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RIA Intelligence

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A••••••• C•••••• M••••••••• L••

Former SEC-registered adviserFormer SEC adviser· London, Greater Londonwebsite

Former SEC-registered adviser, based in London, Greater London, reporting $186M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$186M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-13%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 287812 · SEC 801-126043 · 6 filingsShow
CRD 287812SEC 801-126043First filing on the tape Jun 8, 2022, latest Jun 11, 2025SEC status approved since Jul 8, 2022IAPD
RAUM
$186M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$186M as of Jun 11, 2025
Feb 28, 2023$206M then
HNW client RAUM$0 as of Jun 11, 2025
Feb 28, 2023$0 then
State-registered IARs (5.B.3)0 as of Jun 11, 2025
Feb 28, 20230 then
Employees (5.A)15 as of Jun 11, 2025
Feb 28, 202320 then
Private funds: no history
RAUM -13% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 11, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$16.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-13%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$186M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
11reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • D••••••••• R•••••••• M•••• · Partner, Chief Compliance Officer, Money Laundering Reporting Officercontrol
        since 12/2013 · owns less than 5%
      • L••••• M•••• C••••••••• · Partner, Portfolio Manager And Head Of Researchcontrol
        since 10/2023 · owns less than 5%
      Entity owners
      • A••••••• C•••••• S••••••• L•••••• · Holding Company
        direct · owns 75% or more
      • A••••••• C•••••• H••••••• L•• · Holding Company
        indirect · owns 75% or more of A••••••• C•••••• S••••••• L••••••
      • T•••• T•••• · Holding Trust
        indirect · owns 75% or more of A••••••• C•••••• H••••••• L••
      • D••••••• F•••••••• T•••• L•••••• · Trustee
        indirect · owns F of T•••• T••••
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Financial planning clients · 0 to 0
        Feb 27, 2025 to Jun 11, 2025
      • Accounts · 2 to 11
        Feb 28, 2024 to Feb 27, 2025
      • Advisory employees · 13 to 12
        Feb 28, 2024 to Feb 27, 2025
      • Pooled vehicle clients · 2 to 11
        Feb 28, 2024 to Feb 27, 2025
      • Employees · 16 to 15
        Feb 28, 2024 to Feb 27, 2025
      • HQ state · unset to
        Feb 28, 2024 to Feb 27, 2025
      • Discretionary RAUM · $213M to $186M
        Feb 28, 2024 to Feb 27, 2025
      • Pooled vehicle RAUM · $213M to $186M
        Feb 28, 2024 to Feb 27, 2025
      • RAUM · $213M to $186M
        Feb 28, 2024 to Feb 27, 2025
      • Accounts · 3 to 2
        Nov 9, 2023 to Feb 28, 2024
      • Advisory employees · 15 to 13
        Nov 9, 2023 to Feb 28, 2024
      • Advisory activities · 2 to 1
        Nov 9, 2023 to Feb 28, 2024
      • Employees · 20 to 16
        Nov 9, 2023 to Feb 28, 2024
      • Discretionary RAUM · $206M to $213M
        Nov 9, 2023 to Feb 28, 2024
      • Pooled vehicle RAUM · $206M to $213M
        Nov 9, 2023 to Feb 28, 2024
      • RAUM · $206M to $213M
        Nov 9, 2023 to Feb 28, 2024
      • Accounts · 5 to 3
        Jun 8, 2022 to Feb 28, 2023
      • Advisory activities · 3 to 2
        Jun 8, 2022 to Feb 28, 2023
      • Pooled vehicle clients · 3 to 2
        Jun 8, 2022 to Feb 28, 2023
      • Employees · 21 to 20
        Jun 8, 2022 to Feb 28, 2023
      • Private funds · 4 to unset
        Jun 8, 2022 to Feb 28, 2023
      • Discretionary RAUM · $199M to $206M
        Jun 8, 2022 to Feb 28, 2023
      • Pooled vehicle RAUM · $196M to $206M
        Jun 8, 2022 to Feb 28, 2023
      • RAUM · $199M to $206M
        Jun 8, 2022 to Feb 28, 2023
      Signals
      8 dated events
      • ••• Locked
        Mar 30, 2026 · Control person left · inference
      • ••• Locked
        Mar 30, 2026 · ria registration change · fact
      • ••• Locked
        Mar 30, 2026 · Control person joined · fact
      • ••• Locked
        Mar 2, 2026 · Left the SEC roster · derived
      • ••• Locked
        Nov 9, 2023 · Control person joined · fact
      • ••• Locked
        Nov 9, 2023 · Control person left · inference
      • ••• Locked
        Feb 28, 2023 · ria registration change · fact
      • ••• Locked
        Jun 8, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026