DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••• 2• I••••••••• L•••
Latest filing Jul 27, 2026
First filing on the tape Jul 14, 2017 · 20 filings
SEC status approved since Aug 15, 2017
RAUM
$7.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
66%
$4.8B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
124
20 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$7.2B as of Jul 27, 2026
Mar 28, 2018$4.3B then
HNW client RAUM$4.8B as of Jul 27, 2026
Mar 28, 2018$3.9B then
State-registered IARs (5.B.3)0 as of Jul 27, 2026
Mar 28, 20180 then
Employees (5.A)124 as of Jul 27, 2026
Mar 28, 201860 then
Private funds5 as of Jul 27, 2026
Mar 28, 20191 then
RAUM +38% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 27, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $10.8MderivedHNW RAUM over HNW clients
- Average account
- $13.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +38%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$4.8B66%
- Pooled investment vehicles$1.7B24%
- Corporations and businesses$638M8.8%
- Charitable organizations$49.3M0.7%
- Pension and profit-sharing plans$26.9M0.4%
- Individuals$8.7M0.1%
- Insurance companies$6.7M0.1%
- Individual clients
- n/areported
- HNW clients
- 445reported
- Pension plan clients
- n/areported
- Charitable clients
- 8reported
- Accounts
- 544reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 5 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.66 fund_share=0.24 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••• V••••••• I••• L• | Venture Capital Fund | $50.6M | 81 | Mar 30, 2023 |
| S•••••• V••••••• I•• L• | Venture Capital Fund | $38.9M | 54 | Mar 25, 2021 |
| T•• S•••••• V•••••• F••• I• L• | Venture Capital Fund | $35.1M | 51 | Jul 6, 2018 |
| T•• P•••••• F•••• L• | Venture Capital Fund | $10.1M | 32 | Mar 25, 2021 |
| S•••••• V••••••• I•• L• | $3.9M | 47 | Jul 27, 2026 |
Owners and control persons
Schedule A and B, latest filing
- A••••••• E•••••• G•••• · Directorcontrolsince 01/2004 · owns 10% to 25%
- C••••• L••••• S••••• C••••• D• · Chief Legal Officer And Ccocontrolsince 09/2015 · owns less than 5%
- C•••••••• A•• C•••••••• O••••••• P•••••• · Co-Ceocontrolsince 03/2010 · owns 5% to 10%
- M•••••• G••••••• B•••• · Directorcontrolsince 03/2001 · owns 25% to 50%
- M••••••••• B•••••••• A•••••• · Directorcontrolsince 01/2011 · owns less than 5%
- M•••••• L•••••••• M•••••• · Co-Ceocontrolsince 03/2008 · owns 5% to 10%
- V••••••••• F••••••• · Ciocontrolsince 04/2019 · owns 5% to 10%
- X•••••• P•••••••• G••••• · Directorcontrolsince 03/2008 · owns less than 5%
Related persons
Schedule D 7.A
- S•••••• V••••••• G• I•• L••pooled vehicle sponsorn
- S•••••• V••••••• G• I••• L••pooled vehicle sponsorn
- T•• P•••••• G•• L••pooled vehicle sponsorn
- T•• S•••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 27, 2026X•••••• P•••••••• G••••• (DIRECTOR) left Schedule A between the filings of 2018-09-12 and 2026-07-27peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 454 to 544Aug 4, 2025 to Mar 30, 2026
- Advisory employees · 17 to 20Aug 4, 2025 to Mar 30, 2026
- Charity clients · 5 to 8Aug 4, 2025 to Mar 30, 2026
- Corporate clients · 20 to 17Aug 4, 2025 to Mar 30, 2026
- HNW clients · 362 to 445Aug 4, 2025 to Mar 30, 2026
- Pooled vehicle clients · 66 to 69Aug 4, 2025 to Mar 30, 2026
