DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Dunhill Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cedric BernierBeacon Global Advisor Network, LLC independent RIADunhill Financial independent RIARIA to RIAMar 26, 2025Apr 10, 2025
Ann Lucy HerreroAmeriprise Financial Services, LLC national BDDunhill Financial independent RIAAffiliated broker-dealer or bank to independent RIAOct 3, 2024Nov 12, 2024 (40 d)
Robin Alexandra Lakey-WhiteUBS Financial Services Inc. wirehouseDunhill Financial independent RIAWirehouse to independent RIAOct 12, 2020Jun 17, 2025 (1709 d)
Matthew Jackson WatsonRaymond James & Associates, Inc. national BDDunhill Financial independent RIAAffiliated broker-dealer or bank to independent RIASep 7, 2018Sep 12, 2018
Brian Robin DunhillConcert Wealth Management otherDunhill Financial otherOtherNov 28, 2016Sep 18, 2017 (294 d)
Page 1 of 1
5 moves match.