DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sb Investment Advisers (US) Inc.
Latest filing Jun 24, 2026
First filing on the tape Jan 3, 2017 · 15 filings
SEC status approved since Jan 23, 2017
RAUM
$53B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
194
67 advisory (5.B.1)
Offices
10
beyond the principal office
Private funds
1
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$53B as of Jun 24, 2026
May 21, 2017$93B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 24, 2026
May 21, 20170 then
Employees (5.A)194 as of Jun 24, 2026
May 21, 201792 then
Private funds1 as of Jun 24, 2026
May 21, 20171 then
RAUM -19% over the last fiscal year-30% a year over threeIARs 0 to 0offices 12 to 10
Practice profile
derived from the filing of Jun 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $53BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived11 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $42B, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$53B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $42B for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Softbank Vision Fund L.P. | Private Equity Fund | $54B | 14 | Jan 3, 2017 |
| Softbank Vision Fund II-2 L.P.no longer reported | Private Equity Fund | $11B | 1 | Jun 29, 2020 |
| Sb Strategic Investments Fund L.P.no longer reported | Private Equity Fund | $220M | 12 | Jun 29, 2020 |
| Sb Delta Fund (Jersey) L.P.no longer reported | Private Equity Fund | $2.9M | 1 | Jun 28, 2018 |
Owners and control persons
Schedule A and B, latest filing
- (Nmn) Navneet Govil · Chief Financial Officercontrolsince 12/2016 · owns less than 5%
- Ann Casey Rogers · Chief Compliance Officercontrolsince 09/2022 · owns less than 5%
- Rose Amanda Sanchez-Barry · General Counselcontrolsince 09/2022 · owns less than 5%
Entity owners
- Softbank Group Corp. · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- Sb Global Advisers (Singapore) Pte Ltd.pooled vehicle sponsorn
- Sb Global Advisers (US) Inc.pooled vehicle sponsorn
- Sb Global Advisers Ltdinvestment advisern
- Sb Investment Advisers (Ad) Ltdinvestment advisern
- Sb Investment Advisers (Uk) Limitedinvestment advisern
- Sb Pv Gp LPpooled vehicle sponsorn
- Sbia (Hk) Limitedinvestment advisern
- Sbia (Ksa) LLCinvestment advisern
- Sbia (Singapore) Pte. Ltd.investment advisern
- Sbia Management Consultancy (Shanghai) Co., Ltd.investment advisern
- Softbank, Inc.investment advisern
- Svf Gp (Jersey) Limitedbankpooled vehicle sponsorn
- Svf II Gp (Jersey) Limitedpooled vehicle sponsorn
- Svf Investment Advisers (India) Private Limitedinvestment advisern
- Svf Triangle (Jersey) Gp Limitedpooled vehicle sponsorn
Advisers that list Sb Investment Advisers (US) Inc. as a related person
- 305652 n
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom17 employees
- Shanghai, China9 employees
- Tokyo, Japan8 employees
- New York, NY8 employees
- Singapore, Singapore7 employees
- Sao Paulo, Brazil6 employees
- Mumbai, India6 employees
- Miami, FL5 employees
- Riyadh, Saudi Arabia2 employees
- Central, Hong Kong2 employees
- Abu Dhabi, United Arab Emirates2 employees
- Ciudad De Mexico, Mexico2 employees
What changed
consecutive filings, newest first
- Advisory employees · 111 to 67Oct 20, 2025 to Jun 24, 2026
- Assets in custody · $49B to $42BOct 20, 2025 to Jun 24, 2026
- Employees · 241 to 194Oct 20, 2025 to Jun 24, 2026
- Other offices · 11 to 10Oct 20, 2025 to Jun 24, 2026
- Discretionary RAUM · $61B to $53BOct 20, 2025 to Jun 24, 2026
- Pooled vehicle RAUM · $61B to $53BOct 20, 2025 to Jun 24, 2026
- RAUM · $61B to $53BOct 20, 2025 to Jun 24, 2026
- Advisory employees · 104 to 111Jun 26, 2024 to Jun 26, 2025
- Assets in custody · $54B to $49BJun 26, 2024 to Jun 26, 2025
- Employees · 286 to 241Jun 26, 2024 to Jun 26, 2025
- Financial planning clients · unset to Jun 26, 2024 to Jun 26, 2025
- Other offices · 12 to 11Jun 26, 2024 to Jun 26, 2025
- Discretionary RAUM · $65B to $61BJun 26, 2024 to Jun 26, 2025
- Pooled vehicle RAUM · $65B to $61BJun 26, 2024 to Jun 26, 2025
- RAUM · $65B to $61BJun 26, 2024 to Jun 26, 2025
- Advisory employees · 102 to 104Jun 29, 2023 to Jun 26, 2024
- Assets in custody · $54B to $54BJun 29, 2023 to Jun 26, 2024
