DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•• C••••••
Legal name H•• C•••••• M••••••••• L••
Latest filing Aug 31, 2026
First filing on the tape Jun 29, 2021 · 13 filings
SEC status approved since Jul 30, 2021
RAUM
$7.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
28
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
99
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$7.3B as of Aug 31, 2026
Mar 30, 2022$1.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 31, 2026
Mar 30, 20220 then
Employees (5.A)28 as of Aug 31, 2026
Mar 30, 202211 then
Private funds99 as of Aug 31, 2026
Mar 30, 202246 then
RAUM +195% over the last fiscal year+104% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $65.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +195%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $7.1B, 110 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$7.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 110reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.1B for 110 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
72 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H•• C•••••• G•• F••• I•• L••• | Venture Capital Fund | $147M | 391 | Jun 29, 2021 |
| H•• C•••••• G•• F•••• L••• | Venture Capital Fund | $103M | 75 | Jan 8, 2021 |
| H•• C•••••• G••••• O••••••••• X•• L••no longer reported | Private Equity Fund | $66.2M | 1 | Mar 31, 2021 |
| H•• C•••••• G••••• O••••••••• X••no longer reported | Venture Capital Fund | $61.4M | 194 | Mar 30, 2022 |
| H•• C•••••• G••••• O••••••••• X••• L•• | Private Equity Fund | $53.9M | 4 | Mar 31, 2021 |
| H•• C•••••• A• G•••••• L•• | Private Equity Fund | $47.9M | 15 | Mar 28, 2024 |
| H•• C•••••• A• G•••••• L•• | Private Equity Fund | $47.2M | 7 | Mar 28, 2024 |
| H•• C•••••• G••••• O••••••••• X•• L•• | Private Equity Fund | $45.0M | 56 | Mar 29, 2023 |
| H•• C•••••• G••••• O••••••••• X•• L•• | Venture Capital Fund | $44.5M | 35 | Mar 31, 2021 |
| H•• C•••••• G••••• O••••••••• X•••• L•• | Venture Capital Fund | $39.2M | 33 | Mar 31, 2021 |
| H•• C•••••• A• G•••••• L•• | Venture Capital Fund | $35.0M | 19 | Mar 28, 2024 |
| K• D••••• S•••• L•• | Venture Capital Fund | $28.8M | 17 | Mar 30, 2022 |
| H•• C•••••• G••••• O••••••••• X••••• L•• | Venture Capital Fund | $25.2M | 50 | Mar 31, 2021 |
| N•• H•• L•• | Venture Capital Fund | $25.1M | 53 | Mar 29, 2023 |
| H•• C•••••• G••••• O••••••••• X• L•• | Venture Capital Fund | $23.4M | 1 | Jan 8, 2021 |
| H•• C•••••• G••••• O••••••••• I•• L•• | Private Equity Fund | $20.5M | 71 | Jan 8, 2021 |
| H•• C•••••• G••••• O••••••••• X••••••• L•• | Venture Capital Fund | $20.4M | 24 | Mar 30, 2022 |
| H•• C•••••• A• G•••••• L•• | Private Equity Fund | $20.0M | 8 | Mar 28, 2024 |
| H•• C•••••• A• G•••••• L•• | Venture Capital Fund | $20.0M | 12 | Mar 28, 2024 |
| A• G••••• O••••••••• I• | Venture Capital Fund | $19.6M | 1 | Jan 8, 2021 |
| H•• C•••••• G••••• O••••••••• I•• L•• | Venture Capital Fund | $17.3M | 69 | Jan 8, 2021 |
| A•••••••• D•••••• L•• | Private Equity Fund | $13.9M | 13 | Jan 8, 2021 |
| H•• C•••••• A••••• V• G••••• L•• | Venture Capital Fund | $13.8M | 40 | Mar 28, 2024 |
| H•• C•••••• G••••• O••••••••• X•••• L•• | Venture Capital Fund | $13.6M | 34 | Mar 30, 2022 |
| H•• C•••••• G••••• O••••••••• X•••• L•• | Private Equity Fund | $12.0M | 36 | Mar 29, 2023 |
| H•• C•••••• A• G•••••• L•• | Private Equity Fund | $11.2M | 15 | Mar 29, 2023 |
| H•• C•••••• G••••• O••••••••• X••••• L•• | Venture Capital Fund | $10.6M | 31 | Mar 31, 2021 |
| H•• C•••••• A• G•••••• L•• | Venture Capital Fund | $10.0M | 28 | Mar 28, 2024 |
| H•• C•••••• G••••• O••••••••• X••• L•• | Private Equity Fund | $9.4M | 63 | Mar 31, 2021 |
| H•• C•••••• G••••• O••••••••• X•••• L•• | Private Equity Fund | $9.3M | 20 | Mar 31, 2021 |
| D••• D•••••• L•• | Venture Capital Fund | $8.8M | 56 | Jan 8, 2021 |
