DFX Intelligence
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F••• C•••••• F••••••••
Independent wealth manager, based in Melville, New York, reporting $105M of regulatory assets across 1 registered advisors.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $105M
- Advisors
- 1
- Net advisor flow, 12 months
- 0 (0 in, 0 out)
- RAUM change, last fiscal year
- +38%
- Private clients
- 95% of RAUM, $99.4M
Form ADV
IAPD
IAPD registration history
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- RAUM a year earlier $76.2MRAUM now $105M
- RAUM (Item 5.F) 104755522Peer median 0.152187099898764
- Contact points 4
Every filed figure, and the identifiersCRD 287468 · SEC 801-118152 · 10 filingsShowHide
CRD 287468SEC 801-118152Legal name V•• M••••••••• G•••• C•••••••••First filing on the tape Jan 31, 2020, latest Feb 9, 2026SEC status approved since Feb 28, 2020IAPD
RAUM
$105M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
95%
$99.4M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$105M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$105M as of Feb 9, 2026
Feb 1, 2021$51.2M then
HNW client RAUM$93.4M as of Feb 9, 2026
Feb 1, 2021$43.1M then
State-registered IARs (5.B.3)1 as of Feb 9, 2026
Feb 1, 20212 then
Employees (5.A)1 as of Feb 9, 2026
Feb 1, 20212 then
Private funds: no history
RAUM +38% over the last fiscal year+22% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $105MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $598,603derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 5.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +38%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $99.5M, 40 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$93.4M89%
- Individuals$6.1M5.8%
- Pension and profit-sharing plans$5.3M5.1%
- Individual clients
- 16reported
- HNW clients
- 29reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 175reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $99.5M for 40 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••••• T• V••••••Certified Financial Planner | Melville, Ny | Mar 3, 2017 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V••••••• S•••••• T• · Chief Compliance Officer, Principal And Financial Advisorcontrolsince 01/2017 · owns 75% or more
Related persons
Schedule D 7.A
- T••••• C• V•••••• C•• P•insurancen
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Feb 9, 2026RAUM (Item 5.F) moved from $76,178,943 to $104,755,522 (+38.0%) between the annual amendments of 2025-01-31 and 2026-02-09; the peer median change was +15.0% (4546 comparable advisers, 92.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,546) · 92% percentile
What changed
consecutive filings, newest first
- Accounts · 171 to 175Jan 31, 2025 to Feb 9, 2026
- HNW clients · 28 to 29Jan 31, 2025 to Feb 9, 2026
- Individual clients · 13 to 16Jan 31, 2025 to Feb 9, 2026
- Pension plan clients · 6.0 to unsetJan 31, 2025 to Feb 9, 2026
- Assets in custody · $66.1M to $99.5MJan 31, 2025 to Feb 9, 2026
- Financial planning clients · 26-50 to 11-25Jan 31, 2025 to Feb 9, 2026
- Discretionary RAUM · $75.8M to $97.5MJan 31, 2025 to Feb 9, 2026
- HNW RAUM · $63.8M to $93.4MJan 31, 2025 to Feb 9, 2026
- Individual RAUM · $6.2M to $6.1MJan 31, 2025 to Feb 9, 2026
- Non-discretionary RAUM · $392,953 to $7.3MJan 31, 2025 to Feb 9, 2026
- Pension RAUM · $6.2M to $5.3MJan 31, 2025 to Feb 9, 2026
- RAUM · $76.2M to $105MJan 31, 2025 to Feb 9, 2026
- Accounts · 146 to 171Nov 5, 2024 to Jan 31, 2025
- Advisory employees · 2 to 1Nov 5, 2024 to Jan 31, 2025
- HNW clients · 21 to 28Nov 5, 2024 to Jan 31, 2025
- Individual clients · 17 to 13Nov 5, 2024 to Jan 31, 2025
- Pension plan clients · unset to 6.0Nov 5, 2024 to Jan 31, 2025
- Assets in custody · $58.5M to $66.1MNov 5, 2024 to Jan 31, 2025
- Employees · 2 to 1Nov 5, 2024 to Jan 31, 2025
- Financial planning clients · 11-25 to 26-50Nov 5, 2024 to Jan 31, 2025
- State-registered IARs · 2 to 1Nov 5, 2024 to Jan 31, 2025
- Other offices · 1 to 0Nov 5, 2024 to Jan 31, 2025
- Discretionary RAUM · $66.8M to $75.8MNov 5, 2024 to Jan 31, 2025
- HNW RAUM · $56.2M to $63.8MNov 5, 2024 to Jan 31, 2025
- Individual RAUM · $9.2M to $6.2MNov 5, 2024 to Jan 31, 2025
- Non-discretionary RAUM · $2.7M to $392,953Nov 5, 2024 to Jan 31, 2025
- Pension RAUM · $4.1M to $6.2MNov 5, 2024 to Jan 31, 2025
- RAUM · $69.5M to $76.2MNov 5, 2024 to Jan 31, 2025
- Related insurance company · true to falseNov 5, 2024 to Jan 31, 2025
- HQ city · HUNTINGTON to MELVILLEJan 23, 2024 to Nov 5, 2024
- Accounts · 71 to 146Feb 6, 2023 to Jan 23, 2024
- HNW clients · 22 to 21Feb 6, 2023 to Jan 23, 2024
- Individual clients · 19 to 17Feb 6, 2023 to Jan 23, 2024
- Assets in custody · $49.5M to $58.5MFeb 6, 2023 to Jan 23, 2024
- Discretionary RAUM · $53.5M to $66.8MFeb 6, 2023 to Jan 23, 2024
- HNW RAUM · $45.7M to $56.2MFeb 6, 2023 to Jan 23, 2024
- Individual RAUM · $8.9M to $9.2MFeb 6, 2023 to Jan 23, 2024
- Non-discretionary RAUM · $3.9M to $2.7MFeb 6, 2023 to Jan 23, 2024
- Pension RAUM · $2.8M to $4.1MFeb 6, 2023 to Jan 23, 2024
- RAUM · $57.4M to $69.5MFeb 6, 2023 to Jan 23, 2024
Signals
2 dated events
- ••• LockedJan 26, 2022 · Control person left · inference
- ••• LockedJan 31, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
- Website
- ••• Lockedreportedpublic record, Form ADV, Feb 9, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Feb 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $105Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026