 25, 2026
- Discretionary RAUM · $65.4M to $70.8MSep 10, 2025 to Mar 25, 2026
- HNW RAUM · $37.8M to $41.6MSep 10, 2025 to Mar 25, 2026
- Individual RAUM · $15.8M to $15.7MSep 10, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $2.2M to $3.4MSep 10, 2025 to Mar 25, 2026
- Pension RAUM · $14.0M to $16.9MSep 10, 2025 to Mar 25, 2026
- RAUM · $67.6M to $74.2MSep 10, 2025 to Mar 25, 2026
- Wrap assets (sponsor) · $28.3M to $27.0MSep 10, 2025 to Mar 25, 2026
- Financial planning clients · 1-10 to 1-10Mar 24, 2025 to Jun 10, 2025
- Accounts · 342 to 355Mar 21, 2024 to Mar 24, 2025
- Advisory employees · 4 to 3Mar 21, 2024 to Mar 24, 2025
- HNW clients · 3 to 4Mar 21, 2024 to Mar 24, 2025
- Individual clients · 26 to 30Mar 21, 2024 to Mar 24, 2025
- Assets in custody · unset to 10552000.0Mar 21, 2024 to Mar 24, 2025
- Custody of client assets · false to trueMar 21, 2024 to Mar 24, 2025
- HQ city · unset to Mar 21, 2024 to Mar 24, 2025
- HQ state · unset to Mar 21, 2024 to Mar 24, 2025
- State-registered IARs · 4 to 3Mar 21, 2024 to Mar 24, 2025
- Discretionary RAUM · $55.8M to $65.4MMar 21, 2024 to Mar 24, 2025
- HNW RAUM · $31.4M to $37.8MMar 21, 2024 to Mar 24, 2025
- Individual RAUM · $13.6M to $15.8MMar 21, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $2.2M to $2.2MMar 21, 2024 to Mar 24, 2025
- Pension RAUM · $13.0M to $14.0MMar 21, 2024 to Mar 24, 2025
- RAUM · $58.0M to $67.6MMar 21, 2024 to Mar 24, 2025
- Wrap assets (sponsor) · $926M to $28.3MMar 21, 2024 to Mar 24, 2025
- Accounts · 72 to 342Mar 22, 2023 to Mar 21, 2024
- HNW clients · 1 to 3Mar 22, 2023 to Mar 21, 2024
- Individual clients · 27 to 26Mar 22, 2023 to Mar 21, 2024
- Pension plan clients · 6 to 5Mar 22, 2023 to Mar 21, 2024
- Employees · 5 to 6Mar 22, 2023 to Mar 21, 2024
- Discretionary RAUM · $36.5M to $55.8MMar 22, 2023 to Mar 21, 2024
- HNW RAUM · $11.6M to $31.4MMar 22, 2023 to Mar 21, 2024
- Individual RAUM · $13.1M to $13.6MMar 22, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $2.5M to $2.2MMar 22, 2023 to Mar 21, 2024
- Pension RAUM · $14.3M to $13.0MMar 22, 2023 to Mar 21, 2024
Signals
1 dated events
- R••••• L•• filed its initial SEC registration (Form ADV)Apr 12, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 901-421-6300reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/R•••••••••-PARTNERS-LLCreportedpublic record, Form ADV, Sep 19, 2026
- Website
- R•••••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 901-421-6300reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $18.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026