DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Jackson Hole Capital Partners, LLC
Latest filing Mar 19, 2026
First filing on the tape Apr 18, 2018 · 20 filings
SEC status approved since May 22, 2018
RAUM
$1.1B
reported, Item 5.F
Discretionary
76%
of RAUM
Private clients
87%
$951M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$1.1B as of Mar 19, 2026
Mar 26, 2019$196M then
HNW client RAUM$938M as of Mar 19, 2026
Mar 26, 2019$179M then
State-registered IARs (5.B.3)4 as of Mar 19, 2026
Mar 26, 20192 then
Employees (5.A)6 as of Mar 19, 2026
Mar 26, 20192 then
Private funds8 as of Mar 19, 2026
Mar 30, 20224 then
RAUM +13% over the last fiscal year+22% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
- RAUM per advisor
- $273MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 35derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.4MderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 76%derivedof RAUM
- Institutional
- 5.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.9%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $708M, 90 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$938M86%
- Pooled investment vehicles$65.4M6.0%
- Charitable organizations$61.6M5.7%
- Individuals$12.9M1.2%
- Corporations and businesses$12.9M1.2%
- Banks and thrifts$9840.0%
- Individual clients
- 28reported
- HNW clients
- 112reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 662reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $708M for 90 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
4 left, 0 joined in 12 months
net -4 in 12 months0 left in 90 days0 joined in 90 days4 left over 36 months
Left, latest
- Jordan Taylor Hunt to LidoJun 8, 2026 · RIA to RIA
- Philip Robert Houchin to LidoJun 8, 2026 · RIA to RIA
- Channing Stice Smith to LidoJun 8, 2026 · RIA to RIA
- John Joseph Hastings to LidoJun 8, 2026 · RIA to RIA
Joined, latest
- Channing Stice Smith from Capital Advisors, Inc.Jan 25, 2017 · Other
- John Joseph Hastings from Financial Solutions, Inc.Jan 25, 2017 · Other
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Jackson Hole Opportunities Fund LP | Other Private Fund | $14.5M | 62 | Jun 22, 2021 |
| Jhcp Wp Global Co-Invest Vi LLC | Other Private Fund | $9.8M | 50 | Mar 24, 2023 |
| Jhcp Falcon I LLC | Other Private Fund | $7.5M | 15 | Mar 24, 2023 |
| Jhcp Occusystems LLC | Other Private Fund | $5.2M | 28 | Mar 25, 2024 |
| Jhcp Spicewood I LLC | Other Private Fund | $5.2M | 28 | Mar 30, 2022 |
| Jackson Hole Opportunities Fund Ltd. | Other Private Fund | $2.0M | 1 | Mar 30, 2022 |
| Jackson Hole Series LP -Series 1no longer reported | Other Private Fund | $147,494 | 2 | Jun 22, 2021 |
Owners and control persons
Schedule A and B, latest filing
- Joseph John Hastings · Chief Compliance Officer / Managing Principalcontrolsince 12/2016 · owns 50% to 75%
- Stice Channing Smith · Managing Principalcontrolsince 12/2016 · owns 50% to 75%
Related persons
Schedule D 7.A
- Jhcp Falcon I Manager LLCpooled vehicle sponsorn
- Jhcp Occusystems Manager LLCpooled vehicle sponsorn
- Jhcp Spicewood I Manager LLCpooled vehicle sponsorn
- Jhcp Wp Global Co-Invest Vi Manager LLCpooled vehicle sponsorn
- Jhip Gp LLCbankpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tulsa, Ok · principal | 0 | 0 | 4 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 597 to 662Mar 28, 2025 to Mar 19, 2026
- HNW clients · 107 to 112Mar 28, 2025 to Mar 19, 2026
- Individual clients · 24 to 28Mar 28, 2025 to Mar 19, 2026
- Pooled vehicle clients · 6 to 7Mar 28, 2025 to Mar 19, 2026
- Assets in custody · $637M to $708MMar 28, 2025 to Mar 19, 2026
- Private funds · 7 to 8Mar 28, 2025 to Mar 19, 2026
- Discretionary RAUM · $720M to $832MMar 28, 2025 to Mar 19, 2026
- HNW RAUM · $853M to $938MMar 28, 2025 to Mar 19, 2026
