DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• M•••••••••
Legal name B••• C•••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 36 filings
SEC status approved since Oct 13, 2015
RAUM
$507M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
58%
$294M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$42.2M
derived; firm RAUM over IAPD count
Employees
16
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$507M as of Mar 30, 2026
Mar 30, 2012$31.0M then
HNW client RAUM$294M as of Mar 30, 2026
Mar 23, 2018$33.7M then
State-registered IARs (5.B.3)6 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)16 as of Mar 30, 2026
Mar 17, 201613 then
Private funds: no history
RAUM -5.0% over the last fiscal year+2.5% a year over threeIARs 2 to 6
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- $42.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $3.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 6.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 12.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +200%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $6.2M, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$294M78%
- Pooled investment vehicles$48.7M13%
- Charitable organizations$34.0M9.0%
- Individual clients
- n/areported
- HNW clients
- 88reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 134reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $6.2M for 8 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.58 fund_share=0.1 institutional_share=0.07 related_bd=true related_bank=false bd_reps=16.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N••••• P•••••••Chartered Financial Analyst | Miami, Fl | Mar 18, 2013 | 13 y | 0 |
| K•••••••• M••••••• A•••••• | Miami, Fl | Apr 28, 2014 | 24 y | 2 |
| M•••••••• P••••••••• | Miami, Fl | Jul 9, 2015 | 12 y | 0 |
| A•••••••• N•••••• G••••• | Miami, Fl | Mar 29, 2016 | 23 y | 0 |
| J••• F•••••••• A•••• | Miami, Fl | Mar 4, 2022 | 23 y | 1 |
| D•••• R•••••• C••••• | Miami, Fl | Jun 7, 2023 | 20 y | 0 |
| C••••• G••••• | Miami, Fl | Jun 25, 2024 | 12 y | 1 |
| J•••• A••••• L•••• V••••• | Miami, Fl | Nov 18, 2024 | 11 y | 0 |
| E••••••••• D• L•• H••••••• | Miami, Fl | May 21, 2025 | 13 y | 1 |
| N•••• M••••••• | Miami, Fl | Jun 1, 2025 | 10 y | 0 |
| A•• K••••• T••••• G••• | Miami, Fl | May 12, 2026 | 10 y | 0 |
| D••••• R••••• C•••• | Miami, Fl | May 21, 2026 | 14 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 8.3% of current headcount4 left over 36 months
Left, latest
- D•••• C••••••• E•••••••• to I••••••• A••••••• S•••••••• L••Apr 13, 2026 · RIA to RIA
- J••• A•••••••• F••••••••• to M••••• G••••• A•••• M••••••••• L••Jan 17, 2025 · RIA to RIA
- J••• L••• P••••• to C••••••• A•••• M••••••••• L••Sep 10, 2024 · RIA to affiliated broker-dealer or bank
- F••••• A••••• T••••• to S•••••• C•••••• A••••••• L••Jul 10, 2024 · RIA to affiliated broker-dealer or bank
- J••• E•••• H•••• to I••••••• A••••••• S•••••••• L••Sep 26, 2022 · RIA to RIA
- E•••••••• R••• P•••••• to J••• M••••• S••••••••• L••Mar 7, 2022 · Other
- J•••• G• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Dec 14, 2021 · Other
- G•••••• A••••• G•••••• to A•••••• A•••• M••••••••• L••Nov 29, 2019 · Other
- F•••••••• J••••• M•••• to B•••• D• B••••• S••••••••• L••Nov 29, 2019 · Other
- M••••• P••••• T••••••• A••••• to G•••• A•••• M••••••••• L••Jul 6, 2016 · Other
- M••••• M••••••• to S••••••• S••••••••• U••• I•••Oct 7, 2015 · Other
- M•••••• J• M•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Apr 27, 2015 · Other
- B••••• T••• S•••••• to U•• F•••••••• S••••••• I•••Aug 22, 2013 · Other
Joined, latest
- E••••••••• D• L•• H••••••• from G•••••••• A••••••• L••May 21, 2025 · RIA to RIA
- C••••• G••••• from E•• P•••••• W••••• M••••••••• ••••••••• C••••Jun 25, 2024 · RIA to RIA
