DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Adp Strategic Plan Services, LLC
Latest filing Jul 10, 2026
First filing on the tape Jan 19, 2017 · 31 filings
SEC status approved since Feb 10, 2017
RAUM
$24B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$24B as of Jul 10, 2026
Sep 27, 2017$2.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 10, 2026
Sep 27, 20170 then
Employees (5.A)13 as of Jul 10, 2026
Sep 27, 20178 then
Private funds: no history
RAUM +84% over the last fiscal year+42% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $262,479derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +62%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$24B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 90,603reported
- Charitable clients
- n/areported
- Accounts
- 90,603reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=true related_bank=false bd_reps=12.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Thomas Zenoby to World Investment Advisors, LLCOct 4, 2017 · Other
Joined, latest
- Thomas Zenoby from Concourse Financial Group AdvisorsJun 7, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Margot Patricia Barrenechea · Chief Financial Officercontrolsince 11/2020 · owns less than 5%
- Patrick James Blake · Corporate Secretarycontrolsince 08/2024 · owns less than 5%
- Thomas James Buccella · Elected Managercontrolsince 12/2016 · owns less than 5%
- Anne Kristin Dospassos-Krieg · Elected Managercontrolsince 12/2016 · owns less than 5%
- Davida Juanita Hanley · Chief Compliance Officercontrolsince 12/2016 · owns less than 5%
- Aaron Jeffry Hodges · Elected Managercontrolsince 09/2017 · owns less than 5%
- Terrance Mccue · Risk Management Officercontrolsince 05/2020 · owns less than 5%
- William Kevin Merrow · Presidentcontrolsince 11/2024 · owns less than 5%
Entity owners
- Adp Atlantic LLC · Sole Memberdirect · owns 75% or more
- Automatic Data Processing Inc · Shareholderindirect · owns 75% or more of Adp Atlantic LLC · public reporting company
Related persons
Schedule D 7.A
- Adp Broker-Dealer, Inc.broker-dealern
- Adp Retirement Trust Services LLCcustodiann
- Automatic Data Processing Insurance Agencyreal estaten
Offices
Schedule D 1.F, the 25 largest
- Salem, NH1 employees
- Florham Park, NJ
What changed
consecutive filings, newest first
- BD registered reps · 10 to 12Jan 24, 2025 to Sep 24, 2025
- Accounts · 78,961 to 90,603Jan 24, 2025 to Sep 24, 2025
- Advisory employees · 5 to 6Jan 24, 2025 to Sep 24, 2025
- Pension plan clients · 78,961 to 90,603Jan 24, 2025 to Sep 24, 2025
- Employees · 11 to 13Jan 24, 2025 to Sep 24, 2025
- Other offices · 2 to 1Jan 24, 2025 to Sep 24, 2025
- Discretionary RAUM · $21B to $24BJan 24, 2025 to Sep 24, 2025
- Pension RAUM · $21B to $24BJan 24, 2025 to Sep 24, 2025
- RAUM · $21B to $24BJan 24, 2025 to Sep 24, 2025
- Financial planning clients · unset to Dec 23, 2024 to Jan 24, 2025
- Accounts · 74,426 to 78,961Sep 19, 2024 to Dec 23, 2024
- Pension plan clients · 74,426 to 78,961Sep 19, 2024 to Dec 23, 2024
- Discretionary RAUM · $18B to $21BSep 19, 2024 to Dec 23, 2024
- Pension RAUM · $18B to $21BSep 19, 2024 to Dec 23, 2024
- RAUM · $18B to $21BSep 19, 2024 to Dec 23, 2024
- Accounts · 68,002 to 74,426Jan 26, 2024 to Sep 18, 2024
- Pension plan clients · 68,002 to 74,426Jan 26, 2024 to Sep 18, 2024
- Discretionary RAUM · $15B to $18BJan 26, 2024 to Sep 18, 2024
- Pension RAUM · $15B to $18BJan 26, 2024 to Sep 18, 2024
- RAUM · $15B to $18BJan 26, 2024 to Sep 18, 2024
- Accounts · 62,580 to 68,002Oct 26, 2023 to Jan 26, 2024
- Pension plan clients · 62,580 to 68,002Oct 26, 2023 to Jan 26, 2024
- Discretionary RAUM · $13B to $15BOct 26, 2023 to Jan 26, 2024
- Pension RAUM · $13B to $15BOct 26, 2023 to Jan 26, 2024
- RAUM · $13B to $15BOct 26, 2023 to Jan 26, 2024
