DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Aristotle Atlantic Partners, LLC
Latest filing Mar 27, 2026
First filing on the tape Oct 20, 2016 · 21 filings
SEC status approved since Oct 26, 2016
RAUM
$2.2B
reported, Item 5.F
Discretionary
80%
of RAUM
Private clients
19%
$419M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$444M
derived; firm RAUM over IAPD count
Employees
7
0 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$2.2B as of Mar 27, 2026
Feb 17, 2017$244M then
HNW client RAUM$0 as of Mar 27, 2026
Mar 29, 2019$0 then
State-registered IARs (5.B.3)5 as of Mar 27, 2026
Feb 17, 20171 then
Employees (5.A)7 as of Mar 27, 2026
Feb 17, 20177 then
Private funds: no history
RAUM -31% over the last fiscal year+6.4% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- $444MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 67derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $6.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 80%derivedof RAUM
- Institutional
- 13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 1.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -31%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$881M40%
- Pooled investment vehicles$607M27%
- Individuals$419M19%
- Charitable organizations$284M13%
- Corporations and businesses$29.7M1.3%
- Pension and profit-sharing plans$1.6M0.1%
- Individual clients
- 335reported
- HNW clients
- 0reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 362reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.19 fund_share=0.67 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brendan Michael O'NeillChartered Financial Analyst | Port Washington, Ny | Oct 13, 2022 | 26 y | 0 |
| Walter HolmanChartered Financial Analyst | Frederick, Md | Oct 18, 2022 | 25 y | 0 |
| Thomas Michael HynesChartered Financial Analyst | Sarasota, Fl | Oct 18, 2022 | 19 y | 0 |
| Owen Bernard FitzpatrickChartered Financial Analyst | Sarasota, Fl | Nov 25, 2022 | 23 y | 0 |
| Nicholas James Daft | Miami Beach, Fl | Feb 17, 2023 | 19 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Sapna Sona Chandwani · Owner, Chief Administrative Officercontrolsince 01/2019 · owns less than 5%
- James Nicholas Daft · Owner, Director, Senior Research Analystcontrolsince 12/2016 · owns less than 5%
- Bernard Owen Fitzpatrick · Owner, Managing Director, Lead Portfolio Managercontrolsince 12/2016 · owns 10% to 25%
- Monsalud Michelle Gosom · Owner, Chief Compliance Officercontrolsince 10/2016 · owns less than 5%
- Scott Richard Hollander · Owner, Chairman Of The Boardcontrolsince 12/2016 · owns less than 5%
- Ross Walter Holman · Owner, Director, Senior Research Analystcontrolsince 11/2016 · owns 5% to 10%
- Michael Thomas Hynes · Owner, Managing Director, Portfolio Managercontrolsince 12/2016 · owns 5% to 10%
- Wayne Gary Lisenbee · Owner, Senior Partnercontrolsince 10/2016 · owns less than 5%
- Michael Brendan Oneill · Owner, Director, Portfolio Managercontrolsince 12/2016 · owns 5% to 10%
- Albert John Quan · Owner, Managing Director, Chief Technology Officercontrolsince 10/2021 · owns less than 5%
- Jeddeloh Nancy Scarlett · Owner, Managing Director, Chief Risk Officercontrolsince 02/2018 · owns less than 5%
- Harlan Richard Schweitzer · Owner, Senior Partnercontrolsince 10/2016 · owns less than 5%
- Marie Kim St Hilaire · Owner, Managing Director, Operations & Tradingcontrolsince 05/2021 · owns less than 5%
- Reid Robert Womack · Owner, Chief Innovation Officercontrolsince 07/2018 · owns less than 5%
- Roy Howard Gleicher · Trusteecontrolsince 07/2011 · owns F of Gleicher Trust
