DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C••••• C•••••• W••••• M•••••••••
Legal name C••••• C•••••• M•••••••••
Latest filing Jul 16, 2026
First filing on the tape Mar 30, 2012 · 54 filings
SEC status approved since Nov 14, 1988
RAUM
$2.2B
reported, Item 5.F
Discretionary
85%
of RAUM
Private clients
97%
$2.1B individuals and HNW
Advisors
17
registered through the firm on IAPD
RAUM per advisor
$128M
derived; firm RAUM over IAPD count
Employees
31
17 advisory (5.B.1)
Offices
16
beyond the principal office
Private funds
0
reported on Schedule D
History
54 filings and snapshots on the tape
RAUM$2.2B as of Jul 16, 2026
Mar 30, 2012$680M then
HNW client RAUM$2.0B as of Jul 16, 2026
Mar 13, 2018$804M then
State-registered IARs (5.B.3)17 as of Jul 16, 2026
Mar 28, 20130 then
Employees (5.A)31 as of Jul 16, 2026
Mar 28, 201316 then
Private funds1 as of Mar 28, 2017
Mar 30, 20121 then
RAUM +9.2% over the last fiscal year+15% a year over threeIARs 15 to 17offices 14 to 16
Practice profile
derived from the filing of Jul 16, 2026; every figure names its basis
- RAUM per advisor
- $128MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 51derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.6MderivedHNW RAUM over HNW clients
- Average account
- $539,664derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 85%derivedof RAUM
- Institutional
- 3.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 1.0derived17 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $845M, 635 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.0B90%
- Individuals$152M7.0%
- Pension and profit-sharing plans$58.9M2.7%
- Charitable organizations$6.1M0.3%
- Corporations and businesses$5.5M0.3%
- Individual clients
- 445reported
- HNW clients
- 424reported
- Pension plan clients
- 5reported
- Charitable clients
- 5reported
- Accounts
- 4,039reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $845M for 635 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
17 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••••• P••• S•••••••Chartered Financial Analyst | Martinsville, Nj | Jun 27, 2002 | 38 y | 2 |
| T•••• S•••••• W•••••••Certified Financial Planner | Mendham, Nj | Oct 6, 2009 | 18 y | 0 |
| J••••••• L••••Certified Financial Planner | Martinsville, Nj | Oct 22, 2009 | 21 y | 0 |
| M•••••• R••••• W••••••• | Martinsville, Nj | Oct 25, 2012 | 15 y | 0 |
| H•••• S••• | Piscataway, Nj | Dec 17, 2012 | 18 y | 0 |
| N••••••• J••• M•••• | Bedminster, Nj | May 29, 2018 | 10 y | 0 |
| J•••• Z•••••• B•••••Certified Financial Planner | Shrewsbury, Nj | May 29, 2018 | 10 y | 0 |
| D•••• J••••• G••••••••Chartered Financial Analyst | Denver, Co | Oct 28, 2021 | 15 y | 3 |
| M•••••• R•••••• C•••••Certified Financial Planner | Washington, Dc | Mar 18, 2022 | 18 y | 1 |
| K••••••••• J••••Chartered Financial Analyst | Lawrenceville, Nj | Feb 10, 2023 | 10 y | 0 |
| T•••••• D••••• M••••Certified Financial Planner | Flemington, Nj | Oct 31, 2023 | 11 y | 7 |
| L•••• B• W••• | Highland Park, Nj | Oct 29, 2024 | 10 y | 0 |
| A••••• P•••••• C••••••••• | Martinsville, Nj | Mar 13, 2025 | 10 y | 2 |
| B•••••• H•••••Certified Financial Planner | Martinsville, Nj | Jul 10, 2025 | 12 y | 5 |
| J••••••• B•••• K•••••• | Martinsville, Nj | Aug 13, 2025 | 13 y | 0 |
| P•••• G•••••• O•••••••• | Martinsville, Nj | Apr 22, 2026 | 10 y | 0 |
| E•• J•••• J•••• | Martinsville, Nj | Jun 23, 2026 | 12 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C••••• A•••• M••••••• to P•••••••• C•••••• M••••••••• L••Aug 16, 2023 · RIA to RIA
- S•••••• A• M•••• to R•• W••••• B•••••••• I•••May 6, 2021 · RIA to RIA
- R••• M•••••• M••••••• to K•• F•••••••• S•••••••• I••Jan 4, 2017 · Other
- B•••• B••••••• S••••• to S••••• W••••• P••••••• L••Jan 4, 2017 · Other
- A••••• D••• N••••• to T•• I••••••••• C••••••••• L••May 17, 2013 · Other
- S•••• J••••• M••••• to T••••••• C•••••• M••••••••• I•••Jul 1, 2003 · Other
Joined, latest
- E•• J•••• J•••• from L•• F•••••••• L••Jun 23, 2026 · Affiliated broker-dealer or bank to independent RIA
- B•••••• H••••• from C••••••Jul 10, 2025 · RIA to RIA
- A••••• P•••••• C••••••••• from L•• E••••••••• L••Mar 13, 2025 · Other
- T•••••• D••••• M•••• from C••••••• S••••••••• I•••Oct 31, 2023 · Affiliated broker-dealer or bank to independent RIA
- M•••••• R•••••• C••••• from P•••• S••••••••• L••Mar 18, 2022 · Affiliated broker-dealer or bank to independent RIA
- D•••• J••••• G•••••••• from B•••••• B•••••••••Oct 28, 2021 · Other
- C••••• A•••• M••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Dec 14, 2020 · Wirehouse to independent RIA
- K•••••• P••• S••••••• from C••••• C•••••• M••••••••• I• I••Jun 27, 2002 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•• F••• I• L••no longer reported | Real Estate Fund | $20,000 | 45 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- L••••• J••••••• · Partner, Senior Financial Advisorcontrolsince 12/2021 · owns less than 5%