| H•• C•••••• G••••• O••••••••• X••• L•• | Private Equity Fund | $8.3M | 1 | Mar 31, 2021 |
| H•• C•••••• G••••• O••••••••• X•••••• L•• | Venture Capital Fund | $7.9M | 10 | Mar 31, 2021 |
| H•• C•••••• A• G•••••• L•• | Venture Capital Fund | $7.3M | 26 | Jan 8, 2021 |
| H•• C•••••• G••••• O••••••••• V•• L•• | Venture Capital Fund | $6.4M | 3 | Jan 8, 2021 |
| H•• C•••••• G••••• O••••••••• X•••••• L•• | Private Equity Fund | $6.0M | 43 | Mar 30, 2022 |
| H•• C•••••• A• G•••••• L•• | Private Equity Fund | $5.3M | 8 | Mar 28, 2024 |
| H•• C•••••• A• G•••••• L•• | Venture Capital Fund | $5.0M | 2 | Mar 29, 2023 |
| H•• C•••••• A• G•••••• L•• | Private Equity Fund | $5.0M | 1 | Mar 28, 2024 |
| H•• C•••••• G••••• O••••••••• X••• L••no longer reported | Private Equity Fund | $4.7M | 14 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• T•••••• M••••••••• · Chief Compliance Officer And General Counselcontrolsince 05/2023 · owns less than 5%
- E•••••••• H•••••• I••••• · Managing Principalcontrolsince 01/2016 · owns less than 5%
- F•••••• K•••• · Chief Operating Officercontrolsince 03/2019 · owns less than 5%
- S••••••• O•••• N••••• · Managing Principalcontrolsince 01/2016 · owns less than 5%
- W••••••• M••••••• M••••••• · Chief Financial Officercontrolsince 03/2024 · owns less than 5%
- Y•••••• F•••• M•••• · Managing Principalcontrolsince 01/2016 · owns less than 5%
- E•••••••• H•••••• I••••• · D•••••Orcontrolsince 01/2016 · owns F of H•• C••••••
- H••••• M•••••• H••••• N•••• · Ownercontrolsince 09/2019 · owns 75% or more of N•• H••••••• L••
- S•••• F•••• M•••••• R•••• · Ownercontrolsince 09/2019 · owns 75% or more of F••••••• C•••••• L••
- S••••••• O•••• N••••• · D•••••Orcontrolsince 01/2016 · owns F of H•• C••••••
- S••••••• O•••• N••••• · Ownercontrolsince 06/2020 · owns 75% or more of O•• H•• L• S•••••
- Y•••••• F•••• M•••• · D•••••Orcontrolsince 01/2016 · owns F of H•• C••••••
Entity owners
- H•• C•••••• · D••••• Owner/Managing Memberdirect · owns 75% or more
- F••••••• C•••••• L•• · Shareholderindirect · owns 25% to 50% of H•• C••••••
- N•• H••••••• L•• · Shareholderindirect · owns 25% to 50% of H•• C••••••
- O•• H•• L• S••••• · Shareholderindirect · owns 25% to 50% of H•• C••••••
Related persons
Schedule D 7.A
- H•• C•••••• G•• F••• •••••••• L••pooled vehicle sponsorn
- H•• C•••••• G•• F••• I• •••••••• L••pooled vehicle sponsorn
- H•• C•••••• G•• F••• I•• L••pooled vehicle sponsorn
- H•• C•••••• G•• F•••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- many private funds relative to firm sizeStatic outlier · filing Aug 31, 2026private funds per $1B of RAUM of 13.7 against a peer median of 2.0 (467 comparable advisers, 99.0th percentile, 6.8 robust deviations)peers: asset managers, $5B to $20B (467) · 99% percentile
- employee count surgeChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 16.0 to 28.0 (+75.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +3.0% (595 comparable advisers, 99.0th percentile of changes)peers: asset managers, $5B to $20B (595) · 99% percentile
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $2,461,897,790 to $7,250,639,603 (+195.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +13.0% (631 comparable advisers, 99.0th percentile of changes)peers: asset managers, $5B to $20B (631) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 77 to 110Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 9 to 15Mar 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 77 to 110Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $2.5B to $7.1BMar 28, 2025 to Mar 31, 2026
- Employees · 16 to 28Mar 28, 2025 to Mar 31, 2026
- Private funds · 74 to 99Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.5B to $7.3BMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.5B to $7.3BMar 28, 2025 to Mar 31, 2026
- RAUM · $2.5B to $7.3BMar 28, 2025 to Mar 31, 2026
- Accounts · 63 to 77Mar 28, 2024 to Mar 28, 2025