- Jacqueline Hollander · Co-Trusteecontrolsince 10/2009 · owns F of Richard Hollander And Jacqueline Hollander Ttee Of The Hollander Family Trust Dated 12/28/88
- Scott Richard Hollander · Co-Trusteecontrolsince 10/2009 · owns F of Richard Hollander And Jacqueline Hollander Ttee Of The Hollander Family Trust Dated 12/28/88
Entity owners
- Aristotle Capital Management, LLC · Ownerdirect · owns 50% to 75%
- Gleicher Trust · Owner/Memberindirect · owns 25% to 50% of Aristotle Capital Management, LLC
- Metwest Ventures, LLC · Owner/Memberindirect · owns 25% to 50% of Aristotle Capital Management, LLC
- Richard Hollander And Jacqueline Hollander Ttee Of The Hollander Family Trust Dated 12/28/88 · Ownerindirect · owns 75% or more of Metwest Ventures, LLC
Related persons
Schedule D 7.A
- Apc Hy Bond Gp, LLCpooled vehicle sponsorn
- Apc Short Duration Hy Gp, LLCpooled vehicle sponsorn
- Aristotle Capital Boston, LLCinvestment adviserpooled vehicle sponsornRAUM $1.8B
- Aristotle Capital Management, LLCinvestment adviserpooled vehicle sponsoryRAUM $44B
- Aristotle Credit Partners, LLCinvestment adviserpooled vehicle sponsornRAUM $81.1M
- Aristotle Investment Services, LLCinvestment adviseryRAUM $17B
- Aristotle Pacific Capital, LLCinvestment advisern
- Metwest Fund Manager, LLCpooled vehicle sponsorn
- Metwest Realty Advisors, LLCinvestment advisern
- Pam Bank Loan Fund Gp LLCpooled vehicle sponsorn
- Pam Clo Opportunities Fund Gp LLCpooled vehicle sponsorn
- Saul Fund Gp, LLCpooled vehicle sponsorn
- Saul Fund, LPn
Advisers that list Aristotle Atlantic Partners, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Sarasota, Fl · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Newport Beach, CA7 employees
- Los Angeles, CA1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- RAUM down advisors stableCombination · filing Mar 27, 2026RAUM fell 25 percent or more while the advisor count stayed within 5 percent: assets left without people leaving (a large client or institutional mandate, a fee change, or a reporting change). RAUM $3,224,096,478 to $2,222,137,002, advisors 5 to 5, private clients 317 to 335, offices 2 to 2 (2025-03-27 to 2026-03-27)peers: other advisers, $1B to $5B (247)
- institutional asset share shiftChange between filings · filing Mar 27, 2026institutional share of RAUM moved from 43.0% to 14.0% between the annual amendments of 2025-03-27 and 2026-03-27peers: other advisers, $1B to $5B (247)
- RAUM down 25 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $3,224,096,478 to $2,222,137,002 (-31.0%) between the annual amendments of 2025-03-27 and 2026-03-27; the peer median change was +11.0% (231 comparable advisers, 5.0th percentile of changes)peers: other advisers, $1B to $5B (231) · 4.8% percentile
What changed
consecutive filings, newest first
- Accounts · 348 to 362Jun 26, 2025 to Mar 27, 2026
- Advisory employees · 6 to 0Jun 26, 2025 to Mar 27, 2026
- Charity clients · 9 to 5Jun 26, 2025 to Mar 27, 2026
- Individual clients · 317 to 335Jun 26, 2025 to Mar 27, 2026
- Discretionary RAUM · $2.8B to $1.8BJun 26, 2025 to Mar 27, 2026
- Individual RAUM · $386M to $419MJun 26, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $406M to $438MJun 26, 2025 to Mar 27, 2026
- Pension RAUM · $1.1B to $1.6MJun 26, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $580M to $607MJun 26, 2025 to Mar 27, 2026
- RAUM · $3.2B to $2.2BJun 26, 2025 to Mar 27, 2026
- Financial planning clients · unset to Mar 27, 2025 to Jun 26, 2025
- Accounts · 308 to 348Mar 29, 2024 to Mar 27, 2025
- Advisory employees · 5 to 6Mar 29, 2024 to Mar 27, 2025
- BD registered reps · 1 to 0Mar 29, 2024 to Mar 27, 2025
