DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Davis Wealth Advisors
Legal name Davis Wealth Advisors LLC
Latest filing Jul 6, 2026
First filing on the tape Jun 25, 2024 · 5 filings
SEC status approved since Jul 26, 2024
RAUM
$197M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
95%
$188M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$49.3M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$197M as of Jul 6, 2026
Mar 31, 2025$159M then
HNW client RAUM$184M as of Jul 6, 2026
Mar 31, 2025$146M then
State-registered IARs (5.B.3)4 as of Jul 6, 2026
Mar 31, 20253 then
Employees (5.A)6 as of Jul 6, 2026
Mar 31, 20254 then
Private funds: no history
RAUM +24% over the last fiscal yearIARs 3 to 4offices 0 to 4
Practice profile
derived from the filing of Jul 6, 2026; every figure names its basis
- RAUM per advisor
- $49.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 22derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $353,948derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 3.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 0.8derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
- Custody
- $97.2M, 54 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$184M93%
- Pension and profit-sharing plans$7.6M3.9%
- Individuals$4.3M2.2%
- Corporations and businesses$1.3M0.7%
- Individual clients
- 15reported
- HNW clients
- 72reported
- Pension plan clients
- 3reported
- Charitable clients
- n/areported
- Accounts
- 557reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $97.2M for 54 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Melinda Kay DavisCertified Financial Planner | Salem, Nh | Apr 5, 2017 | 20 y | 4 |
| Stephanie Castonguay GriebelCertified Financial Planner | Salem, Nh | Jul 29, 2022 | 15 y | 3 |
| Zachary Scott Gibbons | Salem, Nh | Jan 10, 2024 | 13 y | 0 |
| Patrick Joseph Xavier | Salem, Nh | Jun 26, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Megan Ann Havey to Ballentine PartnersJan 6, 2023 · RIA to RIA
Joined, latest
- Stephanie Castonguay Griebel from Resolute Financial, LLCJul 29, 2022 · RIA to RIA
- Melinda Kay Davis from Northstar Financial Planning, LLCApr 5, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Kay Melinda Davis · Managing Member/Chief Compliance Officercontrolsince 02/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Salem, Nh · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Other offices · 0 to 4Mar 9, 2026 to Jun 26, 2026
- Accounts · 460 to 557Mar 31, 2025 to Mar 9, 2026
- Advisory employees · 3 to 5Mar 31, 2025 to Mar 9, 2026
- Corporate clients · 1 to 2Mar 31, 2025 to Mar 9, 2026
- HNW clients · 56 to 72Mar 31, 2025 to Mar 9, 2026
- Individual clients · 25 to 15Mar 31, 2025 to Mar 9, 2026
- Assets in custody · $80.7M to $97.2MMar 31, 2025 to Mar 9, 2026
- Employees · 4 to 6Mar 31, 2025 to Mar 9, 2026
- State-registered IARs · 3 to 4Mar 31, 2025 to Mar 9, 2026
- Discretionary RAUM · $156M to $186MMar 31, 2025 to Mar 9, 2026
- HNW RAUM · $146M to $184MMar 31, 2025 to Mar 9, 2026
- Individual RAUM · $10.0M to $4.3MMar 31, 2025 to Mar 9, 2026
- Non-discretionary RAUM · $2.8M to $11.0MMar 31, 2025 to Mar 9, 2026
- Pension RAUM · $2.5M to $7.6MMar 31, 2025 to Mar 9, 2026
- RAUM · $159M to $197MMar 31, 2025 to Mar 9, 2026
- Accounts · 423 to 460Jun 25, 2024 to Mar 31, 2025
- HNW clients · 54 to 56Jun 25, 2024 to Mar 31, 2025
- Individual clients · 22 to 25Jun 25, 2024 to Mar 31, 2025
- Pension plan clients · 2 to 3Jun 25, 2024 to Mar 31, 2025
- Assets in custody · $69.3M to $80.7MJun 25, 2024 to Mar 31, 2025
- Financial planning clients · 51-100 to 51-100Jun 25, 2024 to Mar 31, 2025
- Discretionary RAUM · $133M to $156MJun 25, 2024 to Mar 31, 2025
- HNW RAUM · $125M to $146MJun 25, 2024 to Mar 31, 2025
- Individual RAUM · $9.4M to $10.0MJun 25, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $3.1M to $2.8MJun 25, 2024 to Mar 31, 2025
- Pension RAUM · $1.1M to $2.5MJun 25, 2024 to Mar 31, 2025
- RAUM · $136M to $159MJun 25, 2024 to Mar 31, 2025
Signals
2 dated events
- Davis Wealth Advisors filed its initial SEC registration (Form ADV)Jun 25, 2024 · First SEC registration · fact
- Megan Ann Havey left Davis Wealth Advisors for Ballentine Partners (registered 2023-01-31)Jan 6, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/27111657reportedpublic record, Form ADV, Sep 17, 2026
- Website
- DAVISWEALTHADVISORS.NETreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 603-836-3477reportedpublic record, Form ADV, Jul 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $49.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026