- Employees · 268 to 286Jun 29, 2023 to Jun 26, 2024
- Discretionary RAUM · $66B to $65BJun 29, 2023 to Jun 26, 2024
- Pooled vehicle RAUM · $66B to $65BJun 29, 2023 to Jun 26, 2024
- RAUM · $66B to $65BJun 29, 2023 to Jun 26, 2024
- Advisory employees · 68 to 102Sep 16, 2022 to Jun 29, 2023
- Assets in custody · $78B to $54BSep 16, 2022 to Jun 29, 2023
- Employees · 191 to 268Sep 16, 2022 to Jun 29, 2023
- HQ city · SAN CARLOS to MENLO PARKSep 16, 2022 to Jun 29, 2023
- Other offices · 11 to 12Sep 16, 2022 to Jun 29, 2023
- Discretionary RAUM · $89B to $66BSep 16, 2022 to Jun 29, 2023
- Pooled vehicle RAUM · $89B to $66BSep 16, 2022 to Jun 29, 2023
- RAUM · $89B to $66BSep 16, 2022 to Jun 29, 2023
- Accounts · 2 to 1Jun 29, 2021 to Jun 29, 2022
- Advisory employees · 44 to 68Jun 29, 2021 to Jun 29, 2022
- Pooled vehicle clients · 2 to 1Jun 29, 2021 to Jun 29, 2022
- Assets in custody · $130B to $78BJun 29, 2021 to Jun 29, 2022
- Employees · 153 to 191Jun 29, 2021 to Jun 29, 2022
- Other offices · 8 to 11Jun 29, 2021 to Jun 29, 2022
- Private funds · 2 to 1Jun 29, 2021 to Jun 29, 2022
- Discretionary RAUM · $156B to $89BJun 29, 2021 to Jun 29, 2022
- Pooled vehicle RAUM · $156B to $89BJun 29, 2021 to Jun 29, 2022
- RAUM · $156B to $89BJun 29, 2021 to Jun 29, 2022
- Accounts · 4 to 2Jun 29, 2020 to Jun 29, 2021
Signals
15 dated events
- Sb Investment Advisers (Us) Inc. reported RAUM $65.9B, down 26% from $89.3B (2022-09-16 to 2023-06-29)Jun 29, 2023 · RAUM change · derived
- Stuart Andrew Kofman (Chairman, Director) no longer on Schedule A of Sb Investment Advisers (Us) Inc. (listed 2022-09-16, absent 2023-06-29)Jun 29, 2023 · Control person left · inference
- (Nmn) Rajeev Misra (President And Chief Executive Officer) no longer on Schedule A of Sb Investment Advisers (Us) Inc. (listed 2022-06-29, absent 2022-09-16)Sep 16, 2022 · Control person left · inference
- Hugh Aidan O'Connor (Chief Compliance Officer) no longer on Schedule A of Sb Investment Advisers (Us) Inc. (listed 2022-06-29, absent 2022-09-16)Sep 16, 2022 · Control person left · inference
- John Spencer Collins (General Counsel) no longer on Schedule A of Sb Investment Advisers (Us) Inc. (listed 2022-06-29, absent 2022-09-16)Sep 16, 2022 · Control person left · inference
- Rose Amanda Sanchez-Barry (General Counsel) appeared on Schedule A of Sb Investment Advisers (Us) Inc.Sep 16, 2022 · Control person joined · fact
- Ann Casey Rogers (Chief Compliance Officer) appeared on Schedule A of Sb Investment Advisers (Us) Inc.Sep 16, 2022 · Control person joined · fact
- Sb Investment Advisers (Us) Inc. reported RAUM $89.3B, down 43% from $156.3B (2021-06-29 to 2022-06-29)Jun 29, 2022 · RAUM change · derived
- Stuart Andrew Kofman (Chairman, Director) appeared on Schedule A of Sb Investment Advisers (Us) Inc.Jun 29, 2022 · Control person joined · fact
- John Spencer Collins (General Counsel) appeared on Schedule A of Sb Investment Advisers (Us) Inc.Jun 29, 2022 · Control person joined · fact
- Clayton Brian Wheeler (General Counsel) no longer on Schedule A of Sb Investment Advisers (Us) Inc. (listed 2021-06-29, absent 2022-06-29)Jun 29, 2022 · Control person left · inference
- David Ronald Fisher (Chairman, Director) no longer on Schedule A of Sb Investment Advisers (Us) Inc. (listed 2021-06-29, absent 2022-06-29)Jun 29, 2022 · Control person left · inference
- Sb Investment Advisers (Us) Inc. reported RAUM $156.3B, up 67% from $93.8B (2020-06-29 to 2021-06-29)Jun 29, 2021 · RAUM change · derived
- Sb Investment Advisers (Us) Inc. reported 9 offices beyond its principal office, up from 2 (2018-12-18 to 2019-06-29)Jun 29, 2019 · Office count change · derived
- Sb Vision Advisers Us, Inc. filed its initial SEC registration (Form ADV)Jan 3, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- SB Investment Advisers (US) Inc. · Independent Sponsorsshared crd · capital_provider
- SB Investment Advisers (US) Inc. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/SOFTBANK-INVESTMENT-ADVISERSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- VISIONFUND.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 650-562-8211reportedpublic record, Form ADV, Jun 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026