DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Kotak Mahindra Asset Management (Singapore) Pte. Ltd.
Latest filing Jun 30, 2026
First filing on the tape Dec 16, 2016 · 16 filings
SEC status approved since Jan 27, 2017
RAUM
$4.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$4.7B as of Jun 30, 2026
Jun 21, 2017$2.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 30, 2026
Jun 21, 20170 then
Employees (5.A)9 as of Jun 30, 2026
Jun 21, 20176 then
Private funds6 as of Jun 30, 2026
Jun 21, 20179 then
RAUM +63% over the last fiscal year+20% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Bank affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $313MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 7.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +82%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.8B81%
- Investment companies$331M7.0%
- State and municipal entities$239M5.1%
- Sovereign wealth funds$132M2.8%
- Other investment advisers$128M2.7%
- Corporations and businesses$70.4M1.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.91 institutional_share=0.08 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Kotak India Advantage Fund III Class B - Kotak Emerging Equity Feeder Fund | Other Private Fund | $135M | 3 | Jun 27, 2023 |
| Kotak India Advantage Fund III: Class Bno longer reported | Other Private Fund | $60.9M | 6 | Jun 27, 2019 |
| K Fixed Income Opportunities Fund | Other Private Fund | $43.3M | 9 | Jun 28, 2018 |
| Kotak Infinity Fund | Other Private Fund | $37.7M | 8 | Jun 29, 2012 |
| Global Investment Opportunities Fund Limited | Other Private Fund | $18.0M | 32 | Jun 29, 2012 |
| Kotak Wm India Fund Limitedno longer reported | Other Private Fund | $9.1M | 3 | Jun 29, 2012 |
| K - Opportunities Fund Spc - Kotak Advantage Fund IIno longer reported | Other Private Fund | $9.0M | 26 | Jun 29, 2015 |
| Kotak Investment Opportunities Fund Limited | Other Private Fund | $5.3M | 38 | Jun 29, 2012 |
| K - Opportunities Fund Spc - Kotak Fixed Term Fund Ix Segregated Portfoliono longer reported | Other Private Fund | $4.6M | 12 | Jun 21, 2017 |
| Kotak Global Funds | Other Private Fund | $2.7M | 8 | Jun 29, 2012 |
| K Advantage Opportunities Fund Limitedno longer reported | Other Private Fund | $732,928 | 2 | Jun 21, 2017 |
| K - Opportunities Fund Spc - Kotak Advantage Fund I Segregated Portfoliono longer reported | Other Private Fund | $125,626 | 2 | Jun 29, 2015 |
Owners and control persons
Schedule A and B, latest filing
- Prasad Gokhale · Chief Financial Officercontrolsince 03/2016 · owns less than 5%
- Tejpal Nitin Jain · Chief Executive Officer And Executive Directorcontrolsince 03/2014 · owns less than 5%
- Mahesh Harsh Mehta · Chief Compliance Officercontrolsince 11/2024 · owns less than 5%
- Suresh Uday Kotak · Shareholdercontrolsince 11/1985 · owns 25% to 50% of Kotak Mahindra Bank Limited
- Jaideep Hansraj · Directorsince 10/2024 · owns less than 5%
- Ruchit Puri · Directorsince 03/2014 · owns less than 5%
- Dhirajlal Nilesh Shah · Directorsince 12/2018 · owns less than 5%
- Kumar Shyam Syamasundaran · Directorsince 12/2018 · owns less than 5%
Entity owners
- Kotak Mahindra Bank Limited · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- Kotak Investment Advisors Limitedinvestment adviserpooled vehicle sponsorn
- Kotak Mahindra (International) Limitedbroker-dealerinvestment adviserbankpooled vehicle sponsorn
- Kotak Mahindra (Uk) Limitedbroker-dealern
- Kotak Mahindra Asset Management Company Limitedinvestment adviserbankpooled vehicle sponsorn
- Kotak Mahindra Bank Limitedcustodiany
