DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Astoria Portfolio Advisors LLC
Latest filing Sep 9, 2026
First filing on the tape Jun 18, 2020 · 35 filings
SEC status approved since Jul 17, 2020
RAUM
$978M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
10%
$101M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$109M
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$978M as of Mar 31, 2026
Mar 12, 2021$83.7M then
HNW client RAUM$80.8M as of Mar 31, 2026
Mar 12, 2021$62.3M then
State-registered IARs (5.B.3)9 as of Mar 31, 2026
Mar 12, 20213 then
Employees (5.A)9 as of Mar 31, 2026
Mar 12, 20214 then
Private funds: no history
RAUM +40% over the last fiscal year+46% a year over threeIARs 6 to 9offices 0 to 3
Practice profile
derived from the filing of Sep 9, 2026; every figure names its basis
- RAUM per advisor
- $109MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 10derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $915,370derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +40%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -92%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for investment companies, educational seminarsreportedItem 5.G
- Custody
- $20.4M, 31 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$438M45%
- Other investment advisers$424M43%
- High-net-worth individuals$80.8M8.3%
- Individuals$19.9M2.0%
- Corporations and businesses$15.0M1.5%
- Individual clients
- 61reported
- HNW clients
- 29reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,068reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $20.4M for 31 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.1 fund_share=0.88 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Gregory Adam Sanderson | New York, Ny | May 30, 2021 | 14 y | 1 |
| John Nmn Davi | New York, Ny | Jun 1, 2021 | 30 y | 0 |
| Michael Erik StulicChartered Financial Analyst | New York, Ny | May 24, 2022 | 20 y | 0 |
| Nicholas Joseph CerboneChartered Financial Analyst | New York, Ny | Apr 26, 2023 | 13 y | 0 |
| George Robert GagliardiCertified Financial Planner | New York, Ny | Oct 17, 2024 | 16 y | 2 |
| Peter HoffmanCertified Financial Planner | New York, Ny | May 19, 2025 | 16 y | 2 |
| Bruce LavineChartered Financial Analyst | New York, Ny | May 28, 2025 | 25 y | 1 |
| Zachary Thomas Krause | New York, Ny | Mar 17, 2026 | 12 y | 1 |
| Mary McdirmidChartered Financial Consultant | Spokane, Wa | Sep 9, 2026 | 10 y | 3 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Mary Mcdirmid from Sound Income Strategies, LLCSep 9, 2026 · Other
- Zachary Thomas Krause from Fidelity Personal And Workplace AdvisorsMar 17, 2026 · Affiliated broker-dealer or bank to independent RIA
- Bruce Lavine from Lvh, LLCMay 28, 2025 · Other
- Peter Hoffman from Trust Advisory Group LtdMay 19, 2025 · RIA to RIA
- George Robert Gagliardi from Trust Advisory Group LtdOct 17, 2024 · RIA to RIA
- Gregory Adam Sanderson from Braymen, Lambert And Noel Securities, Ltd.May 30, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Nmn John Davi · Managing Member, Ceo/Ciocontrolsince 03/2017 · owns 75% or more
- Nicholas David Clark · Presidentsince 08/2018 · owns 10% to 25%
- Ivins Bruce Lavine · Ownersince 10/2017 · owns 5% to 10%
- Adam Gregory Sanderson · Directorsince 12/2022 · owns less than 5%
- Michael Stulic · Chief Compliance Officer, Director Of Capital Marketssince 05/2022 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 9 | 2 | 0 | ||
| Lexington, Ma | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Mar 31, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $698,759,657 to $977,614,793, advisors 6 to 9, private clients 1064 to 90, offices 0 to 3 (2025-04-30 to 2026-03-31)peers: other advisers, $500M to $1B (95)
- wealth to institutional shiftCombination · filing Mar 31, 2026private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $698,759,657 to $977,614,793, advisors 6 to 9, private clients 1064 to 90, offices 0 to 3 (2025-04-30 to 2026-03-31)peers: other advisers, $500M to $1B (95)
- advisor count surgeChange between filings · filing Mar 31, 2026advisory representatives (Item 5.B.3) moved from 6.0 to 9.0 (+50.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was 0.0% (9 comparable advisers, 100.0th percentile of changes)peers: other advisers, $500M to $1B (9) · 100% percentile
