DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••••••• I••••••••
Legal name B•••• J••••• L••
Latest filing Aug 7, 2026
First filing on the tape Oct 25, 2024 · 6 filings
SEC status approved since Nov 29, 2024
RAUM
$119M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
97%
$115M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$119M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$119M as of Aug 7, 2026
Apr 10, 2025$109M then
HNW client RAUM$82.0M as of Aug 7, 2026
Apr 10, 2025$77.0M then
State-registered IARs (5.B.3)1 as of Aug 7, 2026
Apr 10, 20251 then
Employees (5.A)1 as of Aug 7, 2026
Apr 10, 20251 then
Private funds: no history
RAUM +9.2% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Aug 7, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $119MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 95derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $410,035derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 3.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.3%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$82.0M69%
- Individuals$32.7M28%
- Charitable organizations$3.8M3.2%
- Individual clients
- 66reported
- HNW clients
- 29reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 289reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• A••••• J••••Certified Financial Planner | Loveland, Co | May 10, 2017 | 21 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B•••• A••••• J•••• from A•• W••••• M••••••••• L••May 10, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J••••• B••••• A••••• · Managing Member & Chief Compliance Officercontrolsince 01/2010 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Aug 7, 2026discretionary share of RAUM of 0% against a peer median of 100% (5678 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,678) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 250 to 289Apr 10, 2025 to Jan 30, 2026
- HNW clients · 28 to 29Apr 10, 2025 to Jan 30, 2026
- Individual clients · 64 to 66Apr 10, 2025 to Jan 30, 2026
- HNW RAUM · $77.0M to $82.0MApr 10, 2025 to Jan 30, 2026
- Individual RAUM · $28.7M to $32.7MApr 10, 2025 to Jan 30, 2026
- Non-discretionary RAUM · $109M to $119MApr 10, 2025 to Jan 30, 2026
- RAUM · $109M to $119MApr 10, 2025 to Jan 30, 2026
- Financial planning clients · 51-100 to 51-100Oct 30, 2024 to Apr 10, 2025
- HQ city · unset to Oct 30, 2024 to Apr 10, 2025
- HQ state · unset to Oct 30, 2024 to Apr 10, 2025
Signals
1 dated events
- I••••••••• I•••••••• filed its initial SEC registration (Form ADV)Oct 25, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- I•••••••••I••••••••LLC.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 970-776-4346reportedpublic record, Form ADV, Aug 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $119Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026