- Employees · 96 to 124Aug 4, 2025 to Mar 30, 2026
- Discretionary RAUM · $5.2B to $7.2BAug 4, 2025 to Mar 30, 2026
- HNW RAUM · $3.3B to $4.8BAug 4, 2025 to Mar 30, 2026
- Individual RAUM · unset to 8682136.0Aug 4, 2025 to Mar 30, 2026
- Pension RAUM · unset to 26880119.0Aug 4, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.3B to $1.7BAug 4, 2025 to Mar 30, 2026
- RAUM · $5.2B to $7.2BAug 4, 2025 to Mar 30, 2026
- Related adviser · false to trueAug 4, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0Mar 27, 2025 to Aug 4, 2025
- Accounts · 424 to 454Jul 25, 2024 to Mar 27, 2025
- Advisory employees · 11 to 17Jul 25, 2024 to Mar 27, 2025
- HNW clients · 340 to 362Jul 25, 2024 to Mar 27, 2025
- Pooled vehicle clients · 58 to 66Jul 25, 2024 to Mar 27, 2025
- Custody of client assets · false to trueJul 25, 2024 to Mar 27, 2025
- Employees · 78 to 96Jul 25, 2024 to Mar 27, 2025
- HQ state · unset to Jul 25, 2024 to Mar 27, 2025
- Private funds · 4 to 5Jul 25, 2024 to Mar 27, 2025
- Discretionary RAUM · $5.4B to $5.2BJul 25, 2024 to Mar 27, 2025
- HNW RAUM · $3.8B to $3.3BJul 25, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $1.2B to $1.3BJul 25, 2024 to Mar 27, 2025
- RAUM · $5.4B to $5.2BJul 25, 2024 to Mar 27, 2025
- Accounts · 384 to 424Sep 13, 2023 to Mar 28, 2024
- Corporate clients · 17 to 20Sep 13, 2023 to Mar 28, 2024
- HNW clients · 314 to 340Sep 13, 2023 to Mar 28, 2024
- Pooled vehicle clients · 47 to 58Sep 13, 2023 to Mar 28, 2024
- Employees · 100 to 78Sep 13, 2023 to Mar 28, 2024
- Discretionary RAUM · $4.7B to $5.4BSep 13, 2023 to Mar 28, 2024
- HNW RAUM · $4.0B to $3.8BSep 13, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $349M to $0Sep 13, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $868M to $1.2BSep 13, 2023 to Mar 28, 2024
- RAUM · $5.1B to $5.4BSep 13, 2023 to Mar 28, 2024
- Related adviser · true to falseSep 13, 2023 to Mar 28, 2024
- Accounts · 323 to 384Mar 29, 2022 to Mar 30, 2023
- Advisory employees · 14 to 11Mar 29, 2022 to Mar 30, 2023
Signals
7 dated events
- T•••• 2• I••••••••• L••• reported RAUM $7.2B, up 38% from $5.2B (2025-08-04 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- I•••• N••••• A•••••• J••••• (Partner) no longer on Schedule A of T•••• 2• I••••••••• L••• (listed 2021-05-05, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- F••••••• V•••••••• (Director) appeared on Schedule A of T•••• 2• I••••••••• L•••Mar 25, 2021 · Control person joined · fact
- R•••••• C••••••• De A•••••• (Partner) no longer on Schedule A of T•••• 2• I••••••••• L••• (listed 2019-03-28, absent 2020-05-08)May 8, 2020 · Control person left · inference
- F••••••• V•••••••• (Managing Director (T•• S•••••• G•• L••)) no longer on Schedule A of T•••• 2• I••••••••• L••• (listed 2019-03-28, absent 2020-05-08)May 8, 2020 · Control person left · inference
- P••• V••••• R•••••• L•••• (Managing Director (T•• S•••••• G•• L••)) no longer on Schedule A of T•••• 2• I••••••••• L••• (listed 2019-03-28, absent 2020-05-08)May 8, 2020 · Control person left · inference
- T•••• 2• I••••••••• L••• filed its initial SEC registration (Form ADV)Jul 14, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T•••• 2• I••••••••• L••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 55 21 2259.8015reportedpublic record, Form ADV, Jul 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026