DFX Intelligence

RIA Intelligence

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SEC-registered adviser

K••• W••••• M••••••••• L••

Wealth manager with institutional or fund businessCRD 285682SEC 801-108599website IAPD

Latest filing May 5, 2026

First filing on the tape Oct 26, 2016 · 17 filings

SEC status approved since Nov 4, 2016

RAUM

$470M

reported, Item 5.F

Discretionary

17%

of RAUM

Private clients

46%

$215M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$470M

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

17 filings and snapshots on the tape

RAUM$470M as of May 5, 2026

Mar 15, 2017$108M then

HNW client RAUM$155M as of May 5, 2026

Feb 7, 2018$155M then

State-registered IARs (5.B.3)1 as of May 5, 2026

Mar 15, 20171 then

Employees (5.A)1 as of May 5, 2026

Mar 15, 20171 then

Private funds: no history

RAUM +4.7% over the last fiscal year+20% a year over threeIARs 1 to 1

Practice profile

derived from the filing of May 5, 2026; every figure names its basis

Archetypes, each a printed rule

Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $470MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 23derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $10.3MderivedHNW RAUM over HNW clients
Average account: $5.3MderivedRAUM over accounts (5.F.2.f)
Discretionary: 17%derivedof RAUM
Institutional: 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +24%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +14%derived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: portfolio management for individuals, otherreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Corporations and businesses$254M54%
High-net-worth individuals$155M33%
Individuals$60.0M13%
Charitable organizations$1.3M0.3%

Individual clients: 8reported
HNW clients: 15reported
Pension plan clients: 0reported
Charitable clients: n/areported
Accounts: 89reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=0.46 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived

Advisors registered through the firm

1 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
S•••• L••••••• Z••••	Austin, Tx	Dec 6, 2016	38 y	4

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

S•••• L••••••• Z•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Dec 6, 2016 · Wirehouse to a newly registered adviser (no RAUM reported yet)

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Z••••• S••••• L••••••• · Chief Compliance Officer, Chief Investment Officercontrol
since 11/2016 · owns 50% to 75%
Z••••• E••••••••• J•••• · Managing Membercontrol
since 10/2016 · owns 75% or more of K••• C••••••• L••
Z••••• S••••• L••••••• · Managing Membercontrol
since 01/2017 · owns 50% to 75% of K••• C••••••• L••

Entity owners

K••• C••••••• L•• · Member Owner
direct · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

unusually large average accountStatic outlier · filing May 5, 2026
RAUM per account of $5,280,899 against a peer median of $439,994 (5433 comparable advisers, 99.0th percentile, 3.3 robust deviations)
peers: independent wealth managers, $100M to $500M (5,433) · 99% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 105 to 89
Feb 12, 2025 to May 5, 2026
Charity clients · 1.0 to unset
Feb 12, 2025 to May 5, 2026
Corporate clients · 7 to 6
Feb 12, 2025 to May 5, 2026
Individual clients · 10 to 8
Feb 12, 2025 to May 5, 2026
Discretionary RAUM · $100M to $80.1M
Feb 12, 2025 to May 5, 2026
Individual RAUM · $80.0M to $60.0M
Feb 12, 2025 to May 5, 2026
Non-discretionary RAUM · $457M to $390M
Feb 12, 2025 to May 5, 2026
RAUM · $557M to $470M
Feb 12, 2025 to May 5, 2026
Accounts · 95 to 105
Mar 5, 2024 to Feb 12, 2025
HNW clients · 12 to 15
Mar 5, 2024 to Feb 12, 2025
Financial planning clients · unset to
Mar 5, 2024 to Feb 12, 2025
HQ city · unset to
Mar 5, 2024 to Feb 12, 2025
HQ state · unset to
Mar 5, 2024 to Feb 12, 2025
Discretionary RAUM · $84.0M to $100M
Mar 5, 2024 to Feb 12, 2025
HNW RAUM · $140M to $155M
Mar 5, 2024 to Feb 12, 2025
Individual RAUM · $6.0M to $80.0M
Mar 5, 2024 to Feb 12, 2025
Non-discretionary RAUM · $365M to $457M
Mar 5, 2024 to Feb 12, 2025
RAUM · $449M to $557M
Mar 5, 2024 to Feb 12, 2025
Accounts · 92 to 95
Feb 1, 2023 to Mar 5, 2024
BD registered reps · 0 to 1
Feb 1, 2023 to Mar 5, 2024
Charity clients · 0 to 1
Feb 1, 2023 to Mar 5, 2024
Corporate clients · unset to 7.0
Feb 1, 2023 to Mar 5, 2024
HNW clients · 22 to 12
Feb 1, 2023 to Mar 5, 2024
Pension plan clients · unset to 0.0
Feb 1, 2023 to Mar 5, 2024
Discretionary RAUM · $37.0M to $84.0M
Feb 1, 2023 to Mar 5, 2024
HNW RAUM · $49.0M to $140M
Feb 1, 2023 to Mar 5, 2024
Individual RAUM · $1.0M to $6.0M
Feb 1, 2023 to Mar 5, 2024
Non-discretionary RAUM · $347M to $365M
Feb 1, 2023 to Mar 5, 2024
Pension RAUM · $1.0M to $0
Feb 1, 2023 to Mar 5, 2024
RAUM · $384M to $449M
Feb 1, 2023 to Mar 5, 2024
Accounts · 38 to 92
May 2, 2022 to Feb 1, 2023
Advisory activities · 1 to 2
May 2, 2022 to Feb 1, 2023
Corporate clients · 0.0 to unset
May 2, 2022 to Feb 1, 2023
HNW clients · 25 to 22
May 2, 2022 to Feb 1, 2023
Individual clients · 0 to 10
May 2, 2022 to Feb 1, 2023
Pension plan clients · 0.0 to unset
May 2, 2022 to Feb 1, 2023
Insurance-licensed employees · 0 to 1
May 2, 2022 to Feb 1, 2023
Financial planning clients · 0 to unset
May 2, 2022 to Feb 1, 2023
Discretionary RAUM · $30.0M to $37.0M
May 2, 2022 to Feb 1, 2023
HNW RAUM · $275M to $49.0M
May 2, 2022 to Feb 1, 2023

Signals

2 dated events

K••• W••••• M••••••••• L•• reported RAUM $384.0M, up 40% from $275.0M (2022-05-02 to 2023-02-01)
Feb 1, 2023 · RAUM change · derived
K••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
Oct 26, 2016 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 512-368-4593reportedpublished by the firm, firm site, Sep 15, 2026
Website: K•••WEALTH.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 512-368-4666reportedpublic record, Form ADV, May 5, 2026
Contact form: k•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
RAUM per advisor: $470Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026