DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Sbla Advisers Corp.

Former SEC-registered adviserMiami, FloridaCRD 305652SEC 801-117422IAPD
Latest filing Jun 8, 2021
First filing on the tape Aug 30, 2019 · 5 filings
RAUM
$6.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
35
24 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$6.3B gross assets
History
5 filings and snapshots on the tape
RAUM$6.3B as of Jun 8, 2021
Jun 29, 2020$2.2B then
HNW client RAUM$0 as of Jun 8, 2021
Jun 29, 2020$0 then
State-registered IARs (5.B.3)0 as of Jun 8, 2021
Jun 29, 20200 then
Employees (5.A)35 as of Jun 8, 2021
Jun 29, 202025 then
Private funds1 as of Jun 8, 2021
Jun 29, 20201 then
RAUM +189% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 8, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$6.3BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+189%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$4.0B, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$6.3B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$4.0B for 1 clientsreported
Compensation
performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Softbank Latin America Fund L.P.Private Equity Fund$6.3B1Jan 28, 2020
      Owners and control persons
      Schedule A and B, latest filing
      • Edward Lee Bocker · Chief Operating Officer / Chief Compliance Officercontrol
        since 08/2019 · owns less than 5%
      • Marcelo Raul Claure · Chief Executive Officer / President / Directorcontrol
        since 05/2019 · owns less than 5%
      • Michel Combes · Directorcontrol
        since 05/2020 · owns less than 5%
      • Scott Christopher Cooper · Chief Financial Officercontrol
        since 08/2019 · owns less than 5%
      • Maria Patricia Menendez - Cambo · General Counselcontrol
        since 08/2019 · owns less than 5%
      Entity owners
      • Sbg Managers LLC · Sole Shareholder
        direct · owns 75% or more
      • Sbg Managers Gk · Sole Member
        indirect · owns 75% or more of Sbg Managers LLC
      • Softbank Group Corp. · Sole Shareholder
        indirect · owns 75% or more of Sbg Managers Gk
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 17 to 24
        Jul 29, 2020 to Jun 8, 2021
      • Assets in custody · $2.2B to $4.0B
        Jul 29, 2020 to Jun 8, 2021
      • Employees · 25 to 35
        Jul 29, 2020 to Jun 8, 2021
      • Discretionary RAUM · $2.2B to $6.3B
        Jul 29, 2020 to Jun 8, 2021
      • Pooled vehicle RAUM · $2.2B to $6.3B
        Jul 29, 2020 to Jun 8, 2021
      • RAUM · $2.2B to $6.3B
        Jul 29, 2020 to Jun 8, 2021
      • Business name · SLA ADVISERS CORP. to SBLA ADVISERS CORP.
        Jun 29, 2020 to Jul 29, 2020
      • Legal name · SLA ADVISERS CORP. to SBLA ADVISERS CORP.
        Jun 29, 2020 to Jul 29, 2020
      • Advisory employees · 0 to 17
        Jan 28, 2020 to Jun 29, 2020
      • Business name · SIF ADVISERS CORP. to SLA ADVISERS CORP.
        Jan 28, 2020 to Jun 29, 2020
      • Assets in custody · $3.8B to $2.2B
        Jan 28, 2020 to Jun 29, 2020
      • Employees · 6 to 25
        Jan 28, 2020 to Jun 29, 2020
      • Legal name · SIF ADVISERS CORP. to SLA ADVISERS CORP.
        Jan 28, 2020 to Jun 29, 2020
      • Discretionary RAUM · $3.8B to $2.2B
        Jan 28, 2020 to Jun 29, 2020
      • Pooled vehicle RAUM · $3.8B to $2.2B
        Jan 28, 2020 to Jun 29, 2020
      • RAUM · $3.8B to $2.2B
        Jan 28, 2020 to Jun 29, 2020
      • Accounts · unset to 1.0
        Aug 30, 2019 to Jan 28, 2020
      • Pooled vehicle clients · 0 to 1
        Aug 30, 2019 to Jan 28, 2020
      • Assets in custody · unset to 3803030726.0
        Aug 30, 2019 to Jan 28, 2020
      • Custody of client assets · false to true
        Aug 30, 2019 to Jan 28, 2020
      • Private funds · unset to 1
        Aug 30, 2019 to Jan 28, 2020
      • Discretionary RAUM · unset to 3803030726.0
        Aug 30, 2019 to Jan 28, 2020
      • Non-discretionary RAUM · unset to 0.0
        Aug 30, 2019 to Jan 28, 2020
      • Pooled vehicle RAUM · $0 to $3.8B
        Aug 30, 2019 to Jan 28, 2020
      • RAUM · unset to 3803030726.0
        Aug 30, 2019 to Jan 28, 2020
      Signals
      5 dated events
      • Sbla Advisers Corp. reported RAUM $6.3B, up 189% from $2.2B (2020-07-29 to 2021-06-08)
        Jun 8, 2021 · RAUM change · derived
      • Stewart Robert Townsend (Director) no longer on Schedule A of Sbla Advisers Corp. (listed 2020-07-29, absent 2021-06-08)
        Jun 8, 2021 · Control person left · inference
      • Sbla Advisers Corp. reported RAUM $2.2B, down 43% from $3.8B (2020-01-28 to 2020-06-29)
        Jun 29, 2020 · RAUM change · derived
      • Michel Combes (Director) appeared on Schedule A of Sbla Advisers Corp.
        Jun 29, 2020 · Control person joined · fact
      • Sif Advisers Corp. filed its initial SEC registration (Form ADV)
        Aug 30, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026