DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•• I••••••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Dec 6, 2016 · 19 filings
SEC status approved since Jan 3, 2017
RAUM
$10B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$10B as of Mar 30, 2026
Mar 23, 2019$1.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Feb 21, 20180 then
Employees (5.A)15 as of Mar 30, 2026
Feb 21, 20188 then
Private funds6 as of Mar 30, 2026
Feb 21, 20181 then
RAUM +19% over the last fiscal year+23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.1BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 7.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $10B, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$9.2B91%
- Pension and profit-sharing plans$730M7.2%
- Investment companies$211M2.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 2reported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $10B for 9 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.93 institutional_share=0.07 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- B••••• G••••• to A•••••••• I••••••••• L••Sep 7, 2023 · Other
Joined, latest
- B••••• G••••• from I•••••• A•••••••• I•••Aug 30, 2018 · Other
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••• P••••••• I•••• M••••• F•••• L•• | Real Estate Fund | $3.1B | 3 | Mar 23, 2019 |
| C••• P••••••• I•••• T•••• | Real Estate Fund | $706M | 11 | Mar 23, 2019 |
| C••• P••••••• I•••• F•••• L•• | Real Estate Fund | $49.6M | 63 | Dec 6, 2016 |
| A•••••••• R••• E••••• G••••• F••• | Real Estate Fund | $0 | 0 | Jan 26, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Z•••••••• G•••• A••••• · Ceocontrolsince 12/2016 · owns less than 5%
- R•••••• R••••• F•••••• · Membercontrolsince 01/2017 · owns 25% to 50% of I•• H••••••• L••
- Z•••••••• G•••• A••••• · Managing Membercontrolsince 01/2017 · owns 50% to 75% of I•• H••••••• L••
- C•••••• A•••••• M•••• · Chief Financial Officer/ Chief Compliance Officersince 01/2024 · owns less than 5%
- G••••••• Z••••••• · Chief Investment Officersince 12/2016 · owns less than 5%
- T•••••• B•••• · Head Of Analyticssince 12/2016 · owns less than 5%
Entity owners
- E••••••• C•••••• L•• · Memberdirect · owns 50% to 75%
- I•• H••••••• L•• · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- A•••••••• I••••••••• L••investment advisernRAUM $186M
Advisers that list I•• I••••••••• M••••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Mar 30, 2026institutional share of RAUM moved from 26.0% to 7.0% between the annual amendments of 2025-03-28 and 2026-03-30peers: asset managers, $5B to $20B (684)
- private fund count surgeChange between filings · filing Mar 30, 2026private funds (Schedule D 7.B.1) moved from 4.0 to 6.0 (+50.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was +3.0% (487 comparable advisers, 94.0th percentile of changes)peers: asset managers, $5B to $20B (487) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 7 to 9Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 10 to 13Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 4 to 6Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $8.5B to $10BMar 28, 2025 to Mar 30, 2026
- Employees · 13 to 15Mar 28, 2025 to Mar 30, 2026
- Private funds · 4 to 6Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $8.5B to $10BMar 28, 2025 to Mar 30, 2026
- Pension RAUM · $2.3B to $730MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $6.2B to $9.2BMar 28, 2025 to Mar 30, 2026
- RAUM · $8.5B to $10BMar 28, 2025 to Mar 30, 2026
- Accounts · 6 to 7Aug 13, 2024 to Mar 28, 2025
- Advisory employees · 11 to 10Aug 13, 2024 to Mar 28, 2025
- Pension plan clients · 1 to 2Aug 13, 2024 to Mar 28, 2025
- Assets in custody · $5.1B to $8.5BAug 13, 2024 to Mar 28, 2025
- Employees · 14 to 13Aug 13, 2024 to Mar 28, 2025
- Financial planning clients · unset to Aug 13, 2024 to Mar 28, 2025
- Discretionary RAUM · $5.1B to $8.5BAug 13, 2024 to Mar 28, 2025
- Pension RAUM · $1.1B to $2.3BAug 13, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $3.9B to $6.2BAug 13, 2024 to Mar 28, 2025
- RAUM · $5.1B to $8.5BAug 13, 2024 to Mar 28, 2025
- State-registered IARs · 1 to 0Mar 28, 2024 to Aug 13, 2024
- Accounts · 5 to 6Nov 8, 2023 to Mar 28, 2024
- Pooled vehicle clients · 3 to 4Nov 8, 2023 to Mar 28, 2024
- Assets in custody · $5.0B to $5.1BNov 8, 2023 to Mar 28, 2024
- Employees · 12 to 14Nov 8, 2023 to Mar 28, 2024
- Private funds · 3 to 4Nov 8, 2023 to Mar 28, 2024
- Discretionary RAUM · $5.5B to $5.1BNov 8, 2023 to Mar 28, 2024
- Pension RAUM · $1.4B to $1.1BNov 8, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $4.0B to $3.9BNov 8, 2023 to Mar 28, 2024
- RAUM · $5.5B to $5.1BNov 8, 2023 to Mar 28, 2024
- Related adviser · false to trueNov 8, 2023 to Mar 28, 2024
- Accounts · 4 to 5Mar 15, 2022 to Mar 29, 2023
- Advisory employees · 10 to 11Mar 15, 2022 to Mar 29, 2023
- BD registered reps · 2 to 1Mar 15, 2022 to Mar 29, 2023
- Pension plan clients · unset to 1.0Mar 15, 2022 to Mar 29, 2023
- Assets in custody · $3.4B to $5.0BMar 15, 2022 to Mar 29, 2023
- Employees · 11 to 12Mar 15, 2022 to Mar 29, 2023
- Discretionary RAUM · $3.4B to $5.5BMar 15, 2022 to Mar 29, 2023
- Pension RAUM · unset to 1404867102.0Mar 15, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $3.4B to $4.0BMar 15, 2022 to Mar 29, 2023
Signals
7 dated events
- I•• I••••••••• M••••••••• L•• reported RAUM $8.5B, up 69% from $5.1B (2024-08-13 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- James T••••• Bartos (Chief Compliance Officer, Chief Financial Officer) no longer on Schedule A of I•• I••••••••• M••••••••• L•• (listed 2023-11-08, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- B••••• G••••• left I•• I••••••••• M••••••••• L•• for A•••••••• I••••••••• L•• (registered 2024-04-09)Sep 7, 2023 · Advisor changed firm · fact
- I•• I••••••••• M••••••••• L•• reported RAUM $5.5B, up 61% from $3.4B (2022-03-15 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- I•• I••••••••• M••••••••• L•• reported RAUM $3.4B, up 115% from $1.6B (2021-09-23 to 2022-03-15)Mar 15, 2022 · RAUM change · derived
- I•• I••••••••• M••••••••• L•• reported RAUM $1.6B, up 27% from $1.3B (2019-03-25 to 2020-03-17)Mar 17, 2020 · RAUM change · derived
- I•• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Dec 6, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- w••.i•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (216) 264-8185reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
I•• I••••••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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