- Kotak Mahindra Capital Company Limitedinvestment advisern
- Kotak Mahindra, Inc.broker-dealern
- Kotak Securities Limitedbroker-dealertrust companyn
Advisers that list Kotak Mahindra Asset Management (Singapore) Pte. Ltd. as a related person
- 317952 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 18 to 15Aug 5, 2025 to Jun 30, 2026
- Advisory employees · 7 to 8Aug 5, 2025 to Jun 30, 2026
- Pooled vehicle clients · 12 to 9Aug 5, 2025 to Jun 30, 2026
- Employees · 8 to 9Aug 5, 2025 to Jun 30, 2026
- Private funds · 7 to 6Aug 5, 2025 to Jun 30, 2026
- Discretionary RAUM · $5.1B to $4.7BAug 5, 2025 to Jun 30, 2026
- Pooled vehicle RAUM · $4.1B to $3.8BAug 5, 2025 to Jun 30, 2026
- RAUM · $5.1B to $4.7BAug 5, 2025 to Jun 30, 2026
- Accounts · 19 to 18Nov 19, 2024 to Jun 27, 2025
- Pooled vehicle clients · 16 to 12Nov 19, 2024 to Jun 27, 2025
- Financial planning clients · unset to Nov 19, 2024 to Jun 27, 2025
- HQ state · unset to Nov 19, 2024 to Jun 27, 2025
- Private funds · 6 to 7Nov 19, 2024 to Jun 27, 2025
- Discretionary RAUM · $5.1B to $5.1BNov 19, 2024 to Jun 27, 2025
- Non-discretionary RAUM · $102M to $0Nov 19, 2024 to Jun 27, 2025
- Pooled vehicle RAUM · $4.5B to $4.1BNov 19, 2024 to Jun 27, 2025
- RAUM · $5.2B to $5.1BNov 19, 2024 to Jun 27, 2025
- Advisory employees · 5 to 7Jun 27, 2023 to Jun 27, 2024
- Pooled vehicle clients · 15 to 16Jun 27, 2023 to Jun 27, 2024
- Employees · 7 to 8Jun 27, 2023 to Jun 27, 2024
- Discretionary RAUM · $2.9B to $5.1BJun 27, 2023 to Jun 27, 2024
- Non-discretionary RAUM · $0 to $102MJun 27, 2023 to Jun 27, 2024
- Pooled vehicle RAUM · $2.1B to $4.5BJun 27, 2023 to Jun 27, 2024
- RAUM · $2.9B to $5.2BJun 27, 2023 to Jun 27, 2024
- Accounts · 16 to 19Jun 23, 2022 to Jun 27, 2023
- Pooled vehicle clients · 13 to 15Jun 23, 2022 to Jun 27, 2023
- Private funds · 5 to 6Jun 23, 2022 to Jun 27, 2023
- Discretionary RAUM · $2.9B to $2.9BJun 23, 2022 to Jun 27, 2023
- Pooled vehicle RAUM · $2.2B to $2.1BJun 23, 2022 to Jun 27, 2023
- RAUM · $2.9B to $2.9BJun 23, 2022 to Jun 27, 2023
- Accounts · 19 to 16Jun 28, 2021 to Jun 23, 2022
- Pooled vehicle clients · 17 to 13Jun 28, 2021 to Jun 23, 2022
- Private funds · 6 to 5Jun 28, 2021 to Jun 23, 2022
- Discretionary RAUM · $2.7B to $2.9BJun 28, 2021 to Jun 23, 2022
- Non-discretionary RAUM · $3.9M to $0Jun 28, 2021 to Jun 23, 2022
- Pooled vehicle RAUM · $2.3B to $2.2BJun 28, 2021 to Jun 23, 2022
- RAUM · $2.7B to $2.9BJun 28, 2021 to Jun 23, 2022
- Accounts · 25 to 19Jun 28, 2020 to Jun 28, 2021
- Pooled vehicle clients · 23 to 17Jun 28, 2020 to Jun 28, 2021
- Private funds · 8 to 6Jun 28, 2020 to Jun 28, 2021
Signals
5 dated events
- Kotak Mahindra Asset Management (Singapore) Pte. Ltd. reported RAUM $5.2B, up 82% from $2.9B (2023-06-27 to 2024-06-27)Jun 27, 2024 · RAUM change · derived
- Kotak Mahindra Asset Management (Singapore) Pte. Ltd. reported RAUM $2.7B, up 25% from $2.2B (2020-06-28 to 2021-06-28)Jun 28, 2021 · RAUM change · derived
- Kotak Mahindra Asset Management (Singapore) Pte. Ltd. reported RAUM $2.2B, down 37% from $3.4B (2019-11-07 to 2020-06-28)Jun 28, 2020 · RAUM change · derived
- Kotak Mahindra Asset Management (Singapore) Pte. Ltd. reported RAUM $4.0B, up 50% from $2.7B (2017-06-21 to 2018-06-28)Jun 28, 2018 · RAUM change · derived
- Kotak Mahindra Asset Management (Singapore) Pte. Ltd. filed its initial SEC registration (Form ADV)Dec 16, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- kotak-international.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +6563956970reportedpublic record, Form ADV, Jun 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026