DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Aristotle Capital Boston, LLC
Latest filing Mar 20, 2026
First filing on the tape Sep 17, 2014 · 21 filings
SEC status approved since Oct 2, 2014
RAUM
$1.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.5%
$27.6M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$916M
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$1.8B as of Mar 20, 2026
Jan 14, 2015$1.5B then
HNW client RAUM$0 as of Mar 20, 2026
Mar 28, 2018$0 then
State-registered IARs (5.B.3)2 as of Mar 20, 2026
Jan 14, 20150 then
Employees (5.A)9 as of Mar 20, 2026
Jan 14, 20156 then
Private funds: no history
RAUM -33% over the last fiscal year-17% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
- RAUM per advisor
- $916MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 32derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $19.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 48%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.5derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -33%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -28%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$761M42%
- Pension and profit-sharing plans$614M34%
- State and municipal entities$218M12%
- Investment companies$158M8.6%
- Charitable organizations$38.8M2.1%
- Individuals$27.6M1.5%
- Corporations and businesses$14.7M0.8%
- Individual clients
- 63reported
- HNW clients
- 0reported
- Pension plan clients
- 11reported
- Charitable clients
- 6reported
- Accounts
- 95reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $20.5M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.02 fund_share=0.5 institutional_share=0.48 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John McphersonChartered Financial Analyst | Boston, Ma | Jun 20, 2016 | 19 y | 1 |
| David Michael AdamsChartered Financial Analyst | Boston, Ma | Jun 20, 2016 | 19 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- John Mcpherson from Eagle Boston Investment Managment, Inc.Jun 20, 2016 · Other
- David Michael Adams from Eagle Boston Investment Managment, Inc.Jun 20, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Eagle Boston Investment Managment, Inc.Jan 12, 2015 · Boston, Ma
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael David Adams · Owner, Chief Executive Officer, Portfolio Managercontrolsince 01/2015 · owns 10% to 25%
- Bernard Mark Babka · Owner, Senior Research Analystcontrolsince 01/2015 · owns 5% to 10%
- Sapna Sona Chandwani · Owner, Chief Administrative Officercontrolsince 01/2019 · owns less than 5%
- Monsalud Michelle Gosom · Owner, Chief Compliance Officercontrolsince 09/2014 · owns less than 5%
- Wayne Gary Lisenbee · Owner, Senior Partnercontrolsince 01/2015 · owns less than 5%
- John Mcpherson · Owner, President, Portfolio Managercontrolsince 01/2015 · owns 10% to 25%
- Albert John Quan · Owner, Managing Director, Chief Technology Officercontrolsince 10/2021 · owns less than 5%
- Jeddeloh Nancy Scarlett · Owner, Managing Director, Chief Risk Officercontrolsince 01/2015 · owns less than 5%
- Harlan Richard Schweitzer · Owner,Senior Partnercontrolsince 01/2015 · owns less than 5%
- Scott Jeffrey Smith · Owner, Senior Research Analystcontrolsince 01/2015 · owns 5% to 10%
- Marie Kim St Hilaire · Owner, Managing Director, Operations & Tradingcontrolsince 05/2021 · owns less than 5%
- Reid Robert Womack · Owner, Chief Innovation Officercontrolsince 07/2018 · owns less than 5%
- Jacqueline Hollander · Trusteecontrolsince 10/2009 · owns F of Richard Hollander And Jacqueline Hollander Ttee Of The Hollander Family Trust Dated 12/28/88
- Scott Richard Hollander · Trusteecontrolsince 10/2009 · owns F of Richard Hollander And Jacqueline Hollander Ttee Of The Hollander Family Trust Dated 12/28/88
Entity owners
- Aristotle Capital Management, LLC · Ownerdirect · owns 50% to 75%
- Metwestventures, LLC · Owner/Managing Memberindirect · owns 25% to 50% of Aristotle Capital Management, LLC
- Richard Hollander And Jacqueline Hollander Ttee Of The Hollander Family Trust Dated 12/28/88 · Owner/Managing Memberindirect · owns 75% or more of Metwestventures, LLC
Related persons
Schedule D 7.A
- Aristotle Atlantic Partners, LLCinvestment advisernRAUM $2.2B
- Aristotle Capital Management, LLCinvestment adviseryRAUM $44B
- Aristotle Credit Partners, LLCinvestment advisernRAUM $81.1M
- Aristotle Investment Services, LLCinvestment advisernRAUM $17B
- Aristotle Pacific Capital, LLCinvestment advisery
- Metwest Fund Manager, LLCpooled vehicle sponsorn
- Metwest Realty Advisors, LLCinvestment advisern
- Pam Bank Loan Fund Gp LLCpooled vehicle sponsory
- Pam Clo Opportunities Fund Gp LLCpooled vehicle sponsory
