DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••• F••••••••
Legal name M•••• M••••••••• F•••••••• S••••••• L••
Latest filing Apr 24, 2026
First filing on the tape Dec 1, 2017 · 30 filings
SEC status approved since Jan 2, 2018
RAUM
$290M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
98%
$283M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$96.5M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$290M as of Apr 24, 2026
Mar 23, 2018$139M then
HNW client RAUM$206M as of Apr 24, 2026
Mar 23, 2018$74.2M then
State-registered IARs (5.B.3)3 as of Apr 24, 2026
Mar 23, 20184 then
Employees (5.A)4 as of Apr 24, 2026
Mar 23, 20184 then
Private funds: no history
RAUM +12% over the last fiscal year+12% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Apr 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $96.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 110derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $409,028derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$206M71%
- Individuals$77.2M27%
- Pension and profit-sharing plans$6.1M2.1%
- Individual clients
- 261reported
- HNW clients
- 68reported
- Pension plan clients
- 2reported
- Charitable clients
- 0reported
- Accounts
- 708reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| W••••• J••••• M••••••• | Moorestown, Nj | Aug 7, 2017 | 45 y | 2 |
| T••••••• M•••••• S•••••• | Moorestown, Nj | Aug 7, 2017 | 29 y | 4 |
| J••••• A•••••• Z••••••••Certified Financial Planner | Moorestown, Nj | Aug 7, 2017 | 28 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T••••••• M•••••• S•••••• from S••••••••• A•••••• A•••••••• I•••Aug 7, 2017 · Other
- J••••• A•••••• Z•••••••• from S••••••••• A•••••• A•••••••• I•••Aug 7, 2017 · Other
- W••••• J••••• M••••••• from S••••••••• A•••••• A•••••••• I•••Aug 7, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from S••••••••• A•••••• A•••••••• I•••Nov 30, 2017 · Moorestown, Nj
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••• W•••••• A••• · Ccocontrolsince 02/2024 · owns less than 5%
- S••••••• T•••••••• M•••••• · Managing Membercontrolsince 01/2017 · owns 50% to 75%
- Z••••••••• J•••••• A•••••• · Membercontrolsince 01/2017 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Moorestown, Nj · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 677 to 708Sep 10, 2025 to Mar 26, 2026
- HNW clients · 55 to 68Sep 10, 2025 to Mar 26, 2026
- Individual clients · 266 to 261Sep 10, 2025 to Mar 26, 2026
- Pension plan clients · 3 to 2Sep 10, 2025 to Mar 26, 2026
- Assets in custody · $11.7M to $106MSep 10, 2025 to Mar 26, 2026
- Custody of client assets · true to falseSep 10, 2025 to Mar 26, 2026
- Discretionary RAUM · $239M to $272MSep 10, 2025 to Mar 26, 2026
- HNW RAUM · $170M to $206MSep 10, 2025 to Mar 26, 2026
- Individual RAUM · $78.1M to $77.2MSep 10, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $20.4M to $17.5MSep 10, 2025 to Mar 26, 2026
- Pension RAUM · $11.0M to $6.1MSep 10, 2025 to Mar 26, 2026
- RAUM · $259M to $290MSep 10, 2025 to Mar 26, 2026
- Financial planning clients · 0 to 0Mar 3, 2025 to Sep 10, 2025
- Discretionary RAUM · $220M to $239MMar 26, 2024 to Mar 3, 2025
- HNW RAUM · $141M to $170MMar 26, 2024 to Mar 3, 2025
- Individual RAUM · $80.7M to $78.1MMar 26, 2024 to Mar 3, 2025
- Non-discretionary RAUM · $12.0M to $20.4MMar 26, 2024 to Mar 3, 2025
- Pension RAUM · $9.8M to $11.0MMar 26, 2024 to Mar 3, 2025
- RAUM · $232M to $259MMar 26, 2024 to Mar 3, 2025
- Accounts · 657 to 677Mar 26, 2024 to Mar 3, 2025
- Advisory employees · 4 to 3Mar 26, 2024 to Mar 3, 2025
- HNW clients · 44 to 55Mar 26, 2024 to Mar 3, 2025
- Individual clients · 279 to 266Mar 26, 2024 to Mar 3, 2025
- Pension plan clients · 5 to 3Mar 26, 2024 to Mar 3, 2025
- State-registered IARs · 4 to 3Mar 26, 2024 to Mar 3, 2025
- Accounts · 701 to 657Feb 14, 2024 to Mar 26, 2024
- HNW clients · 60 to 44Feb 14, 2024 to Mar 26, 2024
- Individual clients · 247 to 279Feb 14, 2024 to Mar 26, 2024
- Assets in custody · $203M to $11.7MFeb 14, 2024 to Mar 26, 2024
- Discretionary RAUM · $192M to $220MFeb 14, 2024 to Mar 26, 2024
- HNW RAUM · $133M to $141MFeb 14, 2024 to Mar 26, 2024
- Individual RAUM · $66.0M to $80.7MFeb 14, 2024 to Mar 26, 2024
- Non-discretionary RAUM · $15.6M to $12.0MFeb 14, 2024 to Mar 26, 2024
- Pension RAUM · $8.6M to $9.8MFeb 14, 2024 to Mar 26, 2024
- RAUM · $208M to $232MFeb 14, 2024 to Mar 26, 2024
- Accounts · 614 to 701Dec 15, 2022 to Mar 27, 2023
- HNW clients · 62 to 60Dec 15, 2022 to Mar 27, 2023
- Individual clients · 250 to 247Dec 15, 2022 to Mar 27, 2023
- Pension plan clients · 2 to 5Dec 15, 2022 to Mar 27, 2023
- Assets in custody · $240M to $203MDec 15, 2022 to Mar 27, 2023
Signals
3 dated events
- Alan Walter Gilmore (Cco) appeared on Schedule A of B•••••• F••••••••Feb 12, 2024 · Control person joined · fact
- Anthony M•••••• Z•••••••• (Chief Compliance Officer) no longer on Schedule A of B•••••• F•••••••• (listed 2023-11-02, absent 2024-02-12)Feb 12, 2024 · Control person left · inference
- B•••••• F•••••••• filed its initial SEC registration (Form ADV)Dec 1, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- w••.b•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (856) 795-9998reportedpublic record, Form ADV, Apr 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $96.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026