DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••• R•••• F•••••••• G••••
Legal name C••••••• R•••• F•••••••• G••••• L••
Latest filing Sep 3, 2026
First filing on the tape Nov 20, 2020 · 12 filings
SEC status approved since Dec 21, 2020
RAUM
$195M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
99%
$192M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$48.7M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$195M as of Mar 17, 2026
Mar 4, 2021$111M then
HNW client RAUM$113M as of Mar 17, 2026
Mar 4, 2021$38.2M then
State-registered IARs (5.B.3)4 as of Mar 17, 2026
Mar 4, 20214 then
Employees (5.A)4 as of Mar 17, 2026
Mar 4, 20214 then
Private funds: no history
RAUM +24% over the last fiscal year+18% a year over threeIARs 4 to 4offices 0 to 1
Practice profile
derived from the filing of Sep 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $48.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 69derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $266,527derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $86.0M, 163 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$113M58%
- Individuals$79.2M41%
- Corporations and businesses$2.4M1.2%
- Individual clients
- 214reported
- HNW clients
- 60reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 731reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $86.0M for 163 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• R•• B•••••••Certified Financial Planner | Vancouver, Wa | Jun 1, 2017 | 21 y | 1 |
| K•••••••• M•••• H•••••Certified Financial Planner | Vancouver, Wa | Jun 1, 2017 | 16 y | 1 |
| D•••• R••••• K•••••• | Vancouver, Wa | Jun 1, 2017 | 18 y | 2 |
| C••• M••••••• P•••••••Certified Financial Planner | Vancouver, Wa | Jun 1, 2017 | 33 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C••• M••••••• P••••••• from T••••••• I••••••••• M••••••••• I•••Jun 1, 2017 · Other
- M•••••• R•• B••••••• from T••••••• I••••••••• M••••••••• I•••Jun 1, 2017 · Other
- D•••• R••••• K•••••• from T••••••• I••••••••• M••••••••• I•••Jun 1, 2017 · Other
- K•••••••• M•••• H••••• from T••••••• I••••••••• M••••••••• I•••Jun 1, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from T••••••• I••••••••• M••••••••• I•••Jun 5, 2017 · Vancouver, Wa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• M••••••• R•• · Chief Compliance Officercontrolsince 06/2017 · owns less than 5%
- P•••••••• C•••• M••••••• · Membercontrolsince 06/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Vancouver, Wa · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 1-10 to 1-10Mar 17, 2026 to Sep 3, 2026
- Other offices · 0 to 1Mar 17, 2026 to Sep 3, 2026
- Related adviser · false to unsetMar 17, 2026 to Sep 3, 2026
- Related bank · false to unsetMar 17, 2026 to Sep 3, 2026
- Related broker-dealer · false to unsetMar 17, 2026 to Sep 3, 2026
- Related insurance company · false to unsetMar 17, 2026 to Sep 3, 2026
- Succession · false to unsetMar 17, 2026 to Sep 3, 2026
- Accounts · 580 to 731Mar 17, 2025 to Feb 9, 2026
- HNW clients · 41 to 60Mar 17, 2025 to Feb 9, 2026
- Individual clients · 207 to 214Mar 17, 2025 to Feb 9, 2026
- Assets in custody · $76.7M to $86.0MMar 17, 2025 to Feb 9, 2026
- Discretionary RAUM · $150M to $181MMar 17, 2025 to Feb 9, 2026
- HNW RAUM · $76.4M to $113MMar 17, 2025 to Feb 9, 2026
- Individual RAUM · $78.6M to $79.2MMar 17, 2025 to Feb 9, 2026
- Non-discretionary RAUM · $6.6M to $13.4MMar 17, 2025 to Feb 9, 2026
- RAUM · $157M to $195MMar 17, 2025 to Feb 9, 2026
- Accounts · 541 to 580Mar 7, 2024 to Mar 17, 2025
- Corporate clients · 3 to 4Mar 7, 2024 to Mar 17, 2025
- HNW clients · 30 to 41Mar 7, 2024 to Mar 17, 2025
- Assets in custody · $58.7M to $76.7MMar 7, 2024 to Mar 17, 2025
- Financial planning clients · 1-10 to 1-10Mar 7, 2024 to Mar 17, 2025
- Discretionary RAUM · $132M to $150MMar 7, 2024 to Mar 17, 2025
- HNW RAUM · $57.0M to $76.4MMar 7, 2024 to Mar 17, 2025
- Individual RAUM · $79.4M to $78.6MMar 7, 2024 to Mar 17, 2025
- Non-discretionary RAUM · $5.6M to $6.6MMar 7, 2024 to Mar 17, 2025
- RAUM · $138M to $157MMar 7, 2024 to Mar 17, 2025
- Accounts · 515 to 541Mar 13, 2023 to Mar 7, 2024
- HNW clients · 21 to 30Mar 13, 2023 to Mar 7, 2024
- Individual clients · 216 to 207Mar 13, 2023 to Mar 7, 2024
- Assets in custody · $51.7M to $58.7MMar 13, 2023 to Mar 7, 2024
- Discretionary RAUM · $114M to $132MMar 13, 2023 to Mar 7, 2024
- HNW RAUM · $42.5M to $57.0MMar 13, 2023 to Mar 7, 2024
- Individual RAUM · $75.8M to $79.4MMar 13, 2023 to Mar 7, 2024
- Non-discretionary RAUM · $5.3M to $5.6MMar 13, 2023 to Mar 7, 2024
- RAUM · $120M to $138MMar 13, 2023 to Mar 7, 2024
- Accounts · 497 to 515Oct 24, 2022 to Mar 13, 2023
- Charity clients · 2.0 to unsetOct 24, 2022 to Mar 13, 2023
- Corporate clients · 2 to 3Oct 24, 2022 to Mar 13, 2023
- HNW clients · 25 to 21Oct 24, 2022 to Mar 13, 2023
- Individual clients · 215 to 216Oct 24, 2022 to Mar 13, 2023
Signals
1 dated events
- C••••••• R•••• F•••••••• G•••• filed its initial SEC registration (Form ADV)Nov 20, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 360-335-3350reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 360-881-7691reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- C•••••••R••••FG.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 3603353350reportedpublic record, Form ADV, Sep 3, 2026
- Contact form
- COLUMBIARIVERFG.COM/contact.htmlreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- COLUMBIARIVERFG.COM/our-team.htmlreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $48.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026