- J••• L••• P••••• from E•• P•••••• W••••• M••••••••• ••••••••• C••••Jun 19, 2024 · RIA to RIA
- J••• F•••••••• A•••• from U•• F•••••••• S••••••• I•••Mar 4, 2022 · Other
- F••••• A••••• T••••• from B••••• P•••••••• L••Sep 16, 2021 · Other
- J•••• G• S•••••• from M••••• S••••••Feb 25, 2020 · Other
- K•••••••• M••••••• A•••••• from B••••••• C•••••• I•••Apr 28, 2014 · Other
- B••••• T••• S•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Apr 12, 2013 · Other
- F•••••••• J••••• M•••• from R•• C•••••• M••••••• L••Jul 3, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E•••••••• M••••••• D•• S•••••• · Chief Operations Officercontrolsince 01/2017 · owns less than 5%
- H•••••• I•••••• D• L• C•••••• · Chief Compliance Officersince 12/2021 · owns less than 5%
- P•••••••• N••••• · Chief Executive Officer, Directorsince 03/2014 · owns less than 5%
Entity owners
- C••••• A•••••• U••• G•• L•• · General Partnerdirect · owns 75% or more
- C••••• A•••••• S••• · Shareholderindirect · owns 75% or more of C••••• A•••••• U••• G•• L••
Related persons
Schedule D 7.A
- B•••• A••••• S•n
- B•••• C••••• A•••••• •••••••n
- B••••• D• P••••••••• P•••••custodiann
- B••• C•••••• S••••••••• L••broker-dealercustodiann
- C• L••• I•••••••• E•••••• C••• D• S•••••• Y• R••••••••• S••investment adviserreal estaten
- C• M••••• G••••••• S•••LP sponsorn
- C• V•••••• A••••••••• S••real estaten
- C••••••••• S•investment advisern
- C••••• A•••••• S•••y
- C••••• A••••••••• S••real estaten
- G•••••••• S••••• S••investment advisern
- P•••••• I••••••••• M••••••••• •••• A••••••• P••••• S•investment advisern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 12 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- client mix shiftChange between filings · filing Mar 30, 2026private-client share of RAUM moved from 93.0% to 58.0% between the annual amendments of 2025-04-15 and 2026-03-30peers: independent wealth managers, $500M to $1B (1,482)
- business activity changedChange between filings · filing Mar 30, 2026portfolio management for pooled vehicles (Item 5.G.4): no on the filing of 2025-10-22, yes on the filing of 2026-03-30peers: independent wealth managers, $500M to $1B (1,482)
- employee count dropChange between filings · filing Mar 30, 2026employees (Item 5.A) moved from 37.0 to 16.0 (-57.0%) between the annual amendments of 2025-04-15 and 2026-03-30; the peer median change was 0.0% (596 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $500M to $1B (596) · 0.3% percentile
- HNW share shiftChange between filings · filing Mar 30, 2026HNW share of RAUM moved from 93.0% to 58.0% between the annual amendments of 2025-04-15 and 2026-03-30peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 140 to 134Oct 22, 2025 to Mar 30, 2026
- Advisory employees · 11 to 14Oct 22, 2025 to Mar 30, 2026
- Advisory activities · 4 to 5Oct 22, 2025 to Mar 30, 2026
- BD registered reps · 22 to 16Oct 22, 2025 to Mar 30, 2026
- Charity clients · unset to 1.0Oct 22, 2025 to Mar 30, 2026
- HNW clients · 139 to 88Oct 22, 2025 to Mar 30, 2026
- Pooled vehicle clients · unset to 1.0Oct 22, 2025 to Mar 30, 2026
- Assets in custody · $6.6M to $6.2MOct 22, 2025 to Mar 30, 2026
- Employees · 37 to 16Oct 22, 2025 to Mar 30, 2026
- State-registered IARs · 2 to 6Oct 22, 2025 to Mar 30, 2026
- Discretionary RAUM · $436M to $465MOct 22, 2025 to Mar 30, 2026
- HNW RAUM · $495M to $294MOct 22, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $97.1M to $41.2MOct 22, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · unset to 48725208.0Oct 22, 2025 to Mar 30, 2026
- RAUM · $533M to $507MOct 22, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0Aug 27, 2025 to Oct 22, 2025
- Accounts · 138 to 140Nov 13, 2024 to Apr 15, 2025
