DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••• P•••••••• A•••••••
Legal name P••••••• P•••••••• A•••••••• L••
Latest filing Feb 6, 2026
First filing on the tape Feb 20, 2019 · 16 filings
SEC status approved since Mar 22, 2019
RAUM
$172M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$172M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$57.3M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$172M as of Feb 6, 2026
May 31, 2019$108M then
HNW client RAUM$169M as of Feb 6, 2026
May 31, 2019$104M then
State-registered IARs (5.B.3)3 as of Feb 6, 2026
May 31, 20192 then
Employees (5.A)3 as of Feb 6, 2026
May 31, 20192 then
Private funds: no history
RAUM +0.5% over the last fiscal year+11% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Feb 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $57.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 13derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.0MderivedHNW RAUM over HNW clients
- Average account
- $2.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.4%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $103M, 73 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$169M98%
- Individuals$3.1M1.8%
- Individual clients
- 19reported
- HNW clients
- 21reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 73reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $103M for 73 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B••• W•••• E•••• | Boise, Id | Mar 24, 2017 | 17 y | 3 |
| A••••• M••••••• R••••••• | Boise, Id | May 23, 2019 | 14 y | 0 |
| C•••••• L•• P•••••••• | Boise, Id | Dec 17, 2024 | 16 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B••• W•••• E•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Mar 24, 2017 · Wirehouse to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E••••• B•••• W•••• · Managing Membercontrolsince 01/2017 · owns 75% or more
- R•••••••• A•••••• M••••••• · Chief Compliance Officersince 09/2019 · owns less than 5%
Related persons
Schedule D 7.A
- P••••••• B•••••• S•••••••• L••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boise, Id | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Feb 6, 2026HNW share of RAUM moved from 52.0% to 98.0% between the annual amendments of 2025-03-20 and 2026-02-06peers: independent wealth managers, $100M to $500M (5,678)
- client mix shiftChange between filings · filing Feb 6, 2026private-client share of RAUM moved from 55.0% to 100.0% between the annual amendments of 2025-03-20 and 2026-02-06peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 66 to 73Nov 4, 2025 to Feb 6, 2026
- Individual clients · 20 to 19Nov 4, 2025 to Feb 6, 2026
- Assets in custody · $36.3M to $103MNov 4, 2025 to Feb 6, 2026
- Employees · 6 to 3Nov 4, 2025 to Feb 6, 2026
- Discretionary RAUM · $171M to $172MNov 4, 2025 to Feb 6, 2026
- HNW RAUM · $88.9M to $169MNov 4, 2025 to Feb 6, 2026
- Individual RAUM · $4.5M to $3.1MNov 4, 2025 to Feb 6, 2026
- RAUM · $171M to $172MNov 4, 2025 to Feb 6, 2026
- Advisory employees · 2 to 3Mar 8, 2024 to Mar 20, 2025
- HNW clients · 27 to 21Mar 8, 2024 to Mar 20, 2025
- Individual clients · 21 to 20Mar 8, 2024 to Mar 20, 2025
- Assets in custody · $23.6M to $36.3MMar 8, 2024 to Mar 20, 2025
- Employees · 5 to 6Mar 8, 2024 to Mar 20, 2025
- Financial planning clients · unset to Mar 8, 2024 to Mar 20, 2025
- HQ city · BOISE to Mar 8, 2024 to Mar 20, 2025
- HQ state · ID to Mar 8, 2024 to Mar 20, 2025
- State-registered IARs · 2 to 3Mar 8, 2024 to Mar 20, 2025
- Discretionary RAUM · $151M to $171MMar 8, 2024 to Mar 20, 2025
- HNW RAUM · $74.9M to $88.9MMar 8, 2024 to Mar 20, 2025
- Individual RAUM · $4.5M to $4.5MMar 8, 2024 to Mar 20, 2025
- RAUM · $151M to $171MMar 8, 2024 to Mar 20, 2025
- Accounts · 68 to 66Mar 29, 2023 to Mar 8, 2024
- Individual clients · 15 to 21Mar 29, 2023 to Mar 8, 2024
- Assets in custody · $47.6M to $23.6MMar 29, 2023 to Mar 8, 2024
- Discretionary RAUM · $127M to $151MMar 29, 2023 to Mar 8, 2024
- HNW RAUM · $67.6M to $74.9MMar 29, 2023 to Mar 8, 2024
- Individual RAUM · $1.8M to $4.5MMar 29, 2023 to Mar 8, 2024
- RAUM · $127M to $151MMar 29, 2023 to Mar 8, 2024
- Accounts · 78 to 68Mar 10, 2022 to Mar 17, 2023
- HNW clients · 31 to 27Mar 10, 2022 to Mar 17, 2023
- Individual clients · 11 to 15Mar 10, 2022 to Mar 17, 2023
- Employees · 2 to 5Mar 10, 2022 to Mar 17, 2023
- Discretionary RAUM · $189M to $127MMar 10, 2022 to Mar 17, 2023
- HNW RAUM · $116M to $67.6MMar 10, 2022 to Mar 17, 2023
- Individual RAUM · $2.1M to $1.8MMar 10, 2022 to Mar 17, 2023
- RAUM · $189M to $127MMar 10, 2022 to Mar 17, 2023
- Accounts · 73 to 78May 14, 2021 to Mar 10, 2022
- HNW clients · 29 to 31May 14, 2021 to Mar 10, 2022
- Assets in custody · $27.5M to $47.6MMay 14, 2021 to Mar 10, 2022
- Discretionary RAUM · $165M to $189MMay 14, 2021 to Mar 10, 2022
Signals
1 dated events
- P••••••• P•••••••• A••••••• filed its initial SEC registration (Form ADV)Feb 20, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@pinnacleportfolio.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 208-813-3181reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- P•••••••P••••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 208-813-3181reportedpublic record, Form ADV, Feb 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $57.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026