DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•• F•••••••• C•••••••••
Legal name C•• F•••••••• C••••••••• L••
Latest filing Sep 15, 2026
First filing on the tape Oct 3, 2024 · 7 filings
SEC status approved since Nov 6, 2024
RAUM
$150M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$149M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$74.8M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$150M as of Jan 20, 2026
Apr 4, 2025$110M then
HNW client RAUM$130M as of Jan 20, 2026
Apr 4, 2025$94.9M then
State-registered IARs (5.B.3)2 as of Jan 20, 2026
Apr 4, 20252 then
Employees (5.A)4 as of Jan 20, 2026
Apr 4, 20254 then
Private funds: no history
RAUM +36% over the last fiscal yearIARs 2 to 2offices 0 to 1
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $74.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 58derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $330,347derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +36%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$130M87%
- Individuals$18.7M12%
- Pension and profit-sharing plans$949,9840.6%
- Individual clients
- 72reported
- HNW clients
- 44reported
- Pension plan clients
- 2reported
- Charitable clients
- n/areported
- Accounts
- 453reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••• M••••••• G••••••Certified Financial Planner, Chartered Financial Analyst | Scottsdale, Az | Apr 26, 2017 | 18 y | 0 |
| J•••• J••••• T••••••Certified Financial Planner | Scottsdale, Az | Sep 16, 2022 | 11 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• J••••• T•••••• from O••••• I••••••••• A••••••• L••Sep 16, 2022 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••• C••••• M••••••• · Founder/Chief Compliance Officer/Managing Membercontrolsince 01/2017 · owns 75% or more
Related persons
Schedule D 7.A
- C•••• G••••••insurancen
- R••••• W• W•••••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Scottsdale, Az | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Jan 20, 2026RAUM (Item 5.F) moved from $109,815,314 to $149,647,147 (+36.0%) between the annual amendments of 2025-04-04 and 2026-01-20; the peer median change was +15.0% (4550 comparable advisers, 91.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 91% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 101-250Jan 20, 2026 to Sep 15, 2026
- HQ city · to unsetJan 20, 2026 to Sep 15, 2026
- HQ state · to unsetJan 20, 2026 to Sep 15, 2026
- Succession · false to unsetJan 20, 2026 to Sep 15, 2026
- Accounts · 103 to 453Sep 23, 2025 to Jan 20, 2026
- HNW clients · 41 to 44Sep 23, 2025 to Jan 20, 2026
- Individual clients · 60 to 72Sep 23, 2025 to Jan 20, 2026
- Insurance-licensed employees · 1 to 0Sep 23, 2025 to Jan 20, 2026
- Other offices · 0 to 1Sep 23, 2025 to Jan 20, 2026
- Discretionary RAUM · $109M to $149MSep 23, 2025 to Jan 20, 2026
- HNW RAUM · $94.9M to $130MSep 23, 2025 to Jan 20, 2026
- Individual RAUM · $14.2M to $18.7MSep 23, 2025 to Jan 20, 2026
- Non-discretionary RAUM · $695,540 to $949,984Sep 23, 2025 to Jan 20, 2026
- Pension RAUM · $695,540 to $949,984Sep 23, 2025 to Jan 20, 2026
- RAUM · $110M to $150MSep 23, 2025 to Jan 20, 2026
- Accounts · 516 to 103Nov 19, 2024 to Apr 4, 2025
- HNW clients · 30 to 41Nov 19, 2024 to Apr 4, 2025
- Individual clients · 65 to 60Nov 19, 2024 to Apr 4, 2025
- Pension plan clients · unset to 2.0Nov 19, 2024 to Apr 4, 2025
- Financial planning clients · 51-100 to 101-250Nov 19, 2024 to Apr 4, 2025
- HQ city · unset to Nov 19, 2024 to Apr 4, 2025
- HQ state · unset to Nov 19, 2024 to Apr 4, 2025
- Discretionary RAUM · $105M to $109MNov 19, 2024 to Apr 4, 2025
- HNW RAUM · $79.1M to $94.9MNov 19, 2024 to Apr 4, 2025
- Individual RAUM · $25.5M to $14.2MNov 19, 2024 to Apr 4, 2025
- Non-discretionary RAUM · $494,453 to $695,540Nov 19, 2024 to Apr 4, 2025
- Pension RAUM · $494,453 to $695,540Nov 19, 2024 to Apr 4, 2025
- RAUM · $105M to $110MNov 19, 2024 to Apr 4, 2025
- HQ city · SCOTTSDALE to unsetOct 3, 2024 to Nov 5, 2024
- HQ state · AZ to unsetOct 3, 2024 to Nov 5, 2024
Signals
1 dated events
- C•• F•••••••• C••••••••• filed its initial SEC registration (Form ADV)Oct 3, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- inquiries@cmgfin.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 877-695-8004reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- CMGFIN.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (877) 695-8004reportedpublic record, Form ADV, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $74.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026