- client count collapseChange between filings · filing Mar 31, 2026individual and HNW clients (Item 5.D) moved from 1,064.0 to 90.0 (-92.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was +2.0% (13 comparable advisers, 0.0th percentile of changes)peers: other advisers, $500M to $1B (13) · 0.0% percentile
- client mix shiftChange between filings · filing Mar 31, 2026private-client share of RAUM moved from 65.0% to 10.0% between the annual amendments of 2025-04-30 and 2026-03-31peers: other advisers, $500M to $1B (95)
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 35.0% to 8.0% between the annual amendments of 2025-04-30 and 2026-03-31peers: other advisers, $500M to $1B (95)
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 1.0% to 45.0% between the annual amendments of 2025-04-30 and 2026-03-31peers: other advisers, $500M to $1B (95)
What changed
consecutive filings, newest first
- Financial planning clients · 11-25 to 11-25Mar 31, 2026 to Sep 9, 2026
- Related adviser · false to unsetMar 31, 2026 to Sep 9, 2026
- Related bank · false to unsetMar 31, 2026 to Sep 9, 2026
- Related broker-dealer · false to unsetMar 31, 2026 to Sep 9, 2026
- Related insurance company · false to unsetMar 31, 2026 to Sep 9, 2026
- Succession · false to unsetMar 31, 2026 to Sep 9, 2026
- Accounts · 1,059 to 1,068Jan 7, 2026 to Mar 31, 2026
- Advisory employees · 7 to 9Jan 7, 2026 to Mar 31, 2026
- Charity clients · 1 to 0Jan 7, 2026 to Mar 31, 2026
- Corporate clients · 6 to 2Jan 7, 2026 to Mar 31, 2026
- HNW clients · 77 to 29Jan 7, 2026 to Mar 31, 2026
- Individual clients · 987 to 61Jan 7, 2026 to Mar 31, 2026
- Assets in custody · unset to 20411998.0Jan 7, 2026 to Mar 31, 2026
- Custody of client assets · false to trueJan 7, 2026 to Mar 31, 2026
- Employees · 7 to 9Jan 7, 2026 to Mar 31, 2026
- State-registered IARs · 7 to 9Jan 7, 2026 to Mar 31, 2026
- Other offices · 1 to 3Jan 7, 2026 to Mar 31, 2026
- Discretionary RAUM · $698M to $975MJan 7, 2026 to Mar 31, 2026
- HNW RAUM · $244M to $80.8MJan 7, 2026 to Mar 31, 2026
- Individual RAUM · $210M to $19.9MJan 7, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $1.1M to $2.2MJan 7, 2026 to Mar 31, 2026
- RAUM · $699M to $978MJan 7, 2026 to Mar 31, 2026
- Advisory activities · 3 to 4Jun 25, 2025 to Dec 23, 2025
- Advisory employees · 6 to 7May 30, 2025 to Jun 25, 2025
- Employees · 6 to 7May 30, 2025 to Jun 25, 2025
- Financial planning clients · 11-25 to 11-25May 30, 2025 to Jun 25, 2025
- State-registered IARs · 6 to 7May 30, 2025 to Jun 25, 2025
- Other offices · 0 to 1May 30, 2025 to Jun 25, 2025
- Accounts · 1,350 to 1,059Dec 18, 2024 to Apr 30, 2025
- Advisory employees · 7 to 6Dec 18, 2024 to Apr 30, 2025
- HNW clients · 64 to 77Dec 18, 2024 to Apr 30, 2025
- Individual clients · 883 to 987Dec 18, 2024 to Apr 30, 2025
- Employees · 7 to 6Dec 18, 2024 to Apr 30, 2025
- Financial planning clients · 0 to 11-25Dec 18, 2024 to Apr 30, 2025
- State-registered IARs · 7 to 6Dec 18, 2024 to Apr 30, 2025
- Discretionary RAUM · $503M to $698MDec 18, 2024 to Apr 30, 2025
- HNW RAUM · $196M to $244MDec 18, 2024 to Apr 30, 2025
- Individual RAUM · $174M to $210MDec 18, 2024 to Apr 30, 2025
- Non-discretionary RAUM · $1.1M to $1.1MDec 18, 2024 to Apr 30, 2025
- RAUM · $504M to $699MDec 18, 2024 to Apr 30, 2025
Signals
5 dated events
- Astoria Portfolio Advisors Llc reported RAUM $977.6M, up 40% from $698.8M (2026-01-07 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Astoria Portfolio Advisors Llc reported RAUM $698.8M, up 39% from $504.2M (2024-12-18 to 2025-04-30)Apr 30, 2025 · RAUM change · derived
- Astoria Portfolio Advisors Llc reported RAUM $504.2M, up 61% from $313.1M (2023-11-01 to 2024-03-08)Mar 8, 2024 · RAUM change · derived
- Astoria Portfolio Advisors Llc reported RAUM $313.1M, up 75% from $178.7M (2023-03-13 to 2023-03-17)Mar 17, 2023 · RAUM change · derived
- Astoria Portfolio Advisors Llc filed its initial SEC registration (Form ADV)Jun 18, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/astoria-portfolio-advisors/?viewAsMembereportedpublic record, Form ADV, Sep 18, 2026
- Website
- coromandelwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-381-6185reportedpublic record, Form ADV, Sep 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $109Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026