DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

R•• V• L•••••

Asset manager (funds and pooled vehicles)Houston, TexasCRD 285639SEC 801-113728websiteIAPD
Latest filing Mar 27, 2026
First filing on the tape Jun 28, 2018 · 14 filings
SEC status approved since Jul 27, 2018
RAUM
$561M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
43
19 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
9
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$561M as of Mar 27, 2026
Mar 21, 2019$974M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 21, 20190 then
Employees (5.A)43 as of Mar 27, 2026
Mar 21, 201924 then
Private funds9 as of Mar 27, 2026
Mar 21, 20194 then
RAUM +23% over the last fiscal year+94% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$62.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+23%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$561M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
9reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      8 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••••• M••••••• D•••• · Chief Compliance Officercontrol
        since 04/2017 · owns less than 5%
      • N•••••••• R••••••• · Manager / Membercontrol
        since 08/2016 · owns 50% to 75%
      • R•••• S•••• · Membercontrol
        since 08/2016 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      Advisers that list R•• V• L••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Midland, TX1 employees
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • custody status changedChange between filings · filing Mar 27, 2026
        custody of client assets (Item 9.A): yes on the filing of 2025-05-07, no on the filing of 2026-03-27
        peers: asset managers, $500M to $1B (784)
      What changed
      consecutive filings, newest first
      • Accounts · 8 to 9
        May 7, 2025 to Mar 27, 2026
      • Advisory employees · 16 to 19
        May 7, 2025 to Mar 27, 2026
      • Pooled vehicle clients · 8 to 9
        May 7, 2025 to Mar 27, 2026
      • Assets in custody · 953000.0 to unset
        May 7, 2025 to Mar 27, 2026
      • Custody of client assets · true to false
        May 7, 2025 to Mar 27, 2026
      • Employees · 37 to 43
        May 7, 2025 to Mar 27, 2026
      • Insurance-licensed employees · 16 to 19
        May 7, 2025 to Mar 27, 2026
      • Private funds · 8 to 9
        May 7, 2025 to Mar 27, 2026
      • Discretionary RAUM · $518M to $561M
        May 7, 2025 to Mar 27, 2026
      • Pooled vehicle RAUM · $518M to $561M
        May 7, 2025 to Mar 27, 2026
      • RAUM · $518M to $561M
        May 7, 2025 to Mar 27, 2026
      • Financial planning clients · unset to
        Mar 28, 2025 to May 7, 2025
      • Discretionary RAUM · $455M to $518M
        Mar 28, 2025 to May 7, 2025
      • Pooled vehicle RAUM · $455M to $518M
        Mar 28, 2025 to May 7, 2025
      • RAUM · $455M to $518M
        Mar 28, 2025 to May 7, 2025
      • Private funds · 7 to 8
        May 6, 2024 to Mar 28, 2025
      • Accounts · 7 to 8
        May 6, 2024 to Mar 28, 2025
      • Advisory employees · 13 to 16
        May 6, 2024 to Mar 28, 2025
      • Pooled vehicle clients · 7 to 8
        May 6, 2024 to Mar 28, 2025
      • Assets in custody · unset to 953000.0
        May 6, 2024 to Mar 28, 2025
      • Custody of client assets · false to true
        May 6, 2024 to Mar 28, 2025
      • Employees · 33 to 37
        May 6, 2024 to Mar 28, 2025
      • Insurance-licensed employees · 0 to 16
        May 6, 2024 to Mar 28, 2025
      • Discretionary RAUM · $224M to $455M
        May 6, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $224M to $455M
        May 6, 2024 to Mar 28, 2025
      • RAUM · $224M to $455M
        May 6, 2024 to Mar 28, 2025
      • Accounts · 4 to 7
        Apr 26, 2023 to Mar 22, 2024
      • Pooled vehicle clients · 4 to 7
        Apr 26, 2023 to Mar 22, 2024
      • Private funds · 5 to 7
        Apr 26, 2023 to Mar 22, 2024
      • Discretionary RAUM · $76.7M to $224M
        Apr 26, 2023 to Mar 22, 2024
      • Pooled vehicle RAUM · $76.7M to $224M
        Apr 26, 2023 to Mar 22, 2024
      • RAUM · $76.7M to $224M
        Apr 26, 2023 to Mar 22, 2024
      • Advisory employees · 12 to 13
        Mar 29, 2022 to Mar 30, 2023
      • Employees · 29 to 33
        Mar 29, 2022 to Mar 30, 2023
      • Other offices · 0 to 1
        Mar 29, 2022 to Mar 30, 2023
      • Private funds · 4 to 5
        Mar 29, 2022 to Mar 30, 2023
      • Discretionary RAUM · $1.0B to $76.7M
        Mar 29, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $1.0B to $76.7M
        Mar 29, 2022 to Mar 30, 2023
      • RAUM · $1.0B to $76.7M
        Mar 29, 2022 to Mar 30, 2023
      • Accounts · 3 to 4
        Mar 25, 2021 to Mar 29, 2022
      Signals
      6 dated events
      • R•• V• L••••• reported RAUM $455.2M, up 103% from $224.1M (2024-05-06 to 2025-03-28)
        Mar 28, 2025 · RAUM change · derived
      • R•• V• L••••• reported RAUM $224.1M, up 192% from $76.7M (2023-04-26 to 2024-03-22)
        Mar 22, 2024 · RAUM change · derived
      • R•• V• L••••• reported RAUM $76.7M, down 92% from $1.0B (2022-03-29 to 2023-03-30)
        Mar 30, 2023 · RAUM change · derived
      • R•• V• L••••• reported RAUM $701.7M, down 28% from $973.7M (2019-03-21 to 2019-06-14)
        Jun 14, 2019 · RAUM change · derived
      • R•• V• L••••• reported RAUM $973.7M, up 154% from $383.8M (2018-06-28 to 2019-03-21)
        Mar 21, 2019 · RAUM change · derived
      • R•• V• L••••• filed its initial SEC registration (Form ADV)
        Jun 28, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      riverbendenergygroup.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      713-874-9000reportedpublic record, Form ADV, Mar 27, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026