DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Kanani Advisory Group Inc.
Latest filing Apr 14, 2026
First filing on the tape May 11, 2022 · 21 filings
SEC status approved since Jun 27, 2022
RAUM
$288M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
98%
$281M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$72.0M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$288M as of Apr 14, 2026
Mar 27, 2023$132M then
HNW client RAUM$103M as of Apr 14, 2026
Mar 27, 2023$29.0M then
State-registered IARs (5.B.3)4 as of Apr 14, 2026
Mar 27, 20232 then
Employees (5.A)8 as of Apr 14, 2026
Mar 27, 20235 then
Private funds: no history
RAUM +43% over the last fiscal year+30% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Apr 14, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $72.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 147derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $240,131derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +43%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +20%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$178M62%
- High-net-worth individuals$103M36%
- Pension and profit-sharing plans$6.5M2.3%
- Corporations and businesses$238,2750.1%
- Individual clients
- 533reported
- HNW clients
- 56reported
- Pension plan clients
- 8reported
- Charitable clients
- 0reported
- Accounts
- 1,200reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Max Alan Lepley from Mfs Institutional Advisors Inc.Oct 17, 2024 · Other
- David Kanani from Global Financial Private Capital, Inc.Oct 5, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Nmn Navid Kanani · President & Chief Compliance Officercontrolsince 05/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Irvine, Ca · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Apr 14, 2026RAUM (Item 5.F) moved from $201,509,044 to $288,157,525 (+43.0%) between the annual amendments of 2025-03-14 and 2026-04-14; the peer median change was +15.0% (4551 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 94% percentile
What changed
consecutive filings, newest first
- Related adviser · false to trueMar 11, 2026 to Apr 14, 2026
- Accounts · 986 to 1,200Dec 9, 2025 to Mar 11, 2026
- HNW clients · 31 to 56Dec 9, 2025 to Mar 11, 2026
- Individual clients · 459 to 533Dec 9, 2025 to Mar 11, 2026
- Pension plan clients · 7 to 8Dec 9, 2025 to Mar 11, 2026
- Discretionary RAUM · $181M to $262MDec 9, 2025 to Mar 11, 2026
- HNW RAUM · $69.8M to $103MDec 9, 2025 to Mar 11, 2026
- Individual RAUM · $127M to $178MDec 9, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $20.7M to $26.4MDec 9, 2025 to Mar 11, 2026
- Pension RAUM · $4.2M to $6.5MDec 9, 2025 to Mar 11, 2026
- RAUM · $202M to $288MDec 9, 2025 to Mar 11, 2026
- Financial planning clients · 0 to 0Aug 22, 2025 to Sep 18, 2025
- Accounts · 1,016 to 986Dec 19, 2024 to Mar 14, 2025
- HNW clients · 29 to 31Dec 19, 2024 to Mar 14, 2025
- Individual clients · 384 to 459Dec 19, 2024 to Mar 14, 2025
- Pension plan clients · 5 to 7Dec 19, 2024 to Mar 14, 2025
- Discretionary RAUM · $139M to $181MDec 19, 2024 to Mar 14, 2025
- HNW RAUM · $59.9M to $69.8MDec 19, 2024 to Mar 14, 2025
- Individual RAUM · $97.2M to $127MDec 19, 2024 to Mar 14, 2025
- Non-discretionary RAUM · $21.5M to $20.7MDec 19, 2024 to Mar 14, 2025
- Pension RAUM · $2.9M to $4.2MDec 19, 2024 to Mar 14, 2025
- RAUM · $160M to $202MDec 19, 2024 to Mar 14, 2025
- Advisory employees · 3 to 4Sep 6, 2024 to Oct 25, 2024
- Employees · 7 to 8Sep 6, 2024 to Oct 25, 2024
- State-registered IARs · 3 to 4Sep 6, 2024 to Oct 25, 2024
- Accounts · 867 to 1,016Feb 13, 2024 to Mar 14, 2024
- HNW clients · 17 to 29Feb 13, 2024 to Mar 14, 2024
- Individual clients · 530 to 384Feb 13, 2024 to Mar 14, 2024
- Pension plan clients · 2 to 5Feb 13, 2024 to Mar 14, 2024
- Discretionary RAUM · $121M to $139MFeb 13, 2024 to Mar 14, 2024
- HNW RAUM · $29.0M to $59.9MFeb 13, 2024 to Mar 14, 2024
- Individual RAUM · $100M to $97.2MFeb 13, 2024 to Mar 14, 2024
- Non-discretionary RAUM · $10.2M to $21.5MFeb 13, 2024 to Mar 14, 2024
- Pension RAUM · $2.1M to $2.9MFeb 13, 2024 to Mar 14, 2024
- RAUM · $132M to $160MFeb 13, 2024 to Mar 14, 2024
- Advisory employees · 2 to 3Nov 8, 2023 to Feb 13, 2024
- Employees · 6 to 7Nov 8, 2023 to Feb 13, 2024
- State-registered IARs · 2 to 3Nov 8, 2023 to Feb 13, 2024
- Employees · 5 to 6Mar 27, 2023 to Nov 8, 2023
- Accounts · 552 to 867Feb 27, 2023 to Mar 27, 2023
Signals
1 dated events
- Kanani Advisory Group Inc. filed its initial SEC registration (Form ADV)May 11, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 877-829-9227reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 949-502-7006reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- KANANIADVISORYGROUP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (949) 502-7001reportedpublic record, Form ADV, Apr 14, 2026
- Team page
- kananiadvisorygroup.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $72.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026