- Advisory employees · 17 to 11Nov 13, 2024 to Apr 15, 2025
- HNW clients · 137 to 139Nov 13, 2024 to Apr 15, 2025
- Assets in custody · $1.4M to $6.6MNov 13, 2024 to Apr 15, 2025
- Discretionary RAUM · $376M to $436MNov 13, 2024 to Apr 15, 2025
- HNW RAUM · $468M to $495MNov 13, 2024 to Apr 15, 2025
- Non-discretionary RAUM · $132M to $97.1MNov 13, 2024 to Apr 15, 2025
- RAUM · $508M to $533MNov 13, 2024 to Apr 15, 2025
- Accounts · 129 to 138May 20, 2023 to Mar 26, 2024
- Advisory employees · 12 to 17May 20, 2023 to Mar 26, 2024
- BD registered reps · 30 to 22May 20, 2023 to Mar 26, 2024
- HNW clients · 129 to 137May 20, 2023 to Mar 26, 2024
- Assets in custody · $888,490 to $1.4MMay 20, 2023 to Mar 26, 2024
- Employees · 38 to 37May 20, 2023 to Mar 26, 2024
- State-registered IARs · 12 to 2May 20, 2023 to Mar 26, 2024
- Discretionary RAUM · $375M to $376MMay 20, 2023 to Mar 26, 2024
- HNW RAUM · $441M to $468MMay 20, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $95.0M to $132MMay 20, 2023 to Mar 26, 2024
- RAUM · $470M to $508MMay 20, 2023 to Mar 26, 2024
- Accounts · 126 to 129Apr 14, 2022 to Mar 30, 2023
- Advisory employees · 21 to 12Apr 14, 2022 to Mar 30, 2023
- BD registered reps · 23 to 30Apr 14, 2022 to Mar 30, 2023
- HNW clients · 122 to 129Apr 14, 2022 to Mar 30, 2023
- Assets in custody · $1.6M to $888,490Apr 14, 2022 to Mar 30, 2023
Signals
13 dated events
- D•••• C••••••• E•••••••• left C••••• M••••••••• for I••••••• A••••••• S•••••••• L•• (registered 2026-04-21)Apr 13, 2026 · Advisor changed firm · fact
- J••• A•••••••• F••••••••• left C••••• M••••••••• for M••••• G••••• A•••• M••••••••• L•• (registered 2025-06-25)Jan 17, 2025 · Advisor changed firm · fact
- J••• L••• P••••• left C••••• M••••••••• for C••••••• A•••• M••••••••• L•• (registered 2026-08-20)Sep 10, 2024 · Advisor changed firm · fact
- F••••• A••••• T••••• left C••••• M••••••••• for S•••••• C•••••• A••••••• L•• (registered 2024-07-17)Jul 10, 2024 · Advisor changed firm · fact
- C••••• M••••••••• reported 2 state-registered advisory representatives, down from 12 (2023-05-20 to 2024-03-26)Mar 26, 2024 · Advisor headcount change · derived
- C••••• M••••••••• reported 12 state-registered advisory representatives, up from 1 (2022-04-14 to 2023-03-30)Mar 30, 2023 · Advisor headcount change · derived
- J••• E•••• H•••• left C••••• M••••••••• for I••••••• A••••••• S•••••••• L•• (registered 2022-10-11)Sep 26, 2022 · Advisor changed firm · fact
- C••••• M••••••••• reported RAUM $468.4M, up 53% from $305.9M (2021-12-17 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- C••••• M••••••••• reported 1 state-registered advisory representatives, down from 32 (2021-12-17 to 2022-03-30)Mar 30, 2022 · Advisor headcount change · derived
- E•••••••• R••• P•••••• left C••••• M••••••••• for J••• M••••• S••••••••• L•• (registered 2022-05-09)Mar 7, 2022 · Advisor changed firm · fact
- C••••• M••••••••• reported 32 state-registered advisory representatives, up from 7 (2020-06-30 to 2021-03-31)Mar 31, 2021 · Advisor headcount change · derived
- C••••• M••••••••• reported RAUM $323.9M, up 62% from $200.0M (2018-12-14 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- B••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Oct 5, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 305-358-8844reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/creandwmusreportedpublic record, Form ADV, Sep 18, 2026
- Website
- creand.usreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305-358-8844reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- creand.us/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- creand.us/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $42.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026