DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H•• C•••••• G••••• O••••••••• X••• L••
Gross asset value
$4.7M
as of Oct 29, 2021; not a fund size
Peak GAV
$4.7M
highest filing
Owners
14
beneficial owners reported
Minimum investment
$484,000
as reported
Adviser and related own
28%
of the fund
Owned by funds
48%
fund-of-funds interests
Non-US owners
0%
Reported
6 filings
Mar 31, 2021 to Oct 29, 2021
Reporting history
one row per Form ADV filing
Gross asset value$4.7M as of Oct 29, 2021
Mar 31, 2021$4.7M then
Owners14 as of Oct 29, 2021
Mar 31, 202114 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-387293reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankSan Francisco, California
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedBoston, Massachusetts
Across DFX
shared identifiers only
- H•• C•••••• G••••• O••••••••• X••• L•• · peshared adv fund id
- H•• C•••••• G••••• O••••••••• X••• L•• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 28%reportedadviser and related persons