- Individual RAUM · $11.0M to $12.9MMar 28, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $247M to $258MMar 28, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $44.1M to $65.4MMar 28, 2025 to Mar 19, 2026
- RAUM · $967M to $1.1BMar 28, 2025 to Mar 19, 2026
- Accounts · 498 to 597Aug 22, 2024 to Mar 28, 2025
- HNW clients · 106 to 107Aug 22, 2024 to Mar 28, 2025
- Individual clients · 21 to 24Aug 22, 2024 to Mar 28, 2025
- Assets in custody · $416M to $637MAug 22, 2024 to Mar 28, 2025
- Employees · 5 to 6Aug 22, 2024 to Mar 28, 2025
- Financial planning clients · 11-25 to 101-250Aug 22, 2024 to Mar 28, 2025
- Private funds · 6 to 7Aug 22, 2024 to Mar 28, 2025
- Discretionary RAUM · $639M to $720MAug 22, 2024 to Mar 28, 2025
- HNW RAUM · $760M to $853MAug 22, 2024 to Mar 28, 2025
- Individual RAUM · $8.5M to $11.0MAug 22, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $223M to $247MAug 22, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $41.8M to $44.1MAug 22, 2024 to Mar 28, 2025
- RAUM · $862M to $967MAug 22, 2024 to Mar 28, 2025
- Accounts · 416 to 498Mar 24, 2023 to Mar 25, 2024
- HNW clients · 96 to 106Mar 24, 2023 to Mar 25, 2024
- Individual clients · 20 to 21Mar 24, 2023 to Mar 25, 2024
- Assets in custody · $391M to $416MMar 24, 2023 to Mar 25, 2024
- Employees · 6 to 5Mar 24, 2023 to Mar 25, 2024
- Discretionary RAUM · $502M to $639MMar 24, 2023 to Mar 25, 2024
- HNW RAUM · $513M to $760MMar 24, 2023 to Mar 25, 2024
- Individual RAUM · $7.6M to $8.5MMar 24, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $92.1M to $223MMar 24, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $27.1M to $41.8MMar 24, 2023 to Mar 25, 2024
- RAUM · $594M to $862MMar 24, 2023 to Mar 25, 2024
- Accounts · 319 to 416Jan 30, 2023 to Mar 24, 2023
- Charity clients · 3.0 to unsetJan 30, 2023 to Mar 24, 2023
- Corporate clients · 1.0 to unsetJan 30, 2023 to Mar 24, 2023
- HNW clients · 81 to 96Jan 30, 2023 to Mar 24, 2023
Signals
11 dated events
- Jackson Hole Capital Partners, Llc no longer on the SEC adviser roster (last listed 2026-06-01, RAUM $1.1B)Jul 1, 2026 · Left the SEC roster · derived
- John Joseph Hastings left Jackson Hole Capital Partners, Llc for Lido (registered 2026-06-05)Jun 8, 2026 · Advisor changed firm · fact
- Philip Robert Houchin left Jackson Hole Capital Partners, Llc for Lido (registered 2026-06-05)Jun 8, 2026 · Advisor changed firm · fact
- Channing Stice Smith left Jackson Hole Capital Partners, Llc for Lido (registered 2026-06-05)Jun 8, 2026 · Advisor changed firm · fact
- Jordan Taylor Hunt left Jackson Hole Capital Partners, Llc for Lido (registered 2026-06-05)Jun 8, 2026 · Advisor changed firm · fact
- Jackson Hole Capital Partners, LLC's advisors moved to Lido (Tulsa, OK): 4 of 4 registered, on the same dayJun 8, 2026 · Firm absorbed (people side) · derived
- Jackson Hole Capital Partners, Llc reported RAUM $862.1M, up 45% from $593.6M (2023-03-24 to 2024-03-25)Mar 25, 2024 · RAUM change · derived
- Lauinger Frances Biolchini (Owner) no longer on Schedule A of Jackson Hole Capital Partners, Llc (listed 2022-10-28, absent 2023-01-30)Jan 30, 2023 · Control person left · inference
- Jackson Hole Capital Partners, Llc reported RAUM $530.8M, up 48% from $358.1M (2021-06-22 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Jackson Hole Capital Partners, Llc reported RAUM $326.4M, up 67% from $196.0M (2020-01-30 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Jackson Hole Capital Partners, Llc filed its initial SEC registration (Form ADV)Apr 18, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Jackson Hole Capital Partners, LLC · Independent Sponsorsshared crd · capital_provider
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026