DFX Intelligence

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H••••• C••••• C•••••• M•••••••••

Institutional managerSEC-registered· New York, New York

Institutional manager, based in New York, New York, reporting $264M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-25 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $264M
Advisors: 0
Net advisor flow, 12 months: Not established
RAUM change, last fiscal year: +12%
Private clients: 0.0% of RAUM

Advisors Advisor movement Where the RAUM sits

As of 2026-03-25 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

1 published business contact point is on record, each with its source.
Contact points 1

Every filed figure, and the identifiersCRD 286437 · SEC 801-108970 · 14 filingsShow

CRD 286437SEC 801-108970Legal name H••••• C••••• C•••••• M••••••••• L••First filing on the tape Jan 11, 2017, latest Mar 25, 2026SEC status approved since Jan 24, 2017IAPD

RAUM

$264M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

14 filings and snapshots on the tape

RAUM$264M as of Mar 25, 2026

Mar 28, 2018$123M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 25, 2026

Mar 28, 20180 then

Employees (5.A)1 as of Mar 25, 2026

Mar 28, 20182 then

Private funds: no history

RAUM +12% over the last fiscal year+15% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 25, 2026; every figure names its basis

Archetypes, each a printed rule

Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $66.0MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +12%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for businesses and institutionsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pension and profit-sharing plans$264M100%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 4reported
Charitable clients: 0reported
Accounts: 4reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

F••• W••••••• P•••••• · Managing Member, Chief Investment Officer And Chief Compliance Officercontrol
since 12/2016 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Discretionary RAUM · $236M to $264M
Mar 13, 2025 to Mar 25, 2026
Pension RAUM · $236M to $264M
Mar 13, 2025 to Mar 25, 2026
RAUM · $236M to $264M
Mar 13, 2025 to Mar 25, 2026
Business name · N••• to H••••• C••••• C•••••• M•••••••••
Mar 8, 2024 to Mar 13, 2025
Financial planning clients · unset to
Mar 8, 2024 to Mar 13, 2025
Discretionary RAUM · $207M to $236M
Mar 8, 2024 to Mar 13, 2025
Pension RAUM · $207M to $236M
Mar 8, 2024 to Mar 13, 2025
RAUM · $207M to $236M
Mar 8, 2024 to Mar 13, 2025
Discretionary RAUM · $172M to $207M
Mar 7, 2023 to Mar 7, 2024
Pension RAUM · $172M to $207M
Mar 7, 2023 to Mar 7, 2024
RAUM · $172M to $207M
Mar 7, 2023 to Mar 7, 2024
Employees · 2 to 1
Mar 7, 2022 to Mar 7, 2023
Financial planning clients · 0 to unset
Mar 7, 2022 to Mar 7, 2023
Discretionary RAUM · $216M to $172M
Mar 7, 2022 to Mar 7, 2023
Pension RAUM · $216M to $172M
Mar 7, 2022 to Mar 7, 2023
RAUM · $216M to $172M
Mar 7, 2022 to Mar 7, 2023
Accounts · 5 to 4
Mar 23, 2021 to Mar 7, 2022
Discretionary RAUM · $192M to $216M
Mar 23, 2021 to Mar 7, 2022
Pension RAUM · $192M to $216M
Mar 23, 2021 to Mar 7, 2022
RAUM · $192M to $216M
Mar 23, 2021 to Mar 7, 2022
Accounts · 4 to 5
May 4, 2020 to Mar 23, 2021
Discretionary RAUM · $143M to $192M
May 4, 2020 to Mar 23, 2021
Pension RAUM · $143M to $192M
May 4, 2020 to Mar 23, 2021
RAUM · $143M to $192M
May 4, 2020 to Mar 23, 2021
Other offices · 1 to 0
Mar 26, 2019 to May 4, 2020
Discretionary RAUM · $121M to $143M
Mar 26, 2019 to May 4, 2020
Pension RAUM · $121M to $143M
Mar 26, 2019 to May 4, 2020
RAUM · $121M to $143M
Mar 26, 2019 to May 4, 2020
Accounts · 5 to 4
Apr 30, 2018 to Mar 26, 2019
Pension plan clients · 5 to 4
Apr 30, 2018 to Mar 26, 2019
Discretionary RAUM · $123M to $121M
Apr 30, 2018 to Mar 26, 2019
Pension RAUM · $123M to $121M
Apr 30, 2018 to Mar 26, 2019
RAUM · $123M to $121M
Apr 30, 2018 to Mar 26, 2019
Business name · H••••• C••••• C•••••• M••••••••• L•• to N•••
Apr 18, 2018 to Apr 30, 2018
Pension plan clients · unset to 5.0
Mar 28, 2018 to Apr 18, 2018
Pension RAUM · unset to 123301000.0
Mar 28, 2018 to Apr 18, 2018
Charity clients · unset to 0.0
Feb 3, 2017 to Mar 28, 2018
HNW clients · unset to 0.0
Feb 3, 2017 to Mar 28, 2018
Individual clients · unset to 0.0
Feb 3, 2017 to Mar 28, 2018
Pooled vehicle clients · unset to 0.0
Feb 3, 2017 to Mar 28, 2018

Signals

1 dated events

••• Locked
Jan 11, 2017 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 25, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Institutional managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026