DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

60 West Advisors, LLC

Former SEC-registered adviserBethlehem, PennsylvaniaCRD 286663SEC 801-109998IAPD
Latest filing Mar 1, 2019
First filing on the tape Feb 9, 2017 · 3 filings
RAUM
$8.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$8.4M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$8.4M as of Mar 1, 2019
Mar 13, 2018$8.0M then
HNW client RAUM$8.4M as of Mar 1, 2019
Mar 13, 2018$4.4M then
State-registered IARs (5.B.3)0 as of Mar 1, 2019
Mar 13, 20180 then
Employees (5.A)4 as of Mar 1, 2019
Mar 13, 20184 then
Private funds: no history
RAUM +5.5% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 1, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.4MderivedHNW RAUM over HNW clients
Average account
$1.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+5.5%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$8.4M100%
  • Corporations and businesses$10.0%
Individual clients
n/areported
HNW clients
6reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
7reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Robert Todd Fungard · Chief Investment Officercontrol
    since 01/2017 · owns less than 5%
  • Blaine Jerry Mcqueen · Presidentcontrol
    since 01/2017 · owns less than 5%
  • Eric Scott Polter · Chief Compliance Officercontrol
    since 01/2017 · owns less than 5%
  • John William Schultz · Managing Directorcontrol
    since 01/2017 · owns less than 5%
  • Blaine Jerry Mcqueen · Owner Within Mcqueen, Ball & Associates, Inccontrol
    since 07/1981 · owns 50% to 75% of Mcqueen, Ball & Associates, Inc.
Entity owners
  • Mcqueen, Ball & Associates Inc. · Managing Member
    direct · owns 75% or more
Related persons
Schedule D 7.A
Advisers that list 60 West Advisors, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 4 to 7
    Mar 13, 2018 to Mar 1, 2019
  • HNW clients · unset to 6.0
    Mar 13, 2018 to Mar 1, 2019
  • Discretionary RAUM · $8.0M to $8.4M
    Mar 13, 2018 to Mar 1, 2019
  • HNW RAUM · $4.4M to $8.4M
    Mar 13, 2018 to Mar 1, 2019
  • RAUM · $8.0M to $8.4M
    Mar 13, 2018 to Mar 1, 2019
  • Accounts · unset to 4.0
    Feb 9, 2017 to Mar 13, 2018
  • Financial planning clients · unset to 0
    Feb 9, 2017 to Mar 13, 2018
  • Other offices · unset to 0.0
    Feb 9, 2017 to Mar 13, 2018
  • Discretionary RAUM · unset to 7983531.0
    Feb 9, 2017 to Mar 13, 2018
  • HNW RAUM · unset to 4446432.0
    Feb 9, 2017 to Mar 13, 2018
  • Non-discretionary RAUM · unset to 0.0
    Feb 9, 2017 to Mar 13, 2018
  • RAUM · unset to 7983531.0
    Feb 9, 2017 to Mar 13, 2018
Signals
1 dated events
  • 60 West Advisors, Llc filed its initial SEC registration (Form ADV)
    Feb 9, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026