DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••• A••• C••••••
Asset manager (funds and pooled vehicles)San Francisco, CaliforniaCRD 287741SEC 801-117657websiteIAPD
Legal name T•••••• A••• C•••••• P•••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Feb 28, 2017 · 18 filings
SEC status approved since Nov 15, 2019
RAUM
$1.1B
reported, Item 5.F
Discretionary
0.5%
of RAUM
Private clients
0.3%
$3.3M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.1B
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$1.1B as of Mar 31, 2026
Mar 30, 2020$210M then
HNW client RAUM$3.3M as of Mar 31, 2026
Mar 30, 2020$0 then
State-registered IARs (5.B.3)1 as of Mar 31, 2026
Mar 30, 20201 then
Employees (5.A)6 as of Mar 31, 2026
Mar 30, 20207 then
Private funds9 as of Mar 31, 2026
Mar 30, 20201 then
RAUM -1.4% over the last fiscal year+11% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $1.1BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 1derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $51.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.5%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 6.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $549M, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B100%
- High-net-worth individuals$3.3M0.3%
- Individual clients
- 0reported
- HNW clients
- 1reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 21reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $549M for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•• D•••• V••••••••• | San Francisco, Ca | Jan 1, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••••• A••• P•••••• O••••••••• F••• I• B• L•• | Private Equity Fund | $265M | 2 | Mar 29, 2021 |
| T•••••• A••• P•••••• O••••••••• F••• I• B• L•• | Private Equity Fund | $117M | 2 | Mar 29, 2024 |
| T•••••• A••• V•••••• O••••••••• F••• I• L• | Venture Capital Fund | $44.3M | 19 | Mar 1, 2021 |
| T•••••• A••• P•••••• O••••••••• F••• I• C• L•• | Private Equity Fund | $43.4M | 4 | Mar 29, 2021 |
| T•••••• A••• V•••••• O••••••••• F••• I• A• L•• | Private Equity Fund | $33.6M | 4 | Mar 29, 2021 |
| T•••••• A••• V•••••• O••••••••• S•• L•• | Private Equity Fund | $30.1M | 3 | Mar 29, 2023 |
| T•••••• A••• V•••••• O••••••••• F••• I• L• | Private Equity Fund | $15.5M | 14 | Mar 29, 2024 |
| T•••••• A••• G••••• F•••••• F••• L• | Other Private Fund | $4.1M | 6 | Oct 18, 2019 |
| T•••••• A••• P•••••• O••••••••• S•• I• E• L•• | Private Equity Fund | $3.8M | 4 | Mar 28, 2022 |
| T•••••• A••• G••••• S•• I• R• L•• | Other Private Fund | $1.2M | 8 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- S••••••• G••••••• M••• · Chief Operating Officer And Chief Compliance Officercontrolsince 11/2016 · owns less than 5%
- S•••••• S••••• · Chief Investment Officer - P•••••• Investmentscontrolsince 02/2020 · owns less than 5%
- V••••••••• R••• D•••• · Limited Partner And Chief Investment Officercontrolsince 08/2016 · owns 75% or more
- V••••••••• R••• D•••• · Membercontrolsince 08/2016 · owns 75% or more of B•••••••• R•••• P••••••• L••
Entity owners
- B•••••••• R•••• P••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- T•• • H•• V•••••• I• L••pooled vehicle sponsorn
- T•••••• V•••••• I• L••pooled vehicle sponsorn
- T•••••• A••• C•••••• P••••••• G• L••pooled vehicle sponsorn
- T•••••• A••• C•••••• S•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Mar 31, 2026discretionary share of RAUM of 0% against a peer median of 100% (1506 comparable advisers, 2.0th percentile, 33.6 robust deviations)peers: asset managers, $1B to $5B (1,506) · 2.0% percentile
What changed
consecutive filings, newest first
- Accounts · 18 to 21Mar 27, 2025 to Mar 31, 2026
- HNW clients · unset to 1.0Mar 27, 2025 to Mar 31, 2026
- Pooled vehicle clients · 14 to 16Mar 27, 2025 to Mar 31, 2026
- Assets in custody · $529M to $549MMar 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.5M to $5.3MMar 27, 2025 to Mar 31, 2026
- HNW RAUM · $3.0M to $3.3MMar 27, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $1.1B to $1.1BMar 27, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.1B to $1.1BMar 27, 2025 to Mar 31, 2026
- RAUM · $1.1B to $1.1BMar 27, 2025 to Mar 31, 2026
- Accounts · 14 to 18Mar 29, 2024 to Mar 27, 2025
- Advisory activities · 2 to 3Mar 29, 2024 to Mar 27, 2025
- HNW clients · 0.0 to unsetMar 29, 2024 to Mar 27, 2025
- Assets in custody · $542M to $529MMar 29, 2024 to Mar 27, 2025
- Employees · 7 to 6Mar 29, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 27, 2025
- Private funds · 10 to 9Mar 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $5.3M to $4.5MMar 29, 2024 to Mar 27, 2025
- HNW RAUM · $0 to $3.0MMar 29, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $997M to $1.1BMar 29, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $1.0B to $1.1BMar 29, 2024 to Mar 27, 2025
- RAUM · $1.0B to $1.1BMar 29, 2024 to Mar 27, 2025
- Accounts · 11 to 14Sep 29, 2023 to Mar 29, 2024
- Pooled vehicle clients · 10 to 14Sep 29, 2023 to Mar 29, 2024
- Assets in custody · $255M to $542MSep 29, 2023 to Mar 29, 2024
- Employees · 9 to 7Sep 29, 2023 to Mar 29, 2024
- Private funds · 6 to 10Sep 29, 2023 to Mar 29, 2024
- Discretionary RAUM · $79.8M to $5.3MSep 29, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $688M to $997MSep 29, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $690M to $1.0BSep 29, 2023 to Mar 29, 2024
- RAUM · $767M to $1.0BSep 29, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $697M to $688MMar 29, 2023 to Sep 29, 2023
- Pooled vehicle RAUM · $700M to $690MMar 29, 2023 to Sep 29, 2023
- RAUM · $777M to $767MMar 29, 2023 to Sep 29, 2023
- Accounts · 13 to 11Jul 8, 2022 to Mar 29, 2023
- Pooled vehicle clients · 9 to 10Jul 8, 2022 to Mar 29, 2023
- Assets in custody · $233M to $255MJul 8, 2022 to Mar 29, 2023
- Private funds · 5 to 6Jul 8, 2022 to Mar 29, 2023
- Discretionary RAUM · $299M to $79.8MJul 8, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $670M to $697MJul 8, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $674M to $700MJul 8, 2022 to Mar 29, 2023
Signals
6 dated events
- T•••••• A••• C•••••• reported RAUM $1.0B, up 31% from $767.3M (2023-09-29 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- T•••••• A••• C•••••• reported RAUM $920.5M, up 56% from $591.1M (2021-03-29 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- T•••••• A••• C•••••• reported RAUM $591.1M, up 182% from $209.8M (2020-12-02 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- T•••••• A••• C•••••• reported RAUM $209.8M, up 98% from $106.2M (2019-10-21 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- S••••• S••••• (Chief Investment Officer - Private Investments) appeared on Schedule A of T•••••• A••• C••••••Mar 30, 2020 · Control person joined · fact
- T•••••• A••• C•••••• filed its initial SEC registration (Form ADV)Feb 28, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T•••••• A••• C•••••• · Independent Sponsorsshared crd · capital_provider
- T•••••• A••• C•••••• · Private Equityshared crd · organization
- T•••••• A••• C•••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- T••••••A•••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 415-740-5841reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.1Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026