DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••• P•••••• W••••• L••
Latest filing Mar 5, 2026
First filing on the tape May 17, 2017 · 21 filings
SEC status approved since Mar 24, 2022
RAUM
$17.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$17.3M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$5.8M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$17.3M as of Mar 5, 2026
Jan 23, 2018$647,000 then
HNW client RAUM$14.3M as of Mar 5, 2026
Feb 25, 2025$8.0M then
State-registered IARs (5.B.3)3 as of Mar 5, 2026
Jan 23, 20180 then
Employees (5.A)3 as of Mar 5, 2026
Jan 23, 20181 then
Private funds: no history
RAUM -1.0% over the last fiscal year+55% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 5, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $5.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 12derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $492,871derivedHNW RAUM over HNW clients
- Average account
- $468,373derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$14.3M82%
- Individuals$3.0M18%
- Individual clients
- 8reported
- HNW clients
- 29reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 37reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• M•••••• W•••• | Ruislip | Apr 7, 2022 | 12 y | 2 |
| E••••• J••• H••••• | Manchester | Apr 19, 2022 | 14 y | 1 |
| D•••• V•••••• W••••• | Liverpool | Mar 12, 2024 | 15 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- D•••• V•••••• W••••• to B•••• I••••••••• U••• L••Jan 12, 2022 · RIA to RIA
Joined, latest
- D•••• V•••••• W••••• from B•••• I••••••••• U••• L••Mar 12, 2024 · RIA to RIA
- D•••• V•••••• W••••• from B••••• G••••• A•••••• N••••••• L••May 5, 2021 · RIA to RIA
- D•••• M•••••• W•••• from B••••• G••••• A•••••• N••••••• L••Feb 24, 2021 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• E•••••• J••• · Chief Executive Officer Chief Compliance Officercontrolsince 04/2017 · owns less than 5%
- P•••••• P••••••• A••• · Ownercontrolsince 02/2014 · owns 25% to 50% of H•••••• A••••• L••
- P•••••• R•••••• F•••• · Ownercontrolsince 02/2014 · owns 50% to 75% of H•••••• A••••• L••
Entity owners
- A•••••• P•••••• W••••• L•••••• · Memberdirect · owns 75% or more
- H•••••• A••••• L•• · Ownerindirect · owns 75% or more of A•••••• P•••••• W••••• L••••••
Related persons
Schedule D 7.A
- H•••••• A••••• L••investment adviserreal estatey
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- HNW clients · 12 to 29Feb 25, 2025 to Mar 5, 2026
- Individual clients · 25 to 8Feb 25, 2025 to Mar 5, 2026
- Discretionary RAUM · $17.5M to $17.3MFeb 25, 2025 to Mar 5, 2026
- HNW RAUM · $8.0M to $14.3MFeb 25, 2025 to Mar 5, 2026
- Individual RAUM · $9.5M to $3.0MFeb 25, 2025 to Mar 5, 2026
- RAUM · $17.5M to $17.3MFeb 25, 2025 to Mar 5, 2026
- Accounts · 19 to 37Nov 7, 2024 to Feb 25, 2025
- Advisory employees · 2 to 3Nov 7, 2024 to Feb 25, 2025
- Advisory activities · 3 to 4Nov 7, 2024 to Feb 25, 2025
- HNW clients · unset to 12.0Nov 7, 2024 to Feb 25, 2025
- Individual clients · 19 to 25Nov 7, 2024 to Feb 25, 2025
- Employees · 2 to 3Nov 7, 2024 to Feb 25, 2025
- Financial planning clients · 0 to 0Nov 7, 2024 to Feb 25, 2025
- HQ state · unset to Nov 7, 2024 to Feb 25, 2025
- State-registered IARs · 2 to 3Nov 7, 2024 to Feb 25, 2025
- Discretionary RAUM · $5.2M to $17.5MNov 7, 2024 to Feb 25, 2025
- HNW RAUM · unset to 7981363.0Nov 7, 2024 to Feb 25, 2025
- Individual RAUM · $5.2M to $9.5MNov 7, 2024 to Feb 25, 2025
- RAUM · $5.2M to $17.5MNov 7, 2024 to Feb 25, 2025
- Accounts · 14 to 19Feb 17, 2023 to Jan 22, 2024
- Advisory employees · 4 to 2Feb 17, 2023 to Jan 22, 2024
- Individual clients · 13 to 19Feb 17, 2023 to Jan 22, 2024
- Employees · 5 to 2Feb 17, 2023 to Jan 22, 2024
- Financial planning clients · 11-25 to 0Feb 17, 2023 to Jan 22, 2024
- State-registered IARs · 4 to 2Feb 17, 2023 to Jan 22, 2024
- Discretionary RAUM · $2.3M to $5.2MFeb 17, 2023 to Jan 22, 2024
- Individual RAUM · $4.7M to $5.2MFeb 17, 2023 to Jan 22, 2024
- Non-discretionary RAUM · $2.3M to $0Feb 17, 2023 to Jan 22, 2024
- RAUM · $4.7M to $5.2MFeb 17, 2023 to Jan 22, 2024
- Accounts · 5 to 14Apr 28, 2022 to Feb 17, 2023
- Advisory employees · 7 to 4Apr 28, 2022 to Feb 17, 2023
- Individual clients · 5 to 13Apr 28, 2022 to Feb 17, 2023
- Employees · 7 to 5Apr 28, 2022 to Feb 17, 2023
- Financial planning clients · 1-10 to 11-25Apr 28, 2022 to Feb 17, 2023
- State-registered IARs · 7 to 4Apr 28, 2022 to Feb 17, 2023
- Discretionary RAUM · $1.7M to $2.3MApr 28, 2022 to Feb 17, 2023
- Individual RAUM · $1.7M to $4.7MApr 28, 2022 to Feb 17, 2023
- Non-discretionary RAUM · $0 to $2.3MApr 28, 2022 to Feb 17, 2023
- RAUM · $1.7M to $4.7MApr 28, 2022 to Feb 17, 2023
- HQ city · LOULE to MANCHESTERJan 12, 2022 to Jan 28, 2022
Signals
6 dated events
- D•••• V•••••• W••••• left A•••••• P•••••• W••••• L•• for B•••• I••••••••• U••• L•• (registered 2022-02-09)Jan 12, 2022 · a•••••• firm change · fact
- A••• P•••••• P••••• (Owner) appeared on Schedule A of A•••••• P•••••• W••••• L••Jan 12, 2022 · Control person joined · fact
- F•••• R••••• P••••• (Owner) appeared on Schedule A of A•••••• P•••••• W••••• L••Jan 12, 2022 · Control person joined · fact
- Lee Emily Harris (Managing Member) no longer on Schedule A of A•••••• P•••••• W••••• L•• (listed 2018-12-12, absent 2022-01-12)Jan 12, 2022 · Control person left · inference
- S•••• E•••• I••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Nov 16, 2018 · Succession (Item 4) · fact
- S•••• E•••• I••••••••• L•• filed its initial SEC registration (Form ADV)May 17, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 407-567-0095reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/archway-private-wealth-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- a•••••••••.usreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 407-567-0095reportedpublic record, Form ADV, Mar 5, 2026
- Contact form
- a•••••••••.usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- a•••••••••.usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $5.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026