DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

D•••••• F••••••••

Independent wealth managerLondon, CRD 288211SEC 801-110590website IAPD

Legal name D•••••• F••••••••• L••

Latest filing Sep 8, 2026

First filing on the tape May 8, 2017 · 69 filings

SEC status approved since Jun 9, 2017

RAUM

$602M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$600M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$50.1M

derived; firm RAUM over IAPD count

Employees

12 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

69 filings and snapshots on the tape

RAUM$602M as of Aug 13, 2026

Feb 7, 2018$41.1M then

HNW client RAUM$370M as of Aug 13, 2026

Feb 7, 2018$21.5M then

State-registered IARs (5.B.3)12 as of Aug 13, 2026

Feb 7, 20181 then

Employees (5.A)13 as of Aug 13, 2026

Feb 7, 20183 then

Private funds: no history

RAUM +86% over the last fiscal year+62% a year over threeIARs 8 to 12offices 3 to 4

Practice profile

derived from the filing of Sep 8, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent

RAUM per advisor: $50.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 83derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.3MderivedHNW RAUM over HNW clients
Average account: $353,743derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.1derivedItem 5.A over advisors
Advisors per office: 2.4derived5 offices incl. principal (1.F.5)
RAUM growth, one year: +86%derivedbetween the last two annual amendments
Advisor growth, one year: +38%derivedItem 5.B.3 between annual amendments
Client growth, one year: +41%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$370M61%
Individuals$230M38%
Corporations and businesses$1.6M0.3%

Individual clients: 879reported
HNW clients: 113reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 1,701reported
Financial planning clients: 251-500reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

5 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
C••••• B••••••	Biarritz	Apr 10, 2025	13 y	2
D•••• S•• C••	London	Aug 27, 2025	11 y	0
E••• L••••• F•••••	London	Dec 5, 2025	17 y	0
M•••••• A••••• C••	Biarritz	Jun 30, 2026	10 y	0
D•••• M••• O••••••••	London	Aug 27, 2026	15 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

M•••••• J•••••• W••••• to R•••••• J•••• • A••••••••• I•••
Mar 10, 2020 · RIA to affiliated broker-dealer or bank

Joined, latest

R•••• A•••••••• L••••••••• from U•• F•••••••• S••••••• I•••
Jun 17, 2025 · Wirehouse to independent RIA
C••••• B•••••• from B••••• G••••• A•••••• N••••••• L••
Apr 10, 2025 · RIA to RIA
A•• L••• H•••••• from A••••••••• F•••••••• S•••••••• L••
Nov 12, 2024 · Affiliated broker-dealer or bank to independent RIA
M•••••• J•••••• W••••• from R•••••• J•••• • A••••••••• I•••
Sep 12, 2018 · Affiliated broker-dealer or bank to independent RIA
B•••• R•••• D•••••• from C•••••• W••••• M•••••••••
Sep 18, 2017 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

D••••••• B••••• R•••• · Managing Membercontrol
since 11/2014 · owns 75% or more
H•••••••• I•• · Chief Compliance Officercontrol
since 04/2017 · owns 5% to 10%
S••••• K•••••••• S•••• · Investment Officer
since 06/2020 · owns less than 5%