- S•••••••• K••••••• P••• · Chief Executive Officer Compliance Officercontrolsince 08/1988 · owns 25% to 50%
- W•••••••• M••••••• R••••• · President And Chief Compliance Officercontrolsince 09/2013 · owns less than 5%
- W•••••••• T••••• S•••••• · Partner, Senior Financial Advisorcontrolsince 04/2018 · owns less than 5%
- S•••••••• K••••••• P••• · Trusteecontrolsince 11/2009 · owns 50% to 75% of C••••• C•••••• M••••••••• E••••••• S•••• O••••• P•••
Entity owners
- C••••• C•••••• M••••••••• · Shareholderdirect · owns 50% to 75%
- C••••• C•••••• M••••••••• E••••••• S•••• O••••• P••• · Shareholderdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list C••••• C•••••• W••••• M••••••••• as a related person
- 288501 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Martinsville, Nj · principal | 17 | 2 | 0 | ||
| Mendham, Nj | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 16, 2026W•••••••• M••••••• R••••• (PRESIDENT AND CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2023-03-15 and 2026-07-16peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 4,216 to 4,039Aug 11, 2025 to Mar 11, 2026
- Advisory employees · 15 to 17Aug 11, 2025 to Mar 11, 2026
- HNW clients · 400 to 424Aug 11, 2025 to Mar 11, 2026
- Individual clients · 419 to 445Aug 11, 2025 to Mar 11, 2026
- Assets in custody · $792M to $845MAug 11, 2025 to Mar 11, 2026
- Employees · 27 to 31Aug 11, 2025 to Mar 11, 2026
- State-registered IARs · 15 to 17Aug 11, 2025 to Mar 11, 2026
- Other offices · 14 to 16Aug 11, 2025 to Mar 11, 2026
- Discretionary RAUM · $1.7B to $1.8BAug 11, 2025 to Mar 11, 2026
- HNW RAUM · $1.8B to $2.0BAug 11, 2025 to Mar 11, 2026
- Individual RAUM · $144M to $152MAug 11, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $305M to $334MAug 11, 2025 to Mar 11, 2026
- Pension RAUM · $60.6M to $58.9MAug 11, 2025 to Mar 11, 2026
- RAUM · $2.0B to $2.2BAug 11, 2025 to Mar 11, 2026
- Accounts · 3,981 to 4,216Dec 4, 2024 to Mar 20, 2025
- Advisory employees · 14 to 15Dec 4, 2024 to Mar 20, 2025
- HNW clients · 353 to 400Dec 4, 2024 to Mar 20, 2025
- Individual clients · 436 to 419Dec 4, 2024 to Mar 20, 2025
- Pension plan clients · 6 to 5Dec 4, 2024 to Mar 20, 2025
- Assets in custody · $630M to $792MDec 4, 2024 to Mar 20, 2025
- Employees · 26 to 27Dec 4, 2024 to Mar 20, 2025
- Financial planning clients · 251-500 to 251-500Dec 4, 2024 to Mar 20, 2025
- State-registered IARs · 14 to 15Dec 4, 2024 to Mar 20, 2025
- Discretionary RAUM · $1.4B to $1.7BDec 4, 2024 to Mar 20, 2025
- HNW RAUM · $1.5B to $1.8BDec 4, 2024 to Mar 20, 2025
- Individual RAUM · $154M to $144MDec 4, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $263M to $305MDec 4, 2024 to Mar 20, 2025
- Pension RAUM · $62.3M to $60.6MDec 4, 2024 to Mar 20, 2025
- RAUM · $1.7B to $2.0BDec 4, 2024 to Mar 20, 2025
- Accounts · 3,518 to 3,981Nov 7, 2023 to Mar 20, 2024
- HNW clients · 319 to 353Nov 7, 2023 to Mar 20, 2024
- Individual clients · 392 to 436Nov 7, 2023 to Mar 20, 2024
- Pension plan clients · 7 to 6Nov 7, 2023 to Mar 20, 2024
- Assets in custody · $691M to $630MNov 7, 2023 to Mar 20, 2024
- Employees · 24 to 26Nov 7, 2023 to Mar 20, 2024
- Discretionary RAUM · $1.2B to $1.4BNov 7, 2023 to Mar 20, 2024
- HNW RAUM · $1.2B to $1.5BNov 7, 2023 to Mar 20, 2024
- Individual RAUM · $147M to $154MNov 7, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $265M to $263MNov 7, 2023 to Mar 20, 2024
- Pension RAUM · $59.1M to $62.3MNov 7, 2023 to Mar 20, 2024
Signals
4 dated events
- C••••• A•••• M••••••• left C••••• C•••••• W••••• M••••••••• for P•••••••• C•••••• M••••••••• L•• (registered 2026-01-01)Aug 16, 2023 · Advisor changed firm · fact
- J••••••• L•••• (Partner, Senior Financial Advisor) appeared on Schedule A of C••••• C•••••• W••••• M•••••••••Mar 15, 2023 · Control person joined · fact
- C••••• C•••••• W••••• M••••••••• reported 14 offices beyond its principal office, up from 1 (2021-11-30 to 2022-03-29)Mar 29, 2022 · Office count change · derived
- S•••••• T•••• W••••••• (Executive Vice President) appeared on Schedule A of C••••• C•••••• W••••• M•••••••••Mar 19, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 732-356-7323reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/C•••••-CAPITAL-MANAGEMENTreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/THEROBOREPORTreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 732-356-7323reportedpublic record, Form ADV, Jul 16, 2026
- Contact form
- CONDORCAPITAL.COM/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $128Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
C••••• C•••••• W••••• M••••••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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