- Saul Fund Gp, LLCpooled vehicle sponsorn
Advisers that list Aristotle Capital Boston, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Newport Beach, CA5 employees
- Los Angeles, CA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 20, 2026RAUM (Item 5.F) moved from $2,717,645,378 to $1,831,250,587 (-33.0%) between the annual amendments of 2025-03-13 and 2026-03-20; the peer median change was +11.0% (231 comparable advisers, 4.0th percentile of changes)peers: other advisers, $1B to $5B (231) · 4.3% percentile
What changed
consecutive filings, newest first
- Accounts · 136 to 95Jun 2, 2025 to Mar 20, 2026
- Charity clients · 10 to 6Jun 2, 2025 to Mar 20, 2026
- Corporate clients · 13 to 8Jun 2, 2025 to Mar 20, 2026
- Individual clients · 88 to 63Jun 2, 2025 to Mar 20, 2026
- Pension plan clients · 18 to 11Jun 2, 2025 to Mar 20, 2026
- Discretionary RAUM · $2.7B to $1.8BJun 2, 2025 to Mar 20, 2026
- Individual RAUM · $38.4M to $27.6MJun 2, 2025 to Mar 20, 2026
- Pension RAUM · $1.3B to $614MJun 2, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $771M to $761MJun 2, 2025 to Mar 20, 2026
- RAUM · $2.7B to $1.8BJun 2, 2025 to Mar 20, 2026
- Wrap assets (manager) · $31.1M to $20.5MJun 2, 2025 to Mar 20, 2026
- Financial planning clients · unset to Mar 13, 2025 to Jun 2, 2025
- Accounts · 152 to 136Mar 15, 2024 to Mar 13, 2025
- Advisory employees · 6 to 8Mar 15, 2024 to Mar 13, 2025
- BD registered reps · 3 to 1Mar 15, 2024 to Mar 13, 2025
- Charity clients · 13 to 10Mar 15, 2024 to Mar 13, 2025
- Corporate clients · 19 to 13Mar 15, 2024 to Mar 13, 2025
- Individual clients · 92 to 88Mar 15, 2024 to Mar 13, 2025
- Pension plan clients · 17 to 18Mar 15, 2024 to Mar 13, 2025
- Pooled vehicle clients · 6 to 4Mar 15, 2024 to Mar 13, 2025
- Employees · 11 to 9Mar 15, 2024 to Mar 13, 2025
- Discretionary RAUM · $3.3B to $2.7BMar 15, 2024 to Mar 13, 2025
- Individual RAUM · $38.7M to $38.4MMar 15, 2024 to Mar 13, 2025
- Pension RAUM · $1.2B to $1.3BMar 15, 2024 to Mar 13, 2025
- Pooled vehicle RAUM · $1.2B to $771MMar 15, 2024 to Mar 13, 2025
- RAUM · $3.3B to $2.7BMar 15, 2024 to Mar 13, 2025
- Wrap assets (manager) · $35.2M to $31.1MMar 15, 2024 to Mar 13, 2025
- Accounts · 124 to 152Mar 20, 2023 to Mar 15, 2024
- BD registered reps · 1 to 3Mar 20, 2023 to Mar 15, 2024
- Charity clients · 12 to 13Mar 20, 2023 to Mar 15, 2024
- Corporate clients · 17 to 19Mar 20, 2023 to Mar 15, 2024
- Individual clients · 69 to 92Mar 20, 2023 to Mar 15, 2024
- Pension plan clients · 16 to 17Mar 20, 2023 to Mar 15, 2024
- Employees · 12 to 11Mar 20, 2023 to Mar 15, 2024
- State-registered IARs · 1 to 2Mar 20, 2023 to Mar 15, 2024
- Other offices · 1 to 2Mar 20, 2023 to Mar 15, 2024
- Discretionary RAUM · $3.3B to $3.3BMar 20, 2023 to Mar 15, 2024
- Individual RAUM · $25.2M to $38.7MMar 20, 2023 to Mar 15, 2024
- Pension RAUM · $1.2B to $1.2BMar 20, 2023 to Mar 15, 2024
- Pooled vehicle RAUM · $1.1B to $1.2BMar 20, 2023 to Mar 15, 2024
Signals
9 dated events
- Aristotle Capital Boston, Llc reported RAUM $1.8B, down 33% from $2.7B (2025-06-02 to 2026-03-20)Mar 20, 2026 · RAUM change · derived
- Earl Todd Grady (Owner, Senior Research Analyst) no longer on Schedule A of Aristotle Capital Boston, Llc (listed 2023-03-20, absent 2024-03-15)Mar 15, 2024 · Control person left · inference
- Sapna Sona Chandwani (Owner, Chief Administrative Officer) appeared on Schedule A of Aristotle Capital Boston, LlcMar 15, 2024 · Control person joined · fact
- Albert John Quan (Owner, Managing Director, Chief Technology Officer) appeared on Schedule A of Aristotle Capital Boston, LlcMar 15, 2024 · Control person joined · fact
- Marie Kim St Hilaire (Owner, Managing Director, Operations & Trading) appeared on Schedule A of Aristotle Capital Boston, LlcMar 15, 2024 · Control person joined · fact
- Reid Robert Womack (Owner, Chief Innovation Officer) appeared on Schedule A of Aristotle Capital Boston, LlcMar 15, 2024 · Control person joined · fact
- Aristotle Capital Boston, Llc reported RAUM $3.3B, down 26% from $4.4B (2022-03-14 to 2023-03-20)Mar 20, 2023 · RAUM change · derived
- Aristotle Capital Boston, Llc reported RAUM $3.2B, up 29% from $2.4B (2018-03-28 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- Aristotle Capital Boston Llc filed its initial SEC registration (Form ADV)Sep 17, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/ARISTOTLECAPreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ARISTOTLECAP.COM/AFFILIATES/ARISTOTLE-CAPITAL-BOSTONreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 617-274-3700reportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $916Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026