DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••••••• P•••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Nov 17, 2021 · 8 filings
SEC status approved since Dec 16, 2021
RAUM
$115M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
63%
$72.1M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$28.8M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$115M as of Mar 25, 2026
Mar 23, 2022$101M then
HNW client RAUM$31.7M as of Mar 25, 2026
Mar 23, 2022$18.8M then
State-registered IARs (5.B.3)4 as of Mar 25, 2026
Mar 23, 20224 then
Employees (5.A)6 as of Mar 25, 2026
Mar 23, 20226 then
Private funds: no history
RAUM +15% over the last fiscal year+8.0% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $28.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 19derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $184,457derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 37%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $115MreportedItem 5.I
- Custody
- $10.8M, 18 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$43.0M37%
- Individuals$40.4M35%
- High-net-worth individuals$31.7M28%
- Individual clients
- 69reported
- HNW clients
- 7reported
- Pension plan clients
- 4reported
- Charitable clients
- n/areported
- Accounts
- 624reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $28.6M sponsored, $0 managedreported
- Custody of client assets
- $10.8M for 18 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.63 fund_share=0.0 institutional_share=0.37 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• F•••••• L•••• | Memphis, Tn | May 19, 2014 | 33 y | 0 |
| H••••• M••••• W••••• | Memphis, Tn | Jun 11, 2025 | 11 y | 0 |
| P••• B•••• F••••• | Memphis, Tn | Jan 1, 2026 | 31 y | 2 |
| L••••• D•••••• C•••••••• | Lamar, Ms | May 27, 2026 | 17 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- W••••• H•••••• L•••• to A••••••••• F•••••••• S•••••••• L••Jul 25, 2018 · RIA to affiliated broker-dealer or bank
Joined, latest
- P••• B•••• F••••• from R•••••• J•••• • A••••••••• I•••Jan 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- W••••• H•••••• L•••• from R••••• L••Feb 10, 2017 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••••• P•••• B•••• · Managing Member, Chief Executive Officer & Chief Compliance Officercontrolsince 01/2014 · owns 25% to 50%
- L••••• R•••••• F•••••• · Chief Operating Officercontrolsince 02/2014 · owns less than 5%
- C••• M•••••• · Founding Membersince 05/2014 · owns 5% to 10%
- F•••••• A••••• · General Counselsince 01/2015 · owns less than 5%
Entity owners
- A•• A••••••• L•• · Memberdirect · owns 10% to 25%
- K••••••• L• K•••••••• R•••••••• T•••• · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- R••••• L••investment adviseryRAUM $74.2M
Advisers that list R••••••••• P•••••••• L•• as a related person
- 285598 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Memphis, Tn | 4 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 629 to 624Jun 10, 2025 to Mar 25, 2026
- Advisory employees · 3 to 4Jun 10, 2025 to Mar 25, 2026
- Assets in custody · $13.5M to $10.8MJun 10, 2025 to Mar 25, 2026
- State-registered IARs · 3 to 4Jun 10, 2025 to Mar 25, 2026
- Discretionary RAUM · $92.4M to $112MJun 10, 2025 to Mar 25, 2026
- HNW RAUM · $24.9M to $31.7MJun 10, 2025 to Mar 25, 2026
- Individual RAUM · $41.3M to $40.4MJun 10, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $7.7M to $3.5MJun 10, 2025 to Mar 25, 2026
- Pension RAUM · $33.9M to $43.0MJun 10, 2025 to Mar 25, 2026
- RAUM · $100M to $115MJun 10, 2025 to Mar 25, 2026
- Wrap assets (sponsor) · $21.6M to $28.6MJun 10, 2025 to Mar 25, 2026
- Financial planning clients · 11-25 to 11-25Mar 24, 2025 to Jun 10, 2025
- Accounts · 612 to 629Mar 21, 2024 to Mar 24, 2025
- Advisory employees · 4 to 3Mar 21, 2024 to Mar 24, 2025
- Corporate clients · 1 to 0Mar 21, 2024 to Mar 24, 2025
- Individual clients · 70 to 69Mar 21, 2024 to Mar 24, 2025
- Assets in custody · unset to 13509000.0Mar 21, 2024 to Mar 24, 2025
- Custody of client assets · false to trueMar 21, 2024 to Mar 24, 2025
- HQ city · unset to Mar 21, 2024 to Mar 24, 2025
- HQ state · unset to Mar 21, 2024 to Mar 24, 2025
- State-registered IARs · 4 to 3Mar 21, 2024 to Mar 24, 2025
- Discretionary RAUM · $91.4M to $92.4MMar 21, 2024 to Mar 24, 2025
- HNW RAUM · $23.3M to $24.9MMar 21, 2024 to Mar 24, 2025
- Individual RAUM · $43.8M to $41.3MMar 21, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $7.3M to $7.7MMar 21, 2024 to Mar 24, 2025
- Pension RAUM · $30.6M to $33.9MMar 21, 2024 to Mar 24, 2025
- RAUM · $98.7M to $100MMar 21, 2024 to Mar 24, 2025
- Wrap assets (sponsor) · $21.9M to $21.6MMar 21, 2024 to Mar 24, 2025
- Accounts · 549 to 612Nov 1, 2023 to Mar 21, 2024
- HNW clients · 6 to 7Nov 1, 2023 to Mar 21, 2024
- Individual clients · 79 to 70Nov 1, 2023 to Mar 21, 2024
- Employees · 5 to 6Nov 1, 2023 to Mar 21, 2024
- Discretionary RAUM · $84.9M to $91.4MNov 1, 2023 to Mar 21, 2024
- HNW RAUM · $20.3M to $23.3MNov 1, 2023 to Mar 21, 2024
- Individual RAUM · $43.4M to $43.8MNov 1, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $6.4M to $7.3MNov 1, 2023 to Mar 21, 2024
- Pension RAUM · $26.7M to $30.6MNov 1, 2023 to Mar 21, 2024
- RAUM · $91.3M to $98.7MNov 1, 2023 to Mar 21, 2024
- Wrap assets (sponsor) · $19.2M to $21.9MNov 1, 2023 to Mar 21, 2024
- Accounts · 616 to 549Mar 23, 2022 to Mar 22, 2023
Signals
1 dated events
- R••••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Nov 17, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 901-421-6300reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/R•••••••••-PARTNERS-LLCreportedpublic record, Form ADV, Sep 19, 2026
- Website
- R•••••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 901-421-6300reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $28.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026