DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
T••••
Legal name A•••••• O• L••
Latest filing Mar 31, 2026
First filing on the tape May 15, 2017 · 20 filings
SEC status approved since Jun 29, 2017
RAUM
$5.1B
reported, Item 5.F
Discretionary
35%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$2.5B
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$5.1B as of Mar 31, 2026
Mar 30, 2018$0 then
HNW client RAUM$0 as of Mar 31, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Mar 30, 20180 then
Employees (5.A)2 as of Mar 31, 2026
Mar 30, 20181 then
Private funds: no history
RAUM n/a over the last fiscal year+103% a year over three
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $2.5BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $424MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 35%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$5.1B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 12reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••••• J••• K••••••Chartered Financial Analyst | Chicago, Il | May 6, 2021 | 14 y | 0 |
| J••••• D•••• T•••••Chartered Financial Analyst | Chicago, Il | May 6, 2021 | 27 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••••••• P••••••• J••• · Managing Member And Chief Compliance Officercontrolsince 01/2017 · owns 50% to 75%
- T•••••• J•••••• D•••• · Managing Membercontrolsince 01/2017 · owns 50% to 75%
Related persons
Schedule D 7.A
- T•••••• K•••••• • A••••••••• L••investment adviseryRAUM $717M
- T•••• P•••••• W•••••investment adviseryRAUM $515M
Advisers that list T•••• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chicago, Il · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 3,567 to 12May 1, 2025 to Mar 31, 2026
- HNW clients · 488 to 0May 1, 2025 to Mar 31, 2026
- Individual clients · 3,164 to 0May 1, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.0B to $1.8BMay 1, 2025 to Mar 31, 2026
- HNW RAUM · $1.2B to $0May 1, 2025 to Mar 31, 2026
- Individual RAUM · $708M to $0May 1, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $2.3B to $3.3BMay 1, 2025 to Mar 31, 2026
- RAUM · $4.2B to $5.1BMay 1, 2025 to Mar 31, 2026
- Accounts · 5,105 to 3,567Apr 4, 2024 to May 1, 2025
- HNW clients · 356 to 488Apr 4, 2024 to May 1, 2025
- Individual clients · 1,168 to 3,164Apr 4, 2024 to May 1, 2025
- Financial planning clients · 0 to 0Apr 4, 2024 to May 1, 2025
- Discretionary RAUM · $1.4B to $2.0BApr 4, 2024 to May 1, 2025
- HNW RAUM · $1.1B to $1.2BApr 4, 2024 to May 1, 2025
- Individual RAUM · $322M to $708MApr 4, 2024 to May 1, 2025
- Non-discretionary RAUM · $0 to $2.3BApr 4, 2024 to May 1, 2025
- RAUM · $1.4B to $4.2BApr 4, 2024 to May 1, 2025
- Accounts · 524 to 5,105Mar 28, 2023 to Mar 19, 2024
- HNW clients · 524 to 356Mar 28, 2023 to Mar 19, 2024
- Individual clients · 0 to 1,168Mar 28, 2023 to Mar 19, 2024
- Discretionary RAUM · $610M to $1.4BMar 28, 2023 to Mar 19, 2024
- HNW RAUM · $610M to $1.1BMar 28, 2023 to Mar 19, 2024
- Individual RAUM · $0 to $322MMar 28, 2023 to Mar 19, 2024
- RAUM · $610M to $1.4BMar 28, 2023 to Mar 19, 2024
- Accounts · 1,353 to 524Aug 2, 2022 to Mar 28, 2023
- Business name · A•••••• O• L•• to T••••Aug 2, 2022 to Mar 28, 2023
- HNW clients · 143 to 524Aug 2, 2022 to Mar 28, 2023
- Individual clients · 480 to 0Aug 2, 2022 to Mar 28, 2023
- Discretionary RAUM · $571M to $610MAug 2, 2022 to Mar 28, 2023
- HNW RAUM · $419M to $610MAug 2, 2022 to Mar 28, 2023
- Individual RAUM · $137M to $0Aug 2, 2022 to Mar 28, 2023
- RAUM · $571M to $610MAug 2, 2022 to Mar 28, 2023
- Succession · true to falseJun 13, 2022 to Aug 2, 2022
- Succession · false to trueMar 30, 2022 to Jun 13, 2022
- Accounts · 1,547 to 1,353Jun 4, 2021 to Mar 30, 2022
- Advisory employees · 1 to 2Jun 4, 2021 to Mar 30, 2022
- Corporate clients · 8 to 0Jun 4, 2021 to Mar 30, 2022
- HNW clients · 134 to 143Jun 4, 2021 to Mar 30, 2022
- Individual clients · 317 to 480Jun 4, 2021 to Mar 30, 2022
- Employees · 1 to 2Jun 4, 2021 to Mar 30, 2022
Signals
7 dated events
- Taiko reported RAUM $4.2B, up 199% from $1.4B (2024-04-04 to 2025-05-01)May 1, 2025 · RAUM change · derived
- Taiko reported RAUM $1.4B, up 133% from $609.5M (2023-03-28 to 2024-03-19)Mar 19, 2024 · RAUM change · derived
- A•••••• O• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jun 13, 2022 · Succession (Item 4) · fact
- Taiko reported RAUM $579.7M, up 39% from $418.5M (2020-06-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Taiko reported RAUM $418.5M, up 293% from $106.5M (2020-01-08 to 2020-04-01)Apr 1, 2020 · RAUM change · derived
- Joseph Ryan Borer (Member) no longer on Schedule A of Taiko (listed 2019-08-08, absent 2020-01-08)Jan 8, 2020 · Control person left · inference
- A•••••• O• L•• filed its initial SEC registration (Form ADV)May 15, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- taikoadvisor.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-300-4781reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $2.5Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026