- Corporate clients · 15 to 14Mar 29, 2024 to Mar 27, 2025
- Individual clients · 276 to 317Mar 29, 2024 to Mar 27, 2025
- Pension plan clients · 3.0 to unsetMar 29, 2024 to Mar 27, 2025
- Employees · 10 to 7Mar 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $2.5B to $2.8BMar 29, 2024 to Mar 27, 2025
- Individual RAUM · $329M to $386MMar 29, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $358M to $406MMar 29, 2024 to Mar 27, 2025
- Pension RAUM · $883M to $1.1BMar 29, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $646M to $580MMar 29, 2024 to Mar 27, 2025
- RAUM · $2.9B to $3.2BMar 29, 2024 to Mar 27, 2025
- Charity clients · 8 to 9Mar 18, 2024 to Mar 29, 2024
- Corporate clients · 20 to 15Mar 18, 2024 to Mar 29, 2024
- Individual clients · 275 to 276Mar 18, 2024 to Mar 29, 2024
- Pension plan clients · 1 to 3Mar 18, 2024 to Mar 29, 2024
- Pooled vehicle clients · 1 to 2Mar 18, 2024 to Mar 29, 2024
- Discretionary RAUM · $2.5B to $2.5BMar 18, 2024 to Mar 29, 2024
- Individual RAUM · $329M to $329MMar 18, 2024 to Mar 29, 2024
- Pension RAUM · $882M to $883MMar 18, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · $606M to $646MMar 18, 2024 to Mar 29, 2024
- RAUM · $2.9B to $2.9BMar 18, 2024 to Mar 29, 2024
- Accounts · 288 to 308Mar 30, 2023 to Mar 18, 2024
- Advisory activities · 3 to 4Mar 30, 2023 to Mar 18, 2024
- BD registered reps · 2 to 1Mar 30, 2023 to Mar 18, 2024
- Individual clients · 249 to 275Mar 30, 2023 to Mar 18, 2024
- Pension plan clients · unset to 1.0Mar 30, 2023 to Mar 18, 2024
- Pooled vehicle clients · 0 to 1Mar 30, 2023 to Mar 18, 2024
Signals
11 dated events
- Aristotle Atlantic Partners, Llc reported RAUM $2.2B, down 31% from $3.2B (2025-06-26 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Reid Robert Womack (Owner, Chief Innovation Officer) appeared on Schedule A of Aristotle Atlantic Partners, LlcMar 18, 2024 · Control person joined · fact
- Albert John Quan (Owner, Managing Director, Chief Technology Officer) appeared on Schedule A of Aristotle Atlantic Partners, LlcMar 18, 2024 · Control person joined · fact
- Marie Kim St Hilaire (Owner, Managing Director, Operations & Trading) appeared on Schedule A of Aristotle Atlantic Partners, LlcMar 18, 2024 · Control person joined · fact
- Aristotle Atlantic Partners, Llc reported RAUM $2.9B, up 56% from $1.8B (2023-03-30 to 2024-03-18)Mar 18, 2024 · RAUM change · derived
- Sapna Sona Chandwani (Owner, Chief Administrative Officer) appeared on Schedule A of Aristotle Atlantic Partners, LlcMar 18, 2024 · Control person joined · fact
- James Nicholas Daft (Owner, Director, Senior Research Analyst) appeared on Schedule A of Aristotle Atlantic Partners, LlcJul 30, 2021 · Control person joined · fact
- Aristotle Atlantic Partners, Llc reported RAUM $1.3B, up 62% from $812.8M (2020-06-26 to 2021-03-25)Mar 25, 2021 · RAUM change · derived
- Aristotle Atlantic Partners, Llc reported RAUM $812.8M, up 169% from $302.0M (2019-03-29 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Joseph Benevento (Owner, Chief Investment Officer) no longer on Schedule A of Aristotle Atlantic Partners, Llc (listed 2018-08-24, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Aristotle Atlantic Partners, Llc filed its initial SEC registration (Form ADV)Oct 20, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/ARISTOTLECAPreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ARISTOTLECAP.COM/AFFILIATES/ARISTOTLE-ATLANTIC-PARTNERSreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-652-4150reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $444Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026