- BD registered reps · 0 to 1Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 63 to 77Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $946M to $2.5BMar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Private funds · 61 to 74Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.1B to $2.5BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.1B to $2.5BMar 28, 2024 to Mar 28, 2025
- RAUM · $1.1B to $2.5BMar 28, 2024 to Mar 28, 2025
- Accounts · 51 to 63Jun 7, 2023 to Mar 28, 2024
- Advisory employees · 8 to 9Jun 7, 2023 to Mar 28, 2024
- Pooled vehicle clients · 51 to 63Jun 7, 2023 to Mar 28, 2024
- Assets in custody · $588M to $946MJun 7, 2023 to Mar 28, 2024
- Employees · 14 to 16Jun 7, 2023 to Mar 28, 2024
- Private funds · 49 to 61Jun 7, 2023 to Mar 28, 2024
- Discretionary RAUM · $853M to $1.1BJun 7, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $853M to $1.1BJun 7, 2023 to Mar 28, 2024
- RAUM · $853M to $1.1BJun 7, 2023 to Mar 28, 2024
- Accounts · 48 to 51Jul 15, 2022 to Mar 29, 2023
- Advisory employees · 6 to 8Jul 15, 2022 to Mar 29, 2023
- Pooled vehicle clients · 48 to 51Jul 15, 2022 to Mar 29, 2023
- Assets in custody · $888M to $588MJul 15, 2022 to Mar 29, 2023
- Employees · 11 to 14Jul 15, 2022 to Mar 29, 2023
- Private funds · 46 to 49Jul 15, 2022 to Mar 29, 2023
- Discretionary RAUM · $1.2B to $853MJul 15, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $1.2B to $853MJul 15, 2022 to Mar 29, 2023
- RAUM · $1.2B to $853MJul 15, 2022 to Mar 29, 2023
- Accounts · 43 to 48Oct 29, 2021 to Mar 30, 2022
- Pooled vehicle clients · 43 to 48Oct 29, 2021 to Mar 30, 2022
- Assets in custody · $43 to $888MOct 29, 2021 to Mar 30, 2022
- Employees · 10 to 11Oct 29, 2021 to Mar 30, 2022
Signals
13 dated events
- H•• C•••••• reported RAUM $7.3B, up 195% from $2.5B (2025-03-28 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- H•• C•••••• reported RAUM $2.5B, up 117% from $1.1B (2024-03-28 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- M••••••• M•••••• W•••••• (Chief Financial Officer) appeared on Schedule A of H•• C••••••Mar 28, 2024 · Control person joined · fact
- H•• C•••••• reported RAUM $1.1B, up 33% from $853.5M (2023-06-07 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Thomas Dresser (Chief Compliance Officer And General Counsel) appeared on Schedule A of H•• C••••••Jun 7, 2023 · Control person joined · fact
- David Wittmann (Chief Compliance Officer/General Counsel) no longer on Schedule A of H•• C•••••• (listed 2023-03-29, absent 2023-05-01)May 1, 2023 · Control person left · inference
- H•• C•••••• reported RAUM $853.5M, down 27% from $1.2B (2022-07-15 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- H•• C•••••• reported RAUM $1.2B, up 26% from $921.8M (2021-10-29 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- H•• C•••••• reported RAUM $921.8M, up 300% from $230.5M (2021-06-29 to 2021-10-29)Oct 29, 2021 · RAUM change · derived
- H•• C•••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Oct 29, 2021 · Succession (Item 4) · fact
- David Wittmann (Chief Compliance Officer/General Counsel) appeared on Schedule A of H•• C••••••Oct 29, 2021 · Control person joined · fact
- Y••••••• N••••• L••• (Owner Ubo) no longer on Schedule A of H•• C•••••• (listed 2021-06-29, absent 2021-10-29)Oct 29, 2021 · Control person left · inference
- H•• C•••••• filed its initial SEC registration (Form ADV)Jun 29, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- H•• C•••••• · Independent Sponsorsshared crd · capital_provider
- H•• C•••••• · Private Equityshared crd · organization
- H•• C•••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/hof-capital/?viewAsMember=truereportedpublic record, Form ADV, Sep 18, 2026
- Website
- hofcapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (646) 503-5030reportedpublic record, Form ADV, Aug 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026