- Accounts · 58,708 to 62,580Sep 15, 2023 to Oct 26, 2023
- Pension plan clients · 58,708 to 62,580Sep 15, 2023 to Oct 26, 2023
- Other offices · 1 to 2Sep 15, 2023 to Oct 26, 2023
- Discretionary RAUM · $13B to $13BSep 15, 2023 to Oct 26, 2023
- Pension RAUM · $13B to $13BSep 15, 2023 to Oct 26, 2023
- RAUM · $13B to $13BSep 15, 2023 to Oct 26, 2023
- Accounts · 43,676 to 58,708Aug 29, 2022 to Sep 15, 2023
- BD registered reps · 9 to 10Aug 29, 2022 to Sep 15, 2023
- Pension plan clients · 43,676 to 58,708Aug 29, 2022 to Sep 15, 2023
- Employees · 10 to 11Aug 29, 2022 to Sep 15, 2023
- Discretionary RAUM · $9.2B to $13BAug 29, 2022 to Sep 15, 2023
- Pension RAUM · $9.2B to $13BAug 29, 2022 to Sep 15, 2023
- RAUM · $9.2B to $13BAug 29, 2022 to Sep 15, 2023
- Accounts · 29,051 to 43,676Jun 2, 2022 to Aug 29, 2022
- Advisory employees · 4 to 5Jun 2, 2022 to Aug 29, 2022
Signals
17 dated events
- William Kevin Merrow (President) appeared on Schedule A of Adp Strategic Plan Services, LlcDec 23, 2024 · Control person joined · fact
- Patrick James Blake (Corporate Secretary) appeared on Schedule A of Adp Strategic Plan Services, LlcSep 19, 2024 · Control person joined · fact
- Renee Missy Blackorby (Corporate Secretary) no longer on Schedule A of Adp Strategic Plan Services, Llc (listed 2024-01-26, absent 2024-09-18)Sep 18, 2024 · Control person left · inference
- Adp Strategic Plan Services, Llc reported RAUM $12.9B, up 41% from $9.2B (2022-08-29 to 2023-09-15)Sep 15, 2023 · RAUM change · derived
- Renee Missy Blackorby (Corporate Secretary) appeared on Schedule A of Adp Strategic Plan Services, LlcJun 2, 2022 · Control person joined · fact
- Hundt Pamela Reid (Corporate Secretary) no longer on Schedule A of Adp Strategic Plan Services, Llc (listed 2022-05-04, absent 2022-06-02)Jun 2, 2022 · Control person left · inference
- Adp Strategic Plan Services, Llc reported RAUM $8.3B, up 70% from $4.9B (2021-08-25 to 2021-09-23)Sep 23, 2021 · RAUM change · derived
- Marcus Adrian Purtschert (Chief Financial Officer) no longer on Schedule A of Adp Strategic Plan Services, Llc (listed 2020-09-18, absent 2020-12-23)Dec 23, 2020 · Control person left · inference
- Margot Patricia Barrenechea (Chief Financial Officer) appeared on Schedule A of Adp Strategic Plan Services, LlcDec 23, 2020 · Control person joined · fact
- Christopher Magno (Risk Management Officer) no longer on Schedule A of Adp Strategic Plan Services, Llc (listed 2019-09-24, absent 2020-09-18)Sep 18, 2020 · Control person left · inference
- Marcus Adrian Purtschert (Chief Financial Officer) appeared on Schedule A of Adp Strategic Plan Services, LlcSep 18, 2020 · Control person joined · fact
- Terrance Mccue (Risk Management Officer) appeared on Schedule A of Adp Strategic Plan Services, LlcSep 18, 2020 · Control person joined · fact
- Adp Strategic Plan Services, Llc reported RAUM $4.9B, up 62% from $3.0B (2019-09-24 to 2020-09-18)Sep 18, 2020 · RAUM change · derived
- Ann Nancy Johnsen (Chief Financial Officer) no longer on Schedule A of Adp Strategic Plan Services, Llc (listed 2019-09-24, absent 2020-09-18)Sep 18, 2020 · Control person left · inference
- Adp Strategic Plan Services, Llc reported RAUM $3.0B, up 141% from $1.2B (2018-09-26 to 2019-09-24)Sep 24, 2019 · RAUM change · derived
- Adp Strategic Plan Services, Llc reported RAUM $1.2B, up 231% from $376.4M (2018-03-06 to 2018-09-26)Sep 26, 2018 · RAUM change · derived
- Adp Strategic Plan Services, Llc filed its initial SEC registration (Form ADV)Jan 19, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ADPSTRATEGICPLANSERVICES.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (973) 712-2000reportedpublic record, Form ADV, Jul 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026