DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D•••• P•••••• W•••••• L••
Latest filing Jun 25, 2026
First filing on the tape Aug 6, 2021 · 16 filings
SEC status approved since Sep 9, 2021
RAUM
$193M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
95%
$182M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$96.3M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$193M as of Jun 25, 2026
Feb 8, 2022$116M then
HNW client RAUM$157M as of Jun 25, 2026
Feb 8, 2022$95.0M then
State-registered IARs (5.B.3)2 as of Jun 25, 2026
Feb 8, 20222 then
Employees (5.A)3 as of Jun 25, 2026
Feb 8, 20222 then
Private funds: no history
RAUM +12% over the last fiscal year+24% a year over threeIARs 2 to 2offices 1 to 0
Practice profile
derived from the filing of Jun 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $96.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $316,420derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 5.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -18%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$157M82%
- Individuals$25.0M13%
- Pension and profit-sharing plans$10.4M5.4%
- Individual clients
- 58reported
- HNW clients
- 71reported
- Pension plan clients
- 15reported
- Charitable clients
- n/areported
- Accounts
- 609reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• S•••••• D••••Certified Financial Planner | Royal Palm Beach, Fl | Jan 11, 2017 | 15 y | 1 |
| N••••• A••• | Royal Palm Beach, Fl | Jun 9, 2025 | 9 y | 2 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 50% of current headcount1 left over 36 months
Left, latest
- I•• V•••••• M••••••• to D••••• W••••• P••••••• L••Oct 3, 2025 · RIA to a state-registered adviser
Joined, latest
- N••••• A••• from A••••••••• F•••••••• S•••••••• L••Jun 9, 2025 · Affiliated broker-dealer or bank to independent RIA
- I•• V•••••• M••••••• from M•• I•••••••• S•••••••• L••Nov 10, 2021 · Affiliated broker-dealer or bank to independent RIA
- J••••• S•••••• D•••• from C••••• W••••• M•••••••••Jan 11, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••• J•••••• S•••••• · Managing Member & Chief Compliance Officercontrolsince 10/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Royal Palm Beach, Fl · principal | 2 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Jackson, MS1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Feb 20, 2026HNW share of RAUM moved from 18.0% to 82.0% between the annual amendments of 2025-03-12 and 2026-02-20peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 650 to 609Dec 9, 2025 to Feb 20, 2026
- HNW clients · 109 to 71Dec 9, 2025 to Feb 20, 2026
- Individual clients · 48 to 58Dec 9, 2025 to Feb 20, 2026
- Employees · 4 to 3Dec 9, 2025 to Feb 20, 2026
- Financial planning clients · 1-10 to 0Dec 9, 2025 to Feb 20, 2026
- Other offices · 1 to 0Dec 9, 2025 to Feb 20, 2026
- Discretionary RAUM · $161M to $186MDec 9, 2025 to Feb 20, 2026
- HNW RAUM · $30.6M to $157MDec 9, 2025 to Feb 20, 2026
- Individual RAUM · $126M to $25.0MDec 9, 2025 to Feb 20, 2026
- Non-discretionary RAUM · $11.8M to $6.9MDec 9, 2025 to Feb 20, 2026
- Pension RAUM · $15.7M to $10.4MDec 9, 2025 to Feb 20, 2026
- RAUM · $173M to $193MDec 9, 2025 to Feb 20, 2026
- Accounts · 643 to 650Aug 19, 2024 to Mar 12, 2025
- HNW clients · 50 to 109Aug 19, 2024 to Mar 12, 2025
- Individual clients · 92 to 48Aug 19, 2024 to Mar 12, 2025
- Pension plan clients · 10 to 15Aug 19, 2024 to Mar 12, 2025
- Financial planning clients · 11-25 to 1-10Aug 19, 2024 to Mar 12, 2025
- Discretionary RAUM · $112M to $161MAug 19, 2024 to Mar 12, 2025
- HNW RAUM · $89.4M to $30.6MAug 19, 2024 to Mar 12, 2025
- Individual RAUM · $20.9M to $126MAug 19, 2024 to Mar 12, 2025
- Non-discretionary RAUM · $11.3M to $11.8MAug 19, 2024 to Mar 12, 2025
- Pension RAUM · $13.0M to $15.7MAug 19, 2024 to Mar 12, 2025
- RAUM · $123M to $173MAug 19, 2024 to Mar 12, 2025
- Accounts · 453 to 643Nov 13, 2023 to Feb 22, 2024
- HNW clients · 42 to 50Nov 13, 2023 to Feb 22, 2024
- Individual clients · 89 to 92Nov 13, 2023 to Feb 22, 2024
- Pension plan clients · 9 to 10Nov 13, 2023 to Feb 22, 2024
- Financial planning clients · 1-10 to 11-25Nov 13, 2023 to Feb 22, 2024
- Discretionary RAUM · $96.4M to $112MNov 13, 2023 to Feb 22, 2024
- HNW RAUM · $78.1M to $89.4MNov 13, 2023 to Feb 22, 2024
- Individual RAUM · $17.0M to $20.9MNov 13, 2023 to Feb 22, 2024
- Non-discretionary RAUM · $3.7M to $11.3MNov 13, 2023 to Feb 22, 2024
- Pension RAUM · $5.0M to $13.0MNov 13, 2023 to Feb 22, 2024
- RAUM · $100M to $123MNov 13, 2023 to Feb 22, 2024
- HQ city · WELLINGTON to ROYAL PALM BEACHMay 9, 2023 to Nov 13, 2023
- Accounts · 356 to 453Sep 7, 2022 to Feb 13, 2023
- HNW clients · 36 to 42Sep 7, 2022 to Feb 13, 2023
- Individual clients · 64 to 89Sep 7, 2022 to Feb 13, 2023
- Pension plan clients · 7 to 9Sep 7, 2022 to Feb 13, 2023
- Employees · 2 to 4Sep 7, 2022 to Feb 13, 2023
Signals
2 dated events
- I•• V•••••• M••••••• left D•••• P•••••• W•••••• L•• for D••••• W••••• P••••••• L•• (registered 2025-10-03)Oct 3, 2025 · Advisor changed firm · fact
- D•••• P•••••• W•••••• L•• filed its initial SEC registration (Form ADV)Aug 6, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@davisprivatewealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 561-284-8999reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- D••••P••••••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (561) 284-8999reportedpublic record, Form ADV, Jun 25, 2026
- Contact form
- davisprivatewealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $96.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026