DFX Intelligence
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A••••••• C•••••• M••••••••• L•••
Former SEC-registered adviser, based in St. Julian'S, reporting $101M of regulatory assets.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Last reported RAUM
- $101M
- Advisors
- Not applicable
- Net advisor flow, 12 months
- Not applicable
- RAUM change, last fiscal year
- Not applicable
- Private clients
- 0.0% of RAUM
Form ADV
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- Contact points 1
Every filed figure, and the identifiersCRD 317820 · SEC 801-123144 · 2 filingsShowHide
RAUM
$101M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
28
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$103M gross assets
History
2 filings and snapshots on the tape
RAUM$101M as of Feb 4, 2022
Jan 3, 2022$101M then
HNW client RAUM$0 as of Feb 4, 2022
Jan 3, 2022$0 then
State-registered IARs (5.B.3)0 as of Feb 4, 2022
Jan 3, 20220 then
Employees (5.A)28 as of Feb 4, 2022
Jan 3, 202228 then
Private funds1 as of Feb 4, 2022
Jan 3, 20221 then
Practice profile
derived from the filing of Feb 4, 2022; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $101MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$101M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••••• C••••••••• M••••• F••• L•• | Hedge Fund | $164M | 41 | Nov 2, 2022 |
| A••••••• C••••••••• D••••••••• M••••• F••• L•• | Hedge Fund | $103M | 95 | Jun 8, 2022 |
| A••••••• C•••••• A•• E••••• T••••••••• M••••• F••• L•• | Hedge Fund | $96.6M | 12 | Jan 2, 2022 |
Owners and control persons
Schedule A and B, latest filing
- A•••••••• P••••• · Director, Investment Committee Member, Chief Investment Officercontrolsince 08/2017 · owns less than 5%
- B•••••• D••••• G••••• · Directorcontrolsince 01/2015 · owns less than 5%
- D• D•••••••• A••• · Director, Investment Committee Membercontrolsince 10/2012 · owns less than 5%
- F••••••• C••••• D•••• · Chief Compliance Officer, Money Laundering Reporting Officercontrolsince 08/2019 · owns less than 5%
- H••••••• H•••• · Director, Chief Operations Officer, Chief Financial Officercontrolsince 10/2012 · owns less than 5%
- M•••••••• D••••• J•••• · Director, Investment Committee Membercontrolsince 10/2012 · owns less than 5%
Entity owners
- A••••••• C•••••• H••••••• L•• · Holding Companydirect · owns 75% or more
- T•••• T•••• · Holding Trustindirect · owns 75% or more of A••••••• C•••••• H••••••• L••
- D••••••• F•••••••• T•••• L•••••• · Trusteeindirect · owns F of T•••• T••••
Related persons
Schedule D 7.A
No related person reported.
Advisers that list A••••••• C•••••• M••••••••• L••• as a related person
- 287812 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
4 dated events
- ••• LockedMar 20, 2026 · ria private fund assets change · fact
- ••• LockedMar 20, 2026 · private fund gav change · fact
- ••• LockedNov 2, 2022 · ria registration change · fact
- ••• LockedJan 3, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ••• Lockedreportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026