DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

B•••••• B•••••••••

Former SEC-registered adviserMartinsville, New JerseyCRD 288501SEC 801-110750IAPD
Legal name B••••••••• L••
Latest filing Mar 20, 2021
First filing on the tape Jun 2, 2017 · 8 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)5 as of Mar 20, 2021
Mar 12, 20181 then
Employees (5.A)5 as of Mar 20, 2021
Mar 12, 20181 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 3 to 5offices 1 to 0
Practice profile
derived from the filing of Mar 20, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+67%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
subscriptionreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • G••••••••• S••••• M•••••• · Chief Operating Officercontrol
    since 12/2016 · owns less than 5%
  • S•••••••• K••••••• P••• · Managing Membercontrol
    since 12/2016 · owns 10% to 25%
  • W•••••••• M••••••• R••••• · Chief Compliance Officercontrol
    since 12/2016 · owns less than 5%
  • S•••••••• K••••••• P••• · Ownercontrol
    since 12/2016 · owns 75% or more of S••••• C••••• L••
Entity owners
  • S••••• C••••• L•• · Member
    direct · owns 25% to 50%
  • B••••••••• H•••••• C••• · Owner
    direct · owns 10% to 25%
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Advisory employees · 3 to 5
    Feb 24, 2020 to Mar 20, 2021
  • Employees · 3 to 5
    Feb 24, 2020 to Mar 20, 2021
  • State-registered IARs · 3 to 5
    Feb 24, 2020 to Mar 20, 2021
  • Other offices · 1 to 0
    Feb 24, 2020 to Mar 20, 2021
  • Advisory employees · 6 to 3
    Jun 24, 2019 to Feb 24, 2020
  • Employees · 8 to 3
    Jun 24, 2019 to Feb 24, 2020
  • Insurance-licensed employees · 2 to 1
    Jun 24, 2019 to Feb 24, 2020
  • State-registered IARs · 2 to 3
    Jun 24, 2019 to Feb 24, 2020
  • Advisory employees · 3 to 6
    Mar 25, 2019 to Jun 24, 2019
  • Employees · 3 to 8
    Mar 25, 2019 to Jun 24, 2019
  • Insurance-licensed employees · 1 to 2
    Mar 25, 2019 to Jun 24, 2019
  • State-registered IARs · 1 to 2
    Mar 25, 2019 to Jun 24, 2019
  • Other offices · 0 to 1
    Mar 25, 2019 to Jun 24, 2019
  • Business name · B••••••••• L•• to B•••••• B•••••••••
    Nov 9, 2018 to Mar 20, 2019
  • Advisory employees · 1 to 3
    Mar 12, 2018 to Nov 9, 2018
  • Employees · 1 to 3
    Mar 12, 2018 to Nov 9, 2018
  • Employees · 2 to 1
    Jun 2, 2017 to Mar 12, 2018
  • Other offices · unset to 0.0
    Jun 2, 2017 to Mar 12, 2018
Signals
3 dated events
  • Kenneth Paul Schapiro no longer registered at B•••••• B•••••••••; no later IA registration on IAPD
    Mar 29, 2022 · Advisor departure · fact
  • Michael Scott Greenwald (Chief Operating Officer) appeared on Schedule A of B•••••• B•••••••••
    Jun 24, 2019 · Control person joined · fact
  • B••••••••• L•• filed its initial SEC registration (Form ADV)
    Jun 2, 2017 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026