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SEC-registered adviser

C•••••• R•••• W••••• M••••••••• L••

Independent wealth managerBurlington, MassachusettsCRD 288017SEC 801-132125websiteIAPD
Latest filing Apr 30, 2026
First filing on the tape Feb 6, 2025 · 3 filings
SEC status approved since Mar 7, 2025
RAUM
$110M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$109M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$110M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$110M as of Apr 30, 2026
Feb 6, 2025$101M then
HNW client RAUM$94.3M as of Apr 30, 2026
Feb 6, 2025$80.4M then
State-registered IARs (5.B.3)1 as of Apr 30, 2026
Feb 6, 20251 then
Employees (5.A)1 as of Apr 30, 2026
Feb 6, 20251 then
Private funds: no history
RAUM +9.4% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$110MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
103derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.8MderivedHNW RAUM over HNW clients
Average account
$321,612derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+9.4%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+2.0%derived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$94.3M85%
  • Individuals$15.1M14%
  • Charitable organizations$895,7800.8%
Individual clients
52reported
HNW clients
51reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
343reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
K•••• N••••Certified Financial PlannerBurlington, MaSep 1, 201725 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • N••••• K•••• · Managing Partner And Chief Compliance Officercontrol
      since 03/2017 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 335 to 343
      Feb 6, 2025 to Feb 3, 2026
    • HNW clients · 41 to 51
      Feb 6, 2025 to Feb 3, 2026
    • Individual clients · 60 to 52
      Feb 6, 2025 to Feb 3, 2026
    • Discretionary RAUM · $100M to $109M
      Feb 6, 2025 to Feb 3, 2026
    • HNW RAUM · $80.4M to $94.3M
      Feb 6, 2025 to Feb 3, 2026
    • Individual RAUM · $19.6M to $15.1M
      Feb 6, 2025 to Feb 3, 2026
    • Non-discretionary RAUM · $815,552 to $897,780
      Feb 6, 2025 to Feb 3, 2026
    • RAUM · $101M to $110M
      Feb 6, 2025 to Feb 3, 2026
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    k•••••••••.m•••••••.bizreportedpublic record, Form ADV, Sep 21, 2026
    Principal office phone
    (781) 270-5400reportedpublic record, Form ADV, Apr 30, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $110Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026