Related persons

Schedule D 7.A

D•••••• F•••••••• L••
investment advisery

Offices

Schedule D 1.F, the 25 largest

, 1 employees

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM up 50 %Change between filings · filing Apr 22, 2026
RAUM (Item 5.F) moved from $322,892,937 to $601,716,422 (+86.0%) between the annual amendments of 2025-04-20 and 2026-04-22; the peer median change was +16.0% (1385 comparable advisers, 98.0th percentile of changes)
peers: independent wealth managers, $500M to $1B (1,385) · 98% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Insurance-licensed employees · 6 to 7
Aug 13, 2026 to Sep 8, 2026
Financial planning clients · 251-500 to 251-500
Aug 13, 2026 to Sep 8, 2026
HQ state · to unset
Aug 13, 2026 to Sep 8, 2026
Succession · false to unset
Aug 13, 2026 to Sep 8, 2026
Employees · 12 to 13
Jul 23, 2026 to Aug 13, 2026
Advisory employees · 11 to 12
Jun 9, 2026 to Jul 23, 2026
Employees · 11 to 12
Jun 9, 2026 to Jul 23, 2026
State-registered IARs · 11 to 12
Jun 9, 2026 to Jul 23, 2026
Advisory employees · 12 to 11
Mar 24, 2026 to Apr 22, 2026
Employees · 12 to 11
Mar 24, 2026 to Apr 22, 2026
State-registered IARs · 12 to 11
Mar 24, 2026 to Apr 22, 2026
Advisory employees · 13 to 12
Feb 27, 2026 to Mar 24, 2026
Employees · 13 to 12
Feb 27, 2026 to Mar 24, 2026
State-registered IARs · 13 to 12
Feb 27, 2026 to Mar 24, 2026
Accounts · 1,436 to 1,701
Jan 14, 2026 to Feb 27, 2026
Advisory employees · 11 to 13
Jan 14, 2026 to Feb 27, 2026
HNW clients · 92 to 113
Jan 14, 2026 to Feb 27, 2026
Individual clients · 611 to 879
Jan 14, 2026 to Feb 27, 2026
Employees · 11 to 13
Jan 14, 2026 to Feb 27, 2026
State-registered IARs · 11 to 13
Jan 14, 2026 to Feb 27, 2026
Discretionary RAUM · $323M to $601M
Jan 14, 2026 to Feb 27, 2026
HNW RAUM · $177M to $370M
Jan 14, 2026 to Feb 27, 2026
Individual RAUM · $144M to $230M
Jan 14, 2026 to Feb 27, 2026
Non-discretionary RAUM · $0 to $308,465
Jan 14, 2026 to Feb 27, 2026
RAUM · $323M to $602M
Jan 14, 2026 to Feb 27, 2026
Advisory employees · 9 to 11
Sep 23, 2025 to Dec 24, 2025
Employees · 9 to 11
Sep 23, 2025 to Dec 24, 2025
Insurance-licensed employees · 4 to 6
Sep 23, 2025 to Dec 24, 2025
State-registered IARs · 9 to 11
Sep 23, 2025 to Dec 24, 2025
Advisory employees · 8 to 9
Aug 25, 2025 to Sep 23, 2025
Employees · 8 to 9
Aug 25, 2025 to Sep 23, 2025
HQ city · to LONDON
Aug 25, 2025 to Sep 23, 2025
State-registered IARs · 8 to 9
Aug 25, 2025 to Sep 23, 2025
Advisory employees · 9 to 8
Jul 25, 2025 to Aug 25, 2025
Employees · 9 to 8
Jul 25, 2025 to Aug 25, 2025
State-registered IARs · 9 to 8
Jul 25, 2025 to Aug 25, 2025
Advisory employees · 8 to 9
Jun 23, 2025 to Jul 25, 2025
Financial planning clients · 251-500 to 251-500
Jun 23, 2025 to Jul 25, 2025
State-registered IARs · 8 to 9
Jun 23, 2025 to Jul 25, 2025
HQ city · LONDON to
Apr 20, 2025 to Jun 23, 2025

Signals

5 dated events

D•••••• F•••••••• reported RAUM $601.7M, up 86% from $322.9M (2026-01-14 to 2026-02-27)
Feb 27, 2026 · RAUM change · derived
Jackson Matthew Watson (Chief Operating Officer) no longer on Schedule A of D•••••• F•••••••• (listed 2020-09-08, absent 2020-10-09)
Oct 9, 2020 · Control person left · inference
Jackson Matthew Watson (Chief Operating Officer) appeared on Schedule A of D•••••• F••••••••
Aug 14, 2019 · Control person joined · fact
D•••••• F••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
Jun 21, 2017 · Succession (Item 4) · fact
D•••••• F••••••••• L•• filed its initial SEC registration (Form ADV)
May 8, 2017 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: info@dunhillfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: LINKEDIN.COM/COMPANY/12898049reportedpublic record, Form ADV, Sep 18, 2026
Website: dunhillfinancial.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: +1 561 685 2381reportedpublic record, Form ADV, Sep 8, 2026
Team page: dunhillfinancial.com/teamreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $50.1Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026