DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K•••• A•••••••• A•••• M••••••• L••••••
Latest filing Jun 30, 2026
First filing on the tape Mar 13, 2023 · 15 filings
SEC status approved since Apr 13, 2023
RAUM
$19B
reported, Item 5.F
Discretionary
21%
of RAUM
Private clients
37%
$6.8B individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$9.3B
derived; firm RAUM over IAPD count
Employees
214
50 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
5
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$19B as of Jun 30, 2026
Jun 26, 2024$18B then
HNW client RAUM$6.8B as of Jun 30, 2026
Jun 26, 2024$12B then
State-registered IARs (5.B.3)0 as of Jun 30, 2026
Jun 26, 20240 then
Employees (5.A)214 as of Jun 30, 2026
Jun 26, 2024269 then
Private funds5 as of Jun 30, 2026
Jun 26, 20243 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
Archetypes, each a printed rule
- b••• affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- RAUM per advisor
- $9.3BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.8MderivedHNW RAUM over HNW clients
- Average account
- $10.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 21%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 107.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$7.8B42%
- High-net-worth individuals$6.8B37%
- Pooled investment vehicles$3.9B21%
- Individual clients
- n/areported
- HNW clients
- 1,181reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,845reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.37 fund_share=0.21 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•••• J•••• | Mumbai | Aug 12, 2024 | 16 y | 0 |
| M••••• R•••••• | Mumbai | Aug 30, 2024 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K•••• I••••• F••• | Other Private Fund | $277M | 0 | Jun 26, 2024 |
| K•••• I••••• F••• I• | $149M | 26 | Jun 30, 2026 | |
| K•••• I•••• G••••• F••• I•no longer reported | Venture Capital Fund | $14.2M | 371 | Mar 13, 2023 |
| K•••• I••••• I•••• E••••• F••••• F••• | $10.8M | 41 | Jun 30, 2026 | |
| K•••• O•••••• I•••• A••••••••• M••••••• S••••• | Other Private Fund | $7.6M | 0 | Mar 13, 2023 |
| K•••• O•••••• I•••• A••••••••• A••••••••• S••••• | Other Private Fund | $4.2M | 0 | Mar 13, 2023 |
Owners and control persons
Schedule A and B, latest filing
- D••• O•••••••• N•• · Directorcontrolsince 08/2019 · owns less than 5%
- G••••• D••••• N•• · Directorcontrolsince 03/2016 · owns less than 5%
- H••••••• J••••••• N•• · Directorcontrolsince 03/2024 · owns less than 5%
- I•••• L••••••• V••••••••• · Directorcontrolsince 05/2023 · owns less than 5%
- K••••• E••••• · Deputy Managing Directorcontrolsince 06/2025 · owns less than 5%
- M••••• S•••••• S•••••• · Chief Compliance Officercontrolsince 04/2025 · owns less than 5%
- M•••••• J•••••• B•••• · Directorcontrolsince 03/2001 · owns less than 5%
- S••••••••• R•••••• N•• · Chief Operating Officer & Whole-Time Directorcontrolsince 08/2022 · owns less than 5%
- S•••• G••••••• N•• · Directorcontrolsince 05/2019 · owns less than 5%
- S•••• T••••• A•••••• · Principal Officercontrolsince 04/2026 · owns less than 5%
- S••••••••• S••••••••• N•• · Managing Directorcontrolsince 01/2017 · owns less than 5%
- K••••• U•••• S••••• · Shareholdercontrolsince 11/1985 · owns 25% to 50% of K•••• M••••••• B••• L••••••
Entity owners
- K•••• M••••••• B••• L•••••• · Memberdirect · owns 50% to 75%
- K•••• M••••••• C•••••• C•••••• · Memberdirect · owns 25% to 50%
- K•••• M••••••• C•••••• C•••••• L•••••• · Memberdirect · owns 25% to 50%
- K•••• M••••••• B••• · Memberindirect · owns 75% or more of K•••• M••••••• C•••••• C•••••• L••••••
Related persons
Schedule D 7.A
- K•••• M••••••• ••••••••• L••••••broker-dealerinvestment advisern
- K•••• M••••••• A•••• M••••••••• ••••••••• P••• L•••investment advisernRAUM $4.7B
- K•••• M••••••• A•••• M••••••••• C••••••investment adviserpooled vehicle sponsorn
- K•••• M••••••• B••• L••custodiany
- K•••• M••••••• C•••••• C•••••• L•••broker-dealerinvestment advisern
- K•••• M••••••• G•••••• I•••••••• C•••••• L••real estaten
- K•••• M••••••• L••• I•••••••• C•••••• L••real estaten
- K•••• M••••••• T••••••••• S••••••• L••••••n
- K•••• M•••••••• I•••broker-dealern
- K•••• S••••••••• L•••broker-dealercustodiann
Offices
Schedule D 1.F, the 25 largest
- New Delhi, India6 employees
- Bangalore, India5 employees
- Ahmedabad, India2 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jun 30, 2026M••••• S•••••• S•••••• (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-06-26 and 2026-06-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jun 30, 2026S•••• T••••• A•••••• (PRINCIPAL OFFICER) appeared on Schedule A between the filings of 2024-06-26 and 2026-06-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jun 30, 2026K••••• E••••• (DEPUTY MANAGING DIRECTOR) appeared on Schedule A between the filings of 2024-06-26 and 2026-06-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jun 30, 2026K••••• U•••• S••••• (SHAREHOLDER) left Schedule A between the filings of 2024-06-26 and 2026-06-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jun 30, 2026M•••••• J•••••• B•••• (DIRECTOR) left Schedule A between the filings of 2024-06-26 and 2026-06-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jun 30, 2026I•••• L••••••• V••••••••• (DIRECTOR) left Schedule A between the filings of 2024-06-26 and 2026-06-30peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 1,543 to 1,845Aug 25, 2025 to Jun 30, 2026
- Advisory employees · 44 to 50Aug 25, 2025 to Jun 30, 2026
- Corporate clients · 519 to 637Aug 25, 2025 to Jun 30, 2026
- HNW clients · 994 to 1,181Aug 25, 2025 to Jun 30, 2026
- Pooled vehicle clients · 30 to 27Aug 25, 2025 to Jun 30, 2026
- Employees · 313 to 214Aug 25, 2025 to Jun 30, 2026
- Discretionary RAUM · $5.5B to $3.8BAug 25, 2025 to Jun 30, 2026
- HNW RAUM · $7.4B to $6.8BAug 25, 2025 to Jun 30, 2026
- Non-discretionary RAUM · $15B to $15BAug 25, 2025 to Jun 30, 2026
- Pooled vehicle RAUM · $5.6B to $3.9BAug 25, 2025 to Jun 30, 2026
- RAUM · $20B to $19BAug 25, 2025 to Jun 30, 2026
- Accounts · 1,240 to 1,543May 6, 2025 to Jun 30, 2025
- Advisory employees · 45 to 44May 6, 2025 to Jun 30, 2025
- Corporate clients · 421 to 519May 6, 2025 to Jun 30, 2025
- HNW clients · 794 to 994May 6, 2025 to Jun 30, 2025
- Pooled vehicle clients · 25 to 30May 6, 2025 to Jun 30, 2025
- Employees · 269 to 313May 6, 2025 to Jun 30, 2025
- Financial planning clients · unset to May 6, 2025 to Jun 30, 2025
- Private funds · 3 to 5May 6, 2025 to Jun 30, 2025
- Discretionary RAUM · $5.3B to $5.5BMay 6, 2025 to Jun 30, 2025
- HNW RAUM · $12B to $7.4BMay 6, 2025 to Jun 30, 2025
- Non-discretionary RAUM · $12B to $15BMay 6, 2025 to Jun 30, 2025
- Pooled vehicle RAUM · $5.5B to $5.6BMay 6, 2025 to Jun 30, 2025
- RAUM · $18B to $20BMay 6, 2025 to Jun 30, 2025
- HQ state · unset to Oct 24, 2024 to May 6, 2025
- Accounts · 860 to 1,240Jun 7, 2024 to Jun 26, 2024
- Advisory employees · 64 to 45Jun 7, 2024 to Jun 26, 2024
- Advisory activities · 3 to 1Jun 7, 2024 to Jun 26, 2024
- Corporate clients · 296 to 421Jun 7, 2024 to Jun 26, 2024
- HNW clients · 542 to 794Jun 7, 2024 to Jun 26, 2024
- Pooled vehicle clients · 22 to 25Jun 7, 2024 to Jun 26, 2024
- Employees · 257 to 269Jun 7, 2024 to Jun 26, 2024
- Private funds · 2 to 3Jun 7, 2024 to Jun 26, 2024
- Discretionary RAUM · $3.1B to $5.3BJun 7, 2024 to Jun 26, 2024
- HNW RAUM · $4.8B to $12BJun 7, 2024 to Jun 26, 2024
- Non-discretionary RAUM · $8.4B to $12BJun 7, 2024 to Jun 26, 2024
- Pooled vehicle RAUM · $3.4B to $5.5BJun 7, 2024 to Jun 26, 2024
- RAUM · $12B to $18BJun 7, 2024 to Jun 26, 2024
- Business name · K•••• I••••••••• A••••••• L•••••• to K•••• A•••••••• A•••• M••••••• L••••••Jul 27, 2023 to Jul 28, 2023
- Legal name · K•••• I••••••••• A••••••• L•••••• to K•••• A•••••••• A•••• M••••••• L••••••Jul 27, 2023 to Jul 28, 2023
Signals
8 dated events
- P•••••• S••••• (Chief Compliance Officer) no longer on Schedule A of K•••• A•••••••• A•••• M••••••• L•••••• (listed 2024-06-26, absent 2024-10-24)Oct 24, 2024 · Control person left · inference
- K•••• A•••••••• A•••• M••••••• L•••••• reported RAUM $17.7B, up 53% from $11.5B (2024-06-07 to 2024-06-26)Jun 26, 2024 · RAUM change · derived
- Nmn J•••••• H•••••• (Director) appeared on Schedule A of K•••• A•••••••• A•••• M••••••• L••••••Jun 26, 2024 · Control person joined · fact
- P•••••• S••••• (Chief Compliance Officer) appeared on Schedule A of K•••• A•••••••• A•••• M••••••• L••••••Jun 26, 2024 · Control person joined · fact
- V••••••••• K••••• (Chief Compliance Officer) no longer on Schedule A of K•••• A•••••••• A•••• M••••••• L•••••• (listed 2023-07-28, absent 2024-05-09)May 9, 2024 · Control person left · inference
- V••••••••• L•••••• I••• (Director) appeared on Schedule A of K•••• A•••••••• A•••• M••••••• L••••••May 31, 2023 · Control person joined · fact
- Nmn S••••• E•••••••• (Director) no longer on Schedule A of K•••• A•••••••• A•••• M••••••• L•••••• (listed 2023-03-17, absent 2023-05-31)May 31, 2023 · Control person left · inference
- K•••• I••••••••• A••••••• L•••••• filed its initial SEC registration (Form ADV)Mar 13, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- K•••• A•••••••• A•••• M••••••• L•••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/kotakaltreportedpublic record, Form ADV, Sep 19, 2026
- Website
- k•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +91-022-65292400reportedpublic record, Form ADV, Jun 30, 2026
- Contact form
- k•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $9.3Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026