DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Portola Creek Capital

Former SEC-registered adviserSan Francisco, CaliforniaCRD 288119SEC 801-110284IAPD
Legal name Growth Capital Strategies, LLC
Latest filing Oct 2, 2017
First filing on the tape Mar 27, 2017 · 5 filings
RAUM
$32.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$32.0M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$32.0M as of Oct 2, 2017
Mar 27, 2017$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Oct 2, 2017
Mar 27, 20171 then
Employees (5.A)3 as of Oct 2, 2017
Mar 27, 20171 then
Private funds: no history
Practice profile
derived from the filing of Oct 2, 2017; every figure names its basis
RAUM per advisor
$32.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
0.3derived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
30reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Todd Warren WilsonMenlo Park, CaOct 2, 202527 y4
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Cynthia Lor · Presidentcontrol
      since 07/2017 · owns less than 5%
    • Warren Todd Wilson · Cco, Ceo, Managing Membercontrol
      since 03/2017 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    • Santa Barbara, CA1 employees
    What changed
    consecutive filings, newest first
    • Advisory employees · 1 to 2
      Sep 15, 2017 to Oct 2, 2017
    • Employees · 1 to 3
      Sep 15, 2017 to Oct 2, 2017
    • Insurance-licensed employees · 1 to 0
      Sep 15, 2017 to Oct 2, 2017
    • State-registered IARs · 1 to 2
      Sep 15, 2017 to Oct 2, 2017
    • Other offices · unset to 2.0
      Sep 15, 2017 to Oct 2, 2017
    • Related insurance company · false to true
      Aug 10, 2017 to Sep 15, 2017
    • Accounts · 0 to 30
      Mar 30, 2017 to Aug 10, 2017
    • Advisory activities · 3 to 2
      Mar 30, 2017 to Aug 10, 2017
    • Discretionary RAUM · $0 to $32.0M
      Mar 30, 2017 to Aug 10, 2017
    • RAUM · $0 to $32.0M
      Mar 30, 2017 to Aug 10, 2017
    • Legal name · GROWTH CAPITAL STRATEGIES, LLC DBA PORTOLA CREEK CAPITAL to GROWTH CAPITAL STRATEGIES, LLC
      Mar 27, 2017 to Mar 30, 2017
    Signals
    1 dated events
    • Portola Creek Capital filed its initial SEC registration (Form ADV)
      Mar 27, 2017 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/17981490reportedpublic record, Form ADV, Sep 18, 2026
    Website
    PORTOLACREEK.COMreportedpublic record, Form ADV, Sep 18, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $32.0Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026