DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

T•••• W••••• P•••••••

Former SEC-registered adviserCRD 287725SEC 801-110079IAPD
Legal name T••••• L••
Latest filing Aug 11, 2017
First filing on the tape Feb 24, 2017 · 9 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$0 as of Aug 11, 2017
Feb 24, 2017$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Aug 11, 2017
Feb 24, 20171 then
Employees (5.A)2 as of Aug 11, 2017
Feb 24, 20171 then
Private funds: no history
Practice profile
derived from the filing of Aug 11, 2017; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
W•••••• K•••••Chartered Financial AnalystMemphis, Tn Apr 7, 201715 y2
J••••• W• T••••••••Houston, TxAug 30, 201720 y2
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • K•••••• W•••••• · Principalcontrol
        since 04/2017 · owns 50% to 75%
      • T••••••••• J•••••• W• · Managing Principal And Chief Compliance Officer,control
        since 04/2017 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Houston, Tx200
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Succession · true to false
        Jul 6, 2017 to Jul 7, 2017
      • Succession · false to true
        Apr 7, 2017 to Jul 6, 2017
      • Advisory employees · 1 to 2
        Mar 30, 2017 to Apr 7, 2017
      • Employees · 1 to 2
        Mar 30, 2017 to Apr 7, 2017
      • State-registered IARs · 1 to 2
        Mar 30, 2017 to Apr 7, 2017
      • Legal name · TWP, LLC to T••••• L••
        Mar 30, 2017 to Apr 7, 2017
      • Business name · T•••• W••••• P•••••••• L•• to T•••• W••••• P•••••••
        Mar 14, 2017 to Mar 30, 2017
      • Legal name · T•••• W••••• P•••••••• L•• to TWP, LLC
        Mar 14, 2017 to Mar 14, 2017
      • Business name · T•••• W••••• P••••••• to T•••• W••••• P•••••••• L••
        Feb 24, 2017 to Mar 13, 2017
      • Financial planning clients · unset to 0
        Feb 24, 2017 to Mar 13, 2017
      • Legal name · T•••• W••••• P••••••• to T•••• W••••• P•••••••• L••
        Feb 24, 2017 to Mar 13, 2017
      Signals
      2 dated events
      • T•••• W••••• P••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Jul 6, 2017 · Succession (Item 4) · fact
      • T•••• W••••• P••••••• filed its initial SEC registration (Form ADV)
        Feb 24, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/total-wealth-partnersreportedpublic record, Form ADV, Sep 19, 2026
      Website
      T••••WEALTHPARTNERS.COMreportedpublic record, Form